Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk buffered jump securities due June 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $976.70. The securities are linked to the worst performing of three underliers: the Dow Jones Industrial Average (INDU), the S&P 500® Futures Excess Return Index (SPXFP) and the State Street Health Care Select Sector SPDR® ETF (XLV). They provide a 20% buffer (buffer amount) against losses: if the final level of the worst performing underlier is below its buffer level, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 20% of principal. The securities may auto‑redeem on specified determination dates beginning June 28, 2027, with early redemption payments corresponding to an approximate 11.85% per annum return (examples range from $1,118.50 to $1,562.875 per security). All payments are subject to Morgan Stanley’s credit risk and the securities do not pay periodic interest.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 3, 2031 linked to the worst performer of the Russell 2000® and the S&P 500®. Each security has a stated principal amount of $1,000 and an upside payment of $450 (45%). The notes pay no interest; at maturity investors receive a payoff tied to the worst performing underlier on the observation date (June 30, 2031). If both underliers finish at or above their initial levels, holders receive principal plus the greater of the underlier percent change or the upside payment. If the worst performing underlier declines but remains at or above its downside threshold (75% of initial), holders receive a positive capped return (effectively limited to 25%). If the worst performing underlier is below its downside threshold, investors lose principal on a 1:1 basis and could lose the entire investment. The document discloses an estimated value on the pricing date of approximately $950.50 per security and states all payments are subject to issuer and guarantor credit risk.
The Preliminary Pricing Supplement describes Buffered PLUS notes issued by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal, a 203% leverage factor on upside, an 80% buffer (20% buffer amount) and a 20% minimum payment at maturity. Key dates: strike and pricing date June 24, 2026, original issue date June 29, 2026, observation date June 24, 2031 (subject to postponement) and maturity June 27, 2031. The estimated value on the pricing date is approximately $984.00 per security, or within $40.00 of that estimate. The securities pay no interest, expose investors to issuer credit risk, and provide principal protection only within the specified buffer; losses occur 1% for each 1% decline beyond the buffer, with an example showing a 95% underlier decline would result in receiving $250 per security.
Morgan Stanley Finance LLC is offering principal-at-risk notes linked to the S&P 500® Index that mature on July 21, 2027. Each security has a $1,000 stated principal amount and an $89 upside payment (8.90%) if the final level is at or above the downside threshold.
If the final level is below the downside threshold (6,009.08, equal to 80% of the initial level), the payment equals the stated principal multiplied by the performance factor (final level/initial level), resulting in pro rata losses and possible loss of the entire principal. Estimated value on the pricing date was approximately $986.80 per security; the issue price is $1,000.
Morgan Stanley Finance LLC is offering auto‑callable, principal‑at‑risk notes linked to the iShares® MSCI Taiwan Index Fund. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $957.80, and an issue price of $1,000. The notes can be automatically redeemed on the first determination date for an early redemption payment of $1,231 if the underlier’s closing level meets the 100% call threshold. At maturity, investors may receive the stated principal plus the greater of a fixed $462 upside payment or 100% participation in appreciation, or they may suffer principal losses if the final level falls below the 85% downside threshold, potentially losing up to 1% of principal for each 1% decline in the underlier.
Morgan Stanley Finance LLC is offering principal‑at‑risk auto‑callable notes due December 23, 2027 linked to the worst performing shares of Amazon, Microsoft and NVIDIA. Each security has a $1,000 stated principal and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of 12.00% on scheduled coupon payment dates only if each underlier is at or above its coupon barrier on the related observation date; unpaid coupons may be paid later only if future observation dates meet the coupon condition. The notes can be automatically redeemed early on specified determination dates if each underlier is at or above its call threshold, in which case holders receive principal plus the contingent coupon for that period. If not auto‑redeemed, maturity payoff depends on the worst performing underlier: investors receive full principal if each final level is at or above its buffer level (70% of initial); otherwise holders lose 1.4286% of principal for every 1% the worst performing underlier declines beyond the 30% buffer. The pricing date was June 17, 2026, strike levels (initial) were AMZN $246.00, MSFT $393.83, NVDA $207.41, and the estimated value on the pricing date was approximately $956.80 per security. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
The Preliminary Pricing Supplement describes Morgan Stanley Finance LLC's offering of principal‑at‑risk, contingent‑coupon, memory auto‑callable securities linked to the S&P 500® Index. Each security has a $1,000 stated principal, issue price of $1,000, estimated value of approximately $985, a 7.80% per annum contingent coupon and a maturity date of July 21, 2027. Automatic early redemption may occur on specified dates if the index equals or exceeds the call threshold of 7,511.35. If not called, maturity payoff depends on the final index level relative to the downside threshold (75% of initial level); below that level investors suffer proportional principal losses. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due July 21, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $78 (7.80%) if the final level is at or above the downside threshold.
The payment at maturity depends on the S&P 500® Index closing level on the observation date: the initial level is 7,511.35 (strike date June 16, 2026) and the downside threshold level is 5,633.513 (75% of the initial level). If the final level is below that threshold, holders lose 1% of principal for each 1% decline; there is no minimum payment at maturity and the securities could mature worthless.
Morgan Stanley Finance LLC priced principal-at-risk notes tied to the S&P 500® Index. Each security has a stated principal amount of $1,000, an upside payment of $98 (9.80%) if the final level is at or above the downside threshold (85% of the initial level), and a maturity date of July 21, 2027. If the final level is below the downside threshold, payment at maturity equals the stated principal amount times the performance factor (final level/initial level), and investors can lose up to their entire initial investment.
The initial issue price is $1,000 and the estimated value on the pricing date is approximately $985.30. All payments are subject to issuer and guarantor credit risk; additional terms, tax treatment, and hedging/secondary market details are described in the accompanying supplements.
Morgan Stanley Finance LLC is offering Leveraged Buffered Russell 2000® Index-Linked Notes due September 17, 2027, fully guaranteed by Morgan Stanley. Each $1,000 Face Amount note returns linked exposure to the Russell 2000® Index from a Strike Date of June 15, 2026 to the Determination Date of September 15, 2027. Investors receive 150% participation in positive index performance up to a $1,214.50 Maximum Settlement Amount; a 10.00% downside buffer protects against losses up to 10.00%, but losses exceed the buffer if the index falls more than 10.00 (you could lose some or all principal). Notes pay no interest, are unsecured, not listed, and are subject to issuer credit risk. The document states an estimated Trade Date value of approximately $983.50 per note and lists the Face Amount, fees and key mechanics.