Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income, memory buffered auto-callable notes linked to NVIDIA Corporation common stock. Each note has a $1,000 stated principal, 12.24% per annum contingent coupon, automatic early‑redemption windows beginning October 14, 2026, and a buffer equal to 70% of the initial level. At maturity on July 19, 2027, principal is preserved only if the final level is at or above the buffer level; below that level investors bear amplified downside via a 1.4286 downside factor. All payments are subject to the issuer's and guarantor's credit risk. The preliminary estimated value on the pricing date was approximately $985.20 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing common stock of Bank of America Corporation, Citigroup Inc. and The Goldman Sachs Group, Inc. with a face amount of $1,000 per security and maturity on July 25, 2028. The securities are callable on scheduled semi-annual calculation days beginning July 23, 2027 and limit upside to preset call payments while exposing holders to full downside of the lowest performing underlying stock, including potential loss of more than 30% of principal if the lowest performing stock falls below its 70% downside threshold. The estimated value at pricing is approximately $963.30 per security (within $35.00), with a price to public of $1,000, agent commission up to $23.25, and proceeds to the issuer of $976.75 per security. These securities do not pay interest, do not provide dividends or voting rights in the underlying stocks, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities due January 15, 2030, linked to the lowest performing of the S&P 500® and the Dow Jones Industrial Average. The securities have a face amount of $1,000 and an estimated value on the pricing date of approximately $959.50. They pay no interest, provide 125% participation in positive performance of the lowest performing underlying (if not called), feature an automatic call with a minimum call payment of $1,122.50 on the call date, and expose holders to full downside risk if the lowest performing underlying falls below an 80% threshold. All payments are subject to Morgan Stanley credit risk and the securities may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering callable, principal-at-risk market-linked securities linked to the lowest performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, with a face amount of $1,000 per security. The securities mature on July 13, 2029 (subject to postponement) and may be redeemed earlier under a model-based call feature. The contingent coupon rate will be set on the pricing date and will be at least 11.20% per annum, paid monthly only if the lowest performing underlying on a monthly calculation day is at or above 75% of its starting level. The estimated value on the pricing date is approximately $956.40 per security (± $45.00). All payments are subject to Morgan Stanley’s credit risk; investors may lose more than 30% and possibly all of principal if the lowest performing underlying falls below 70% of its starting level at maturity.
Morgan Stanley is offering contingent income, auto-callable notes due July 8, 2031 through Morgan Stanley Finance LLC with a stated principal amount of $1,000 per note. The notes pay a contingent coupon at an annual rate of 6.65%, are automatically redeemable if the underlier meets the call threshold, and return the stated principal at maturity if not previously called.
The contingent coupon is payable only when the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier level (set at 75% of the initial level) on observation dates; the call threshold equals 100% of the initial level. The issuer estimates the notes' value on the pricing date at approximately $970.40 per note. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering auto-callable structured notes due July 12, 2029 (stated principal $1,000 per note) linked to the worst performing of AMD, NVIDIA and Palantir common stock. The notes have a participation rate of 125%, an automatic early redemption test on July 8, 2027 with an early redemption payment of $1,278 per note, and a final determination date of July 9, 2029. The pricing/strike date is July 7, 2026 and Morgan Stanley estimates the value on the pricing date at approximately $977.80 per note. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes due October 13, 2027, linked to the S&P 500® Index. Each security has a $1,000 issue price and may pay a $67.50 digital payment (6.75%) at maturity if the final level is at or above the digital threshold (93.25%). The notes feature a 20% buffer (buffer level = 80% of the initial level), a minimum payment at maturity equal to 20% of principal, and an estimated value on the pricing date of approximately $987.10 per security. Observation date is October 8, 2027 (subject to postponement); strike/pricing date is July 17, 2026. Payments are unsecured and guaranteed by Morgan Stanley and are subject to issuer credit risk and tax treatment uncertainty.
Morgan Stanley Finance LLC is offering market-linked notes due August 3, 2029, fully guaranteed by Morgan Stanley, linked to the S&P 500® Index. Each note has a stated principal amount of $1,000, a participation rate of 100% and a capped payment at maturity of $1,227.50 to $1,247.50 per note. The strike, pricing and observation date is July 31, 2026 (observation date subject to postponement), with final payment based solely on the closing level on that observation date. The document states an estimated value on the pricing date of approximately $975.30 per note (within $45.00 of that estimate). All payments depend on Morgan Stanley’s creditworthiness and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering callable Jump Notes due August 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, does not pay interest and has an estimated value on the pricing date of approximately $961.10.
The notes pay at maturity only if the final level of each underlier is greater than its initial level: investors would receive the stated principal plus an upside payment equal to 115% × the percent change of the worst performing underlier. If the final level of either underlier is equal to or less than its initial level, investors receive only the stated principal. The underliers are the Russell 2000® Index and the S&P 500® Index.
The notes are callable beginning with the first redemption date August 11, 2027. Redemption on any redemption date will occur only if a risk neutral valuation model indicates it is economically rational for the issuer; scheduled redemption payments are fixed and rise over time (for example, at least $1,120 on August 11, 2027 up to at least $1,590 on July 3, 2031). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering callable Jump Notes tied to the worst performing of the NDXT, RTY and SPX indices. The notes have a $1,000 stated principal amount per note, a 125% participation rate for upside at maturity and an observation date of July 31, 2031 with maturity on August 5, 2031.
The notes do not pay interest, may be called beginning on August 11, 2027 if a risk neutral valuation model indicates redemption is economically rational, and offer fixed scheduled redemption payments that correspond to at least 12.25% per annum on early redemption dates. The estimated value on the pricing date is approximately $952.60 per note. All payments are subject to Morgan Stanley's credit risk.