Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering callable Principal at Risk Securities due July 15, 2031. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 26.00% payable only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the VanEck Semiconductor ETF (SMH). If any underlier is below its downside threshold at maturity, investors suffer a loss equal to the percentage decline of the worst performing underlier; if all underliers are at or above their thresholds, investors receive the stated principal. The issuer may call the notes beginning on January 14, 2027 based on a risk neutral valuation model. All payments are subject to Morgan Stanley’s credit risk.
The pricing supplement describes Morgan Stanley Finance LLC structured callable notes due August 5, 2031 (stated principal $1,000 per note) linked to the S&P 500® Futures Excess Return Index. The notes pay no periodic interest, feature issuer callability beginning August 11, 2027 based on a risk neutral valuation model, and at maturity (if not redeemed) pay principal plus an upside payment equal to stated principal × 160% participation × underlier percent change when the final level is greater than the initial level. The pricing date and strike date are July 31, 2026, the original issue date is August 5, 2026, and the observation date is July 31, 2031. Payments are unsecured and subject to Morgan Stanley and MSFL credit risk. The estimated value on the pricing date is approximately $960.70 per note.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due July 31, 2031 linked to the EURO STOXX 50® Index. Each security has a stated principal amount of $1,000, a leverage factor of 156.50%, a 20% buffer and a minimum payment at maturity of 20% of principal. The pricing and strike dates are July 28, 2026 and the estimated value on the pricing date is approximately $943.70 per security. Payments at maturity depend on the final index level on the observation date and are subject to issuer and guarantor credit risk and tax uncertainty.
Morgan Stanley Finance LLC prices Principal at Risk securities linked to the S&P 500® Index. Each note has a $1,000 stated principal amount and pays no interest; principal repayment at maturity depends on the index level on the observation date, with a 10% buffer, 100% participation up to a $1,819 maximum, and a 10% minimum payment.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, subject to issuer credit risk and limited secondary-market liquidity; the preliminary estimated value on the pricing date is approximately $948.10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes due January 31, 2030, fully guaranteed by Morgan Stanley, linked to the performance of the Russell 2000® Index. Each security has a $1,000 stated principal amount and an upside payment of $286.50 (28.65%) if the final level is at or above the buffer.
The securities include a buffer amount of 15%; if the final level is below the buffer, holders lose 1 of principal for each 1 decline beyond that buffer, subject to a minimum payment at maturity of 15% of principal. Pricing and strike dates are July 28, 2026, with an original issue date of July 31, 2026. The issuer’s estimated value on the pricing date is approximately $959.30 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due January 31, 2030 that reference the S&P 500® Index and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal of $1,000 per security and a fixed upside payment of $261 (26.10%) payable at maturity if the final level is greater than or equal to the buffer level (85% of the initial level). If the final level is below the buffer level, holders lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The pricing/strike date is July 28, 2026 with an original issue date of July 31, 2026. The estimated value on the pricing date is approximately $959.50 per security.
Morgan Stanley Finance LLC priced a Principal‑at‑Risk structured note linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and a July 31, 2031 maturity. The securities feature an upside payment of $480 (48% of principal), a maximum payment at maturity of $1,500 (150% of principal), a buffer amount of 15% (buffer level = 85% of initial level) and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is approximately $949.40 per security. Payment at maturity depends solely on the closing underlier level on the observation date and is subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; investors may lose a significant portion of principal if the underlier falls below the buffer.
Morgan Stanley Finance LLC issues Dual Directional Buffered Jump Securities due July 31, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The document states an estimated value on the pricing date of approximately $949.00. At maturity investors receive outcomes tied to the index: an upside payment of $524.50 (52.45% of principal) if the final level is at or above the initial level; a capped positive return up to 15% if the index declines but remains above the 15% buffer level; or losses beyond the buffer, with a 15% minimum payment at maturity. The securities do not pay interest, are principal‑at‑risk and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk notes due July 31, 2031, with a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The notes track the S&P 500® Futures Excess Return Index and pay no interest.
At maturity the notes pay the stated principal plus a leveraged upside if the final level exceeds the initial level, return the stated principal if the final level is between the buffer level and the initial level, or suffer losses beyond the buffer if the final level is below the buffer level. Key terms include a 160.50% leverage factor, a 30% buffer amount (70% buffer level), and a minimum payment at maturity of 30% of stated principal. Payments are subject to Morgan Stanley Finance LLC credit risk and the guarantee of Morgan Stanley. The observation date is July 28, 2031, subject to postponement for non-trading days and certain market disruption events.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Buffered Jump Securities tied to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The securities can auto-redeem on the first determination date for $1,125 and mature on July 31, 2031.
The structure includes a 20% buffer (buffer level = 80% of the initial level) and a 150% participation rate for upside above the initial level. If final index performance is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 20% minimum payment at maturity. All payments are unsecured and depend on issuer and guarantor creditworthiness.