Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $315,000 of Jump Securities with Auto-Callable Feature, at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of NVIDIA, Meta Platforms and Alphabet Class A common stocks.
The notes may be automatically redeemed on November 27, 2026 for an early redemption payment of $1,700 per security if each stock is at or above its call threshold (100% of its initial level) on the first determination date. If not called, maturity is November 27, 2028, with upside equal to principal plus a 350% participation rate on the gain of the worst-performing stock if all three finish above their initial levels.
If any stock finishes below its initial level but at or above its downside threshold (60% of its initial level), investors receive only the $1,000 principal. If any stock ends below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The estimated value on the pricing date is $951.10 per security, the notes are unsecured, not listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $428,000 aggregate principal amount of Callable Contingent Income Securities due November 26, 2030, linked to the worst performing of the Utilities Select Sector SPDR Fund, the S&P 500 Index and the Russell 2000 Index. The notes pay a contingent coupon at an annual rate of 9.15% only if on each observation date every underlier is at or above its coupon barrier level, set at 70% of its initial level. The securities can be called in whole on specified redemption dates if a risk neutral valuation model indicates that early redemption is economically rational for the issuer. If not redeemed and any underlier finishes below its downside threshold level, also 70% of its initial level, investors lose 1% of principal for each 1% decline in the worst performer and may lose their entire investment. The issue price is $1,000 per security, while the estimated value on the pricing date is $972.50, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities linked to the worst performer of the S&P 500® Equal Weight Index, the Dow Jones Industrial Average℠ and the Energy Select Sector SPDR® Fund. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $1,500,000.
The securities pay a 12.00% per annum contingent coupon only if, on each observation date, every underlier is at or above its coupon barrier level, set at 75% of its initial level. They may be automatically redeemed on specified dates if all underliers are at or above their 100% call threshold levels, returning principal plus the applicable coupon.
If not called and, at maturity, each underlier is at or above its downside threshold level (also 75% of initial), investors receive principal plus any final coupon. If any underlier finishes below its downside threshold, the payout is reduced 1% for every 1% decline in the worst-performing underlier, potentially resulting in a total loss. The estimated value on the pricing date is $983.50 per security, the notes are not listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities with an auto-call feature linked to the S&P 500® Futures Excess Return Index, issued in an aggregate principal amount of $1,530,000 at $1,000 per security. The notes may be automatically redeemed on December 1, 2026 for $1,140 per security if the index is at or above 566.990, about 105% of the 539.99 initial level.
If not called and the final index level is above the initial level, investors receive principal plus an upside payment based on a 200% participation rate. If the final level is between 70% and 100% of the initial level, only principal is returned; below 70%, repayment falls in line with index losses and can be reduced to zero. The estimated value on the pricing date is $944.80 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, pay no interest, will not be listed on any exchange and may have limited secondary liquidity.
Morgan Stanley Finance LLC is offering $5,754,000 of Contingent Income Auto-Callable Securities due November 27, 2028, linked to Bank of America common stock and fully guaranteed by Morgan Stanley. Each security has a $1,000 principal amount and may pay a contingent quarterly coupon at an annual rate of 10.34% (about $25.85 per quarter) if Bank of America’s share price on the determination date is at or above the downside threshold of $38.67, which is 75% of the initial share price of $51.56.
The notes can be automatically redeemed on any of the first eleven quarterly determination dates if the stock is at or above the initial share price, returning principal plus that period’s coupon. If not redeemed early, at maturity investors receive principal plus the final coupon if the stock is at or above the downside threshold, but if it finishes below that level, repayment is reduced 1-for-1 with the stock’s decline and can fall to zero. Investors do not receive dividends or participate in stock appreciation, face issuer and guarantor credit risk, limited liquidity, and an estimated initial value of $964.90 per $1,000, reflecting embedded fees and funding costs.
Morgan Stanley Finance LLC is issuing $2,779,000 of buffered jump securities with an auto-call feature linked to the worst performer of the S&P 500® Index and EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on November 26, 2030.
The notes can be automatically redeemed on scheduled determination dates starting December 4, 2026 if both indices are at or above their call threshold levels, paying early redemption amounts that reflect approximately 10.00% per annum, up to $1,475 per security before maturity. If held to maturity and both indices are at or above their call thresholds, investors receive $1,500 per security.
The structure includes a 15% buffer; if the worst-performing index falls beyond this, investors lose 1.1765% of principal for every 1% additional decline, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is $955.80 per $1,000, and investors face both market risk on the indices and credit risk of MSFL and Morgan Stanley, with limited or no secondary market liquidity expected.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due November 30, 2028, linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index.
The notes pay a contingent coupon at 12.10% per annum, but only if on each observation date all three indices close at or above their respective coupon barrier levels, set at 70% of initial levels. If any index is below its barrier, no coupon is paid for that period, and investors may receive few or no coupons over the life of the notes.
Starting on May 29, 2026, the securities are callable in whole on specified redemption dates if a risk neutral valuation model indicates early redemption is economically rational for the issuer. If not redeemed, and at maturity each index is at or above its downside threshold (also 70% of initial), investors receive full principal plus any final coupon. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero.
The estimated value on the pricing date is approximately $984.90 per $1,000 security. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and embed sector and small-cap risks through their technology and Russell 2000 exposures.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $570,000 of Dual Directional Buffered Participation Securities due November 26, 2027, at $1,000 per security. These principal-at-risk notes pay no interest and are linked to the worst performer of the Dow Jones Industrial Average, the S&P 500 Index and the EURO STOXX 50 Index.
At maturity, if the worst-performing index is above its initial level, investors receive full principal plus 100% of that gain. If it is below its initial level but at or above 75% of its initial level, investors get principal plus an “absolute return” on the decline, capped at a 25% positive return. If the worst-performing index finishes below 75% of its initial level, investors lose 1% of principal for each 1% drop beyond the 25% buffer, with a minimum payment of 25% of principal.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, have an estimated value of $980.10 per $1,000 at pricing, will not be listed on any exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $3,000,000 of S&P 500®-linked Jump Securities with an auto-call feature maturing on November 26, 2027. These unsecured notes pay no interest and expose investors to loss of principal.
The notes are automatically redeemed on December 9, 2026 for $1,117 per $1,000 if on the first determination date the S&P 500® closes at or above the initial level of 6,602.99. If not called, at maturity investors receive 150% of any index gain above the initial level, or just principal back if the final level is between 80% and 100% of the initial level. Below the downside threshold of 5,282.392, repayment is reduced one-for-one with index declines and can fall to zero.
The estimated value on the pricing date is $978.70 per security, below the $1,000 issue price due to issuance, structuring and hedging costs and the issuer’s internal funding rate. The securities will not be listed on an exchange, secondary liquidity may be limited, and all payments are subject to Morgan Stanley’s credit risk and uncertain tax treatment.
Morgan Stanley Finance LLC is offering callable contingent income securities due November 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security, with an aggregate principal amount of $2,823,000, and are linked to the worst performer of the Utilities Select Sector SPDR Fund (XLU), the EURO STOXX 50 Index and the Nasdaq-100 Technology Sector Index.
Investors may receive a 9.00% per annum contingent coupon, paid only if on each observation date all three underliers are at or above their coupon barrier levels, set at 60% of their initial levels. From the first redemption date on November 27, 2026, the issuer may redeem the notes early if a risk neutral valuation model indicates redemption is economically rational for Morgan Stanley. At maturity, if not redeemed and any underlier finishes below its 60% downside threshold, repayment of principal is reduced 1% for every 1% decline in the worst-performing underlier and could be zero. The estimated value on the pricing date is $974.60 per security, and all payments are subject to Morgan Stanley’s credit risk.