Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed income buffered securities linked to the Russell 2000® Index, maturing on December 29, 2027. Each security has a stated principal amount of $1,000 and pays a fixed coupon at an annual rate of 5.20%, with quarterly payments.
At maturity, if the index’s final level is at or above the buffer level of 85% of the initial level, investors receive the full $1,000 principal plus the final coupon. If the final level is below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, but not below a minimum payment equal to 15% of principal.
The securities are unsecured, subject to Morgan Stanley’s credit risk, are not listed on any exchange, and may have limited or no secondary market. The estimated value on the pricing date is approximately $966.40 per security, reflecting issuing, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Buffered Jump Securities linked to the Russell 2000® Index, maturing on June 28, 2029. The $1,000-denomination notes pay no interest and are principal-at-risk.
At maturity, if the index level is at or above an 85% buffer level, holders receive principal plus a fixed upside payment of $262.50 per security, a 26.25% gain. If the index falls more than the 15% buffer, principal is reduced 1% for each 1% decline beyond that buffer, with a minimum payment of 15% of principal.
The securities’ estimated value on the pricing date is approximately $957.50 per $1,000, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. Key risks include exposure to small-cap volatility in the Russell 2000®, the unsecured credit risk of Morgan Stanley and MSFL, limited or no secondary market liquidity, and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered PLUS notes linked to the S&P 500® Index, maturing on June 28, 2028. Each security has a $1,000 stated principal amount, no periodic interest, and principal is at risk. If the index finishes above its initial level, holders receive $1,000 plus 200% of the index gain, capped at a maximum payment of $1,225.50 (122.55% of principal). If the index declines but remains at or above 90% of the initial level, investors receive only their principal. Below this 10% buffer, repayment is reduced 1% for each additional 1% index loss, but not below a minimum of 10% of principal. The estimated value on the pricing date is approximately $963.60 per security, and the notes will not be listed on any exchange, with all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering $1,291,000 of principal-at-risk market-linked securities tied to an unequally weighted basket of five international equity indices, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security provides 100% upside participation in the basket to a maximum return of 38%, for a maximum maturity payment of $1,380 per security, if the basket ends above its starting level.
If the basket ends at or below the starting level but no lower than the 85% threshold, investors receive a positive “contingent absolute return,” gaining 1% for each 1% basket loss, capped at $1,150. Below the threshold, losses are buffered only for the first 15% decline; beyond that, losses match further declines and investors can lose up to 85% of principal. The notes pay no coupons, are not listed, and the estimated value is $962.10 per $1,000 at pricing, reflecting issuer costs and internal funding assumptions. Maturity is scheduled for May 25, 2028, with all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the iShares Bitcoin Trust ETF. Each security has a stated principal amount of $1,000 and pays no interest.
The notes can be automatically redeemed on January 4, 2027 if, on December 29, 2026, the ETF’s closing level is at or above 100% of its initial level, delivering an early redemption payment of $1,290 to $1,300 per security and ending the investment. If held to the December 28, 2028 maturity and not auto-called, investors receive 125% of the ETF’s upside when the final level is above the initial level, full principal back if the final level is between 90% and 100% of the initial level, and lose 1% of principal for each 1% decline beyond the 10% buffer, subject to a 10% minimum payment.
The estimated value on the pricing date is approximately $958.20 per $1,000, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and are exposed to significant volatility and regulatory risks associated with bitcoin and the bitcoin-linked ETF.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,090,000 of Jump Securities with an auto-callable feature linked to the worst performer of the Nasdaq-100 Technology Sector Index, the S&P 500 Index and the Russell 2000 Index. Each security has a stated principal amount of $1,000 and is a principal-at-risk note that pays no interest.
The securities may be automatically redeemed on scheduled determination dates if all three indices are at or above their call threshold levels, paying a fixed early redemption amount that targets about 15.15% per annum. If held to maturity and all indices end at or above their upside thresholds, investors receive $1,454.50 per security; if they are between upside and downside thresholds, only principal is returned. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially down to zero. The estimated value on the pricing date is $972.60 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities linked to the common stock of Micron Technology, Inc. (MU), fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $945.30 per security.
The notes pay a contingent coupon at an annual rate of 19.00% to 20.00%, but only if MU’s closing level on a given observation date is at or above a coupon barrier set at 60% of the initial level. Missed coupons may be paid later if the barrier is met on a future observation date. The securities are automatically redeemed if MU’s closing level on a redemption determination date is at or above the call threshold, set at 100% of the initial level, starting with the first determination date on June 22, 2026.
If not called, and on the final observation date MU is at or above the downside threshold of 60% of the initial level, investors receive back principal plus any due coupons. If MU finishes below this downside threshold, repayment is reduced 1% for each 1% decline in MU from the initial level, and the maturity payment can be significantly less than principal or even zero. The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s credit, will not be listed on any exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $512,000 of Step-Down Jump Securities with an auto-call feature linked to Antero Resources Corporation common stock. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $957.
The notes can be automatically redeemed on scheduled determination dates if the stock closes at or above specified call threshold levels, paying fixed early redemption amounts of $1,179 in 2026 or $1,358 in 2027 per security. If not called and held to maturity on November 27, 2028, investors receive $1,537 per security if the final stock level is at or above the upside threshold level of $30.195.
If the final level is between the upside threshold and the downside threshold of $21.808, investors get only their principal back. Below the downside threshold, repayment is reduced 1% for each 1% decline in the underlier, and the payment at maturity can be zero. The notes pay no interest, are unsecured, not listed, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Dual Directional Buffered Participation Securities linked to the S&P 500® Index, due December 9, 2026. Each note has a $1,000 stated principal amount, with a total offering size of $500,000, and pays no interest.
At maturity, investors participate 100% in S&P 500 gains, but returns are capped at a maximum payment of $1,092.10 per security, or 109.21% of principal. If the index is down but not below the 15% buffer (buffer level 85% of the initial level 6,602.99, or 5,612.542), investors receive a positive return matching the absolute decline, up to 15%. Below the buffer, losses accelerate at a 1.1765% loss for each 1% additional index drop, with no minimum payment, so principal can be fully lost.
The estimated value on the pricing date is $983.40 per note, below the issue price, reflecting structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities with an auto-call feature due November 27, 2026, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal of $14,085,000 and an estimated value on the pricing date of $960.10 per security.
The notes are linked to the worst performer of three ETFs: the SPDR S&P Regional Banking ETF (KRE), iShares Semiconductor ETF (SOXX) and Energy Select Sector SPDR Fund (XLE). They can be automatically redeemed quarterly from February 23, 2026 if each ETF closes at or above its call threshold, paying early redemption amounts from $1,030 to $1,110 per security, corresponding to about 12% per annum.
If not called, at maturity investors receive $1,120 per security if each ETF is at or above its upside threshold, par if all are above their downside thresholds, and a loss of 1% of principal for each 1% decline in the worst ETF below its downside threshold, potentially to zero. The notes pay no coupons, are unsecured, not listed on an exchange, carry Morgan Stanley credit risk and involve complex U.S. tax treatment and sector-specific ETF risks.