Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering 10-year Trigger GEARS linked to a weighted Basket of international indices that mature on July 1, 2036. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of $8.708 per Security. If the Basket Return is positive, the payment at maturity equals $10 plus $10 times the Basket Return times an Upside Gearing set between 1.730 and 1.930 (final gearing set on the Trade Date). If the Basket Return is zero or negative but the Final Basket Level is at or above the Downside Threshold (65% of the Initial Basket Level), investors receive the $10 principal; if the Final Basket Level is below that threshold, holders absorb losses proportionate to the negative Basket Return. Payments are unsecured, unsubordinated and fully and unconditionally guaranteed by Morgan Stanley and are subject to issuer credit risk. The securities do not pay interest or dividends and are intended for investors willing to risk loss of principal in exchange for leveraged upside on a basket of EURO STOXX 50, Nikkei 225, FTSE 100, SMI and S&P/ASX 200.
Morgan Stanley Finance LLC is offering Market-Linked Notes due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Note pays no interest and returns at maturity either the $1,000 principal (if the Basket Return is zero or negative) or $1,000 plus a leveraged positive return equal to $1,000 × Basket Return × Participation Rate. The Notes reference a weighted Basket of five international indices (EURO STOXX 50, Nikkei 225, FTSE 100, SMI and S&P/ASX 200) with weights of 40%, 25%, 17.5%, 10% and 7.5%, respectively. The indicative Participation Rate is expected to be between 105.00% and 113.70%, to be set on the Trade Date of June 26, 2026. The Issue Price is $1,000 per Note; the issuer estimates the value on the Trade Date at approximately $935.30 per Note (± $55.00). Payments and principal are subject to the issuer’s and guarantor’s credit risk, the Notes are unsecured, not exchange-listed, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering $1,352,000 aggregate Face Amount of capped leveraged buffered basket-linked notes due December 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and the Trade Date is June 12, 2026.
The payoff is linked to a weighted basket of five international indices with an Upside Participation Rate of 150%, a Cap Level of 116.60% (Maximum Settlement Amount $1,249.00 per $1,000 face), and a Buffer Level of 90.00% (Buffer Amount 10.00%, Buffer Rate ~111.11%). If the Final Basket Level is between the Initial Level and the Buffer Level you receive principal; if it is below the Buffer Level you can lose some or all principal. The estimated value on the Trade Date is $979.90 per note.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note series fully guaranteed by Morgan Stanley: Callable Contingent Income Securities due December 16, 2027 linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500.
The notes pay a contingent coupon of 11.60% per annum on each coupon payment date only if the closing level of each underlier meets or exceeds its coupon barrier (70% of initial level) on the related observation date. If any underlier is below its coupon barrier on an observation date, no coupon is paid for that period. At maturity, if every final level is at or above its downside threshold (65% of initial level), investors receive principal; otherwise payment equals principal × performance factor of the worst performing underlier, resulting in proportional principal loss (potentially down to zero). The issuer may call the securities on specified redemption dates beginning September 17, 2026, but only if a risk neutral valuation model indicates redemption is economically rational; no redemption will occur before the first redemption date. Aggregate principal offered is $285,000 (stated principal amount $1,000 per security). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The notes have a stated principal of $1,000 per security, an aggregate issuance of $900,000, a pricing and strike date of June 12, 2026, an original issue date of June 17, 2026 and maturity on June 17, 2031.
The notes may be automatically called on the first determination date (June 16, 2027) if the underlier's closing level is at least the call threshold (3,426.01), producing an early redemption payment of $1,252.50. If not called, payment at maturity depends on the final level versus the initial level (3,426.01) and the downside threshold (1,713.005, 50%). The participation rate is 350%; losses are pro rata below the downside threshold and could result in total loss of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering totaling $1,237,000. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the securities have an estimated value of $978.90 on the pricing date. The notes mature on June 15, 2029 and are fully and unconditionally guaranteed by Morgan Stanley.
The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. They feature an automatic early redemption mechanism beginning with the June 14, 2027 determination date and fixed early redemption payments (ranging from $1,143.50 to $1,358.75). A downside threshold equal to 70% of each initial level applies; if the worst performing underlier finishes below that threshold, holders suffer a proportional loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 15, 2029, linked to the worst performing of the Russell 2000® and S&P 500® indices. The securities have a stated principal amount of $1,000 per security and aggregate principal of $1,975,000. The notes provide a leveraged upside (116% leverage factor) if the worst performing underlier appreciates, a capped positive return of up to 18% if the worst performing underlier declines but stays above an 18% buffer, and full downside exposure beyond the buffer subject to a minimum payment of 18% of principal. All payments are subject to issuer and guarantor credit risk; the securities do not pay interest and their estimated value on the pricing date was $983.50 per security.
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS notes with an aggregate principal amount of $2,419,000. The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an original issue price of $1,000.
At maturity on June 15, 2029, payments depend on the performance of the worst performing of the Dow Jones Industrial Average and the S&P 500. Upside is leveraged (leverage factor 114%); a capped positive return applies if the worst underlier declines but remains at or above 71% of its initial level; if the worst underlier falls below that threshold, investors lose 1% of principal for each 1% decline, and principal could be fully lost. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Buffered Jump Securities due June 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering comprises $335,000 aggregate principal at a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities feature automatic early redemption on specified determination dates with fixed early redemption payments (rising to a maximum payment schedule) and a buffer equal to 15% of initial levels. If not redeemed early, maturity payments depend on the worst performing underlier versus its buffer and call threshold: investors may receive a fixed positive payment, the stated principal, or an amount reduced 1% for each 1% the worst performing underlier falls below its buffer, subject to a minimum 15% payment. All payments are subject to the issuers credit risk and the securities do not pay periodic interest.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes with an aggregate principal of $384,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $964.80.
The securities are auto-callable on the first determination date June 16, 2027 if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index is >= the call threshold level of 3,426.01, in which case holders receive an early redemption payment of $1,298 per security. If not auto‑redeemed, maturity is June 17, 2031 and payoffs depend on the final level relative to the initial level (3,426.01) and the downside threshold (1,713.005); downside exposure is linear below that threshold. All payments are subject to Morgan Stanley's credit risk.