Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes linked to the worst performing of the Nasdaq-100 Futures Excess Return™ Index and the S&P 500® Futures Excess Return Index. The securities have a $1,000 stated principal per security, an original issue price of $1,000, an estimated value on the pricing date of $978.20 and aggregate principal of $1,109,000. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. They feature an automatic early redemption on the first determination date (June 10, 2027) for an early redemption payment of $1,260 if each underlier is at or above its call threshold (100% of initial level). If not auto‑redeemed, maturity payoff on June 14, 2029 depends on the worst performing underlier: investors receive principal plus a 150% participation in upside if both underliers finish above initial levels, principal only if both finish at or above 70% of initial, and a loss equal to the percentage decline of the worst performing underlier if that underlier finishes below its 70% downside threshold (payment could be zero). All payments are subject to Morgan Stanley credit risk; tax treatment is uncertain.
Morgan Stanley Finance LLC priced a series of Principal at Risk Trigger PLUS notes linked to the iShares® Expanded Tech-Software Sector ETF. The securities have a stated principal amount of $1,000 per security, an original issue price of $1,000, a 300% leverage factor, a maximum payment at maturity of $1,640, an observation date of June 11, 2029, and a maturity date of June 14, 2029. Payment at maturity depends solely on the closing level of the underlier on the observation date and includes limited protection above a downside threshold of $65.065 (70% of the initial level). All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; investors bear credit risk of the issuer and guarantor.
Morgan Stanley Finance LLC offers $500,000 aggregate principal of principal-at-risk, auto-callable Jump Securities linked to the worst performing common stock of Elevance Health and UnitedHealth Group. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $960.50.
The securities pay no interest, carry full issuer and guarantor credit risk, and can be automatically redeemed on the first determination date June 22, 2027 for an early redemption payment of $1,527.50 if each underlier meets its call threshold (each call threshold = initial level). If not auto-redeemed, maturity is June 13, 2029 with payout rules: upside at maturity uses a 150% participation rate on the worst performing underlier, protection applies only down to 90% of initial level (downside threshold), and losses occur 1% for each 1% decline of the worst performing underlier below that threshold.
Morgan Stanley Finance LLC is offering $4,000,000 of Trigger PLUS principal-at-risk notes due June 12, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities provide a leveraged upside of 230% on appreciation of the S&P 500® Futures Excess Return Index measured from the initial level of 593.32 (strike date June 9, 2026) to the final closing level on the observation date (June 9, 2031). If the final level is at or above the downside threshold (70% of initial, 415.324), investors receive principal at maturity; if below that threshold, investors lose 1% of principal for each 1% decline in the underlier, with no minimum payment. The estimated value on the pricing date was $980.30 per security and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes (auto-callable) linked to the Russell 2000® Index with a stated principal amount of $1,000 per security. The notes pay no interest, may auto‑redeem on determination dates for fixed early redemption payments, and mature on June 22, 2029.
If not auto‑redeemed, a final-level outcome at or above the call threshold yields a fixed positive payment (example: $1,417); if below the threshold, investors suffer losses equal to the index decline (payment = stated principal × final level / initial level), which could result in a total loss of principal. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offered callable contingent income buffered securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000 and a contingent coupon of 17.75% per annum payable only if each underlier meets its coupon barrier on an observation date. The securities include a 10% buffer at maturity and a minimum payment of 10% of principal, but investors may lose principal if the worst performing underlier declines beyond the buffer. The securities are subject to early redemption beginning September 15, 2026 based on a risk neutral valuation model and are fully and unconditionally guaranteed by Morgan Stanley; all payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable notes linked to the worst performing of three ETFs (XBI, XLF, XLU) with an aggregate principal amount of $535,000 and a stated principal amount of $1,000 per security. The notes were priced on June 9, 2026, issued on June 12, 2026, and mature on June 14, 2029.
The securities feature an automatic early redemption on the first determination date (June 10, 2027) for an early redemption payment of $1,610 if each underlier is at or above its 100% call threshold. At maturity holders either receive principal plus an upside payment (participation 150%) if all underliers appreciate, principal only if underliers remain above 70% of initial levels, or a pro rata loss tied to the worst performing underlier (potentially to zero).
Morgan Stanley Finance LLC is pricing Dual Directional Buffered PLUS principal-at-risk securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,770,000. The notes are linked to the S&P 500® Futures Excess Return Index, have an original issue date of June 12, 2026, and mature on June 12, 2031. The initial level (strike) is 593.32 and the estimated value on the pricing date was $974.20 per security. Payment scenarios: upside pays the stated principal plus 191.50% leverage on appreciation; if the underlier falls but remains ≥ the 80% buffer level, investors receive the stated principal plus the absolute decline × 100% participation (capped effectively at 20% positive return); if the underlier is below the buffer level, investors incur losses beyond the 20% buffer and the minimum payment at maturity is 20% of principal. All payments are subject to MSFL credit risk and guaranteed by Morgan Stanley. The issue price is $1,000 with an estimated dealer-structuring component; the estimated value is lower than the issue price.
Morgan Stanley Finance LLC priced a series of callable, principal-at-risk notes linked to NextEra Energy, Inc. common stock. The offering is for $1,318,000 aggregate principal of securities with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The notes pay a fixed coupon of 8.10% per annum payable monthly, are callable beginning June 14, 2027, and mature on June 14, 2028. At maturity investors receive principal only if the final level of the underlier is at or above the downside threshold of $55.140 (65% of the initial level); otherwise principal is reduced pro rata by the performance factor (final level / initial level).
The securities do not guarantee principal, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $967.90 per security, reflecting issuance, sales, structuring and hedging costs.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable notes linked to the worst-performing of Micron (MU), NVIDIA (NVDA) and TSMC (TSM). The securities trade at a $1,000 stated principal amount per note, pay a contingent coupon of 22.30% per annum on observation dates that meet coupon barriers, and can automatically redeem beginning June 14, 2027 if all underliers meet call thresholds. At maturity on June 14, 2029, investors receive principal only if specified downside thresholds are met; otherwise payment is reduced in proportion to the worst-performing underlier and could be zero. All payments are unsecured and subject to Morgan Stanley credit risk.