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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 30, 2031 linked to the S&P 500® Futures Excess Return Index and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities provide three payoff regimes at maturity: (1) if the final level is at or above the initial level, holders receive $1,000 plus the greater of the index percent gain or a fixed $445 upside payment; (2) if the final level is below the initial level but at or above an 80% buffer level, holders receive $1,000 plus a positive return equal to the absolute decline multiplied by a 100% participation rate (effectively capped at 20%); (3) if the final level is below the 80% buffer, holders lose 1% of principal for each 1% decline beyond the buffer, with a stated minimum payment at maturity of 20% of principal.
The estimated model value on the pricing date was approximately $937.80 per security (stated within a ±$55 range). All payments are subject to Morgan Stanley's credit risk, there is no periodic interest, secondary market liquidity may be limited, and U.S. federal tax treatment is described as uncertain in this preliminary pricing supplement.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory buffered auto-callable notes linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX).
The notes are sold at a stated principal amount of $1,000 per security, pay a contingent coupon of 8.00% per annum only if both underliers meet coupon barrier tests on observation dates, include an automatic early‑redemption feature, a 20% buffer and a minimum payment at maturity equal to 20% of principal. Final observation is May 14, 2029 with maturity on May 17, 2029. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the S&P 500® Index with an automatic early redemption feature and a downside buffer. The securities mature on June 17, 2030 and may be automatically redeemed on the first determination date for an early redemption payment.
The notes have a stated principal amount of $1,000 per security, an early redemption payment of $1,100 if the call threshold is met on the first determination date, a participation rate of 156.50%, an 80% buffer level, and a downside factor of 1.25. Payments are unsecured and fully guaranteed by Morgan Stanley and are subject to credit risk and the tax and market risks described.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due June 25, 2032 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley.
The notes have a $1,000 stated principal amount, a 231% leverage factor on upside, a 15% buffer and a 15% minimum payment at maturity. The securities pay no interest; at maturity investors receive principal plus leveraged upside if the final level exceeds the initial level, principal only if the final level is ≥ the buffer level, and suffer losses beyond the buffer if the final level is below the buffer. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due July 5, 2030, linked to the worst performing of the Russell 2000® and the S&P 500® with a stated principal amount of $1,000 per security. The notes do not pay interest and provide a 126% leverage on upside of the worst performing underlier, a 20% buffer (80% buffer level) and a 20% minimum payment at maturity. If the worst performing underlier finishes above its initial level, holders receive principal plus a leveraged upside payment; if it finishes between the initial level and the buffer level, holders receive principal; if it finishes below the buffer level, holders lose 1% for each 1% decline beyond the buffer, subject to the minimum payment. All payments are subject to MSFL and Morgan Stanley credit risk. The pricing and strike dates are June 30, 2026 with an observation date of July 1, 2030 and estimated value on the pricing date of approximately $974.70 per security.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note tied to Apollo Global Management common stock. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security, with an estimated value of approximately $988.20 on the pricing date.
The notes pay a contingent coupon at an annual rate of 12.64% on scheduled coupon payment dates only if the closing level of the underlier meets or exceeds the coupon barrier of $71.2244 (about 55% of the initial level). The notes auto‑redeem early if the underlier closes at or above the call threshold of $129.4989 on any redemption determination date. If not redeemed, maturity payoff returns principal only if the final level is at or above the downside threshold of $71.2244; otherwise investors suffer proportional principal loss (payment = stated principal × final level / initial level). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is pricing Principal-at-Risk, contingent income, auto-callable securities linked to the common stock of EPAM Systems, Inc. with a stated principal of $1,000 per security and a maturity date of June 7, 2028.
The notes pay a contingent coupon at an annual rate of 18.64% on observation dates when the closing level of EPAM is at or above the coupon barrier of $61.938 (60% of the initial level). The securities are automatically redeemable on specified redemption determination dates if the closing level is at or above the call threshold of $103.23 (100% of the initial level). If not redeemed and the final level is below the downside threshold of $61.938 investors suffer losses proportional to the underlier decline; all payments are subject to MSFL/Morgan Stanley credit risk.
The offering describes principal-at-risk structured notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley, linked to the SPDR S&P 500 ETF Trust (SPY). Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $982.60. The notes are automatic early‑callable beginning with a first determination date of June 4, 2027; if called, fixed early redemption payments equal to specified cash amounts will be paid. If not called, maturity outcomes depend on the final level relative to the initial level (initial level $759.57) and a downside threshold $531.699 (70% of initial). The terms include a 150% participation rate and an upside payment of $277.50 per security; downside performance can result in a loss of principal down to zero. All payments are subject to Morgan Stanley’s credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Dual Directional Buffered PLUS notes due June 7, 2029. Each security has a stated principal amount of $1,000 and pays no interest; the payout at maturity depends on the performance of the worst performing of the Russell 2000® and S&P MidCap 400® indices.
The securities provide a 112% leveraged upside if the worst performing underlier appreciates, an absolute return participation feature up to 15% if the worst performing underlier depreciates but remains at or above a 15% buffer, and expose investors to full losses beyond that buffer subject to a 15% minimum payment at maturity. All payments are subject to MSFL's and Morgan Stanley's credit risk. The estimated value on the pricing date was approximately $981.90 per security.
Morgan Stanley Finance LLC is offering structured, market-linked notes due June 3, 2031, fully guaranteed by Morgan Stanley, linked to the EURO STOXX 50® Index. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $385,000. At maturity investors receive the stated principal plus an upside payment equal to the stated principal multiplied by a 123% participation rate times the underlier percent change if the final index level exceeds the initial level (initial level 6,050.54). If the final level is equal to or less than the initial level, investors receive only the stated principal amount. The notes pay no interest, are unsecured obligations of MSFL, and are subject to MSFL's and Morgan Stanley's credit risk. The estimated value on the pricing date was $960.70 per note and the issue price was $1,000 per note (agent commission and fees reduce proceeds to the issuer).