Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk, contingent‑income, auto‑callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000 and an original issue date of May 15, 2026. The securities pay a contingent coupon of 12.50% per annum on observation dates when the underlier is at or above the coupon barrier (60% of the initial level) and are subject to automatic early redemption if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date. If not called, payment at maturity (May 15, 2031) returns principal only if the final level is at or above the downside threshold (60%); otherwise investors suffer a loss proportional to the underlier’s decline. All payments are unsecured and guaranteed by Morgan Stanley and remain subject to issuer credit risk.
The document is a pricing supplement for Morgan Stanley Finance LLC's Dual Directional Trigger PLUS notes due May 1, 2031, fully guaranteed by Morgan Stanley. The offering price is $1,000 per security with an aggregate principal amount of $1,859,000. Payments at maturity depend on the worst performing of the Dow Jones Industrial Average, Russell 2000 and S&P 500. If the worst performing underlier finishes above its initial level, investors receive principal plus a leveraged upside (leverage factor 134.50%). If the worst performing underlier finishes between its initial level and the downside threshold (60% of initial), investors may receive a limited positive return (absolute return participation rate 50%, effectively capped at 20%). If the worst performing underlier finishes below the downside threshold, investors absorb losses on a 1%-for-1% basis and could lose their entire principal. All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date is $945.30 per security and the agent’s selling commission is $40 per security.
Morgan Stanley Finance LLC offers Buffered PLUS linked to the Nasdaq-100 Index with a $1,000 stated principal per security. The notes mature on December 1, 2027, use a 150% leverage factor for upside (capped at $1,201.50) and provide a 15% buffer against underlying losses; the minimum payment at maturity is 15% of principal. Payments depend on the closing index level on the observation date of November 26, 2027, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. All payments are subject to issuer credit risk and tax and liquidity considerations described in the supplement.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable notes with a stated principal amount of $1,000 per security that reference the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. The securities have a 150% participation rate, a first determination date of May 17, 2027, a final determination date of June 8, 2029 and a maturity date of June 13, 2029. If each underlier meets its call threshold on the first determination date, the securities will auto‑redeem for an early redemption payment of $1,201. If not auto‑redeemed, payoff at maturity depends on the worst performing underlier: investors can receive the stated principal plus an upside payment, the stated principal only, or a reduced principal tied to the worst performing underlier (losses of 1% for each 1% decline below the downside threshold).
The pricing date and strike date are May 8, 2026. The estimated value on the pricing date was approximately $985.10 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and thus subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature, due May 1, 2031, fully guaranteed by Morgan Stanley. The securities have a stated principal of $1,000 per security and aggregate principal amount of $1,779,000.
Automatic early redemption may occur on specified determination dates if the underlier meets the call threshold of 1,306.82. If not called, maturity payments depend on the final level versus a buffer level of 1,110.797 (85% of initial level), with a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced $3,210,000 of Fixed Rate Callable Notes due April 30, 2030, guaranteed by Morgan Stanley. The notes pay 4.300% per annum semi‑annually, have an estimated value of $983.60 per note and were issued at $1,000 per note. The notes are callable on April 30, 2027 and October 30, 2027 if a risk neutral valuation model indicates redemption is economically rational; any redemption is at 100% of principal plus accrued interest. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering principal-at-risk, callable contingent-income buffered securities linked to the worst performing of GOOG class C, META class A and NVDA common stock. Each note has a $1,000 stated principal amount and a contingent coupon at an annual rate of 19.75%, payable only when every underlier is at or above its coupon barrier on an observation date. The notes include a 20% buffer and a 20% minimum payment at maturity, but if the final level of the worst performing underlier is below its buffer, investors lose 1% of principal for every 1% the underlier falls beyond the buffer. The securities are callable beginning August 13, 2026 based on the output of a risk neutral valuation model, and all payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC prices contingent income, principal-at-risk notes due May 15, 2031. The notes have a $1,000 stated principal amount, an annual contingent coupon of 11.60% payable only if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the coupon barrier on observation dates, and a 15% buffer with a 15% minimum payment at maturity. Early automatic redemption is possible beginning May 12, 2027; estimated value on the pricing date was approximately $900.30 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due May 15, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $903.30. Investors face automatic early redemption starting with the first determination date on May 13, 2027 with preset early redemption payments that imply about 12.50% per annum if called. The notes include a 15% buffer level (buffer amount) and a call threshold at 90% of the initial level. If not called, maturity payments depend on the final index level: a fixed upside payment if at or above the call threshold, return of principal if above the buffer, or a pro rata loss below the buffer subject to a 15% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and complex index features (including a 4% annual decrement and volatility targeting).
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk Buffered Jump Securities tied to the S&P 500® Index, with a stated principal amount of $1,000 per security. The securities pay no interest and mature on May 13, 2027.
At maturity: if the final level is >= the initial level (initial level = 7,138.80), holders receive the stated principal plus an upside payment of $114 (an 11.40% return). If the final level is below the initial level but >= the buffer level 6,424.92 (90% of the initial level), holders receive the stated principal. If the final level is below the buffer level, losses occur proportionally beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The observation date is May 11, 2027. All payments are subject to Morgan Stanley's credit risk.