Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers contingent‑income, principal‑at‑risk notes due July 8, 2031, guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 13.50% on observation dates when the underlying index meets the coupon barrier, carry $1,000 stated principal per security and have an estimated value of approximately $933.30 on the pricing date.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include automatic early‑redemption mechanics tied to a call threshold (100% of the initial level), and expose investors to full downside below a downside threshold of 60% of the initial level. Payments are subject to Morgan Stanley’s credit risk and the notes do not provide guaranteed principal or regular interest.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk notes due July 31, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an initial estimated value of approximately $905.70 on the pricing date.
The notes pay a contingent coupon (actual annual rate to be set on the pricing date within 9.25% to 10.25%) only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the coupon barrier on observation dates. The notes feature an automatic early redemption if the index reaches a call threshold (90% of the initial level) on scheduled redemption determination dates. At maturity, if not called, principal protection is limited by a 20% buffer and a 20% minimum payment; declines beyond the buffer produce proportional principal loss.
Morgan Stanley Finance LLC priced callable Jump Notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, a 140% participation rate for upside at maturity and matures on July 31, 2031. The notes do not pay interest and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. Beginning August 9, 2027 the issuer may call the notes on specified redemption dates if a risk neutral valuation model indicates redemption is economically rational; fixed minimum redemption payments are set for each redemption date. Estimated value on pricing was approximately $934.10 per note; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due July 25, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was approximately $957.40. The securities pay a contingent coupon of 7.00% per annum only if, on each observation date, the closing level of the Dow Jones Industrial Average, Russell 2000® and S&P 500® (each an underlier) is at or above its coupon barrier level. The notes are subject to automatic early redemption if, on a redemption determination date, each underlier is at or above its call threshold (105% of initial level). At maturity, if the final level of any underlier is below its downside threshold (70% of initial level), the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which may result in a substantial loss of principal, possibly to zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Callable Jump Notes linked to the worst performing of the Russell 2000® and the S&P 500®. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The notes do not pay interest, mature on July 31, 2031, and pay at maturity only if the final level of each underlier exceeds its initial level; otherwise investors receive the stated principal amount.
The notes are callable beginning August 9, 2027 if a risk neutral valuation model indicates redemption is economically rational. Redemption payments are fixed per listed dates (for example, at least $1,100 on the first redemption date). The estimated value on the pricing date is approximately $937.30 per note. All payments are subject to the credit risk of Morgan Stanley and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk offering linked to an equally weighted basket of Oracle and Micron. The issue has a $1,000 face amount per security, an estimated value of $930.40 on the pricing date, and total public offering proceeds of $1,775,000.
The securities pay a contingent monthly coupon at a 17.25% per annum rate if the Basket meets an 80 (80%) threshold on monthly calculation days, include a 20% buffered downside, are callable after six months, and mature on July 3, 2029. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 31, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and may pay a contingent coupon; principal is at risk if the final level is below the 50% downside threshold.
The notes carry an estimated value on the pricing date of approximately $887.70 per security and include an automatic early‑redemption feature beginning with a first redemption determination date of July 28, 2027. The contingent coupon rate will be set on the pricing date and is described as between 9.50% and 10.50% per annum in this preliminary pricing supplement. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $28,740,000 of Leveraged Buffered S&P 500® Index-Linked Notes due August 2, 2027, guaranteed by Morgan Stanley. The notes (Face Amount $1,000 each) offer 150% upside participation in the S&P 500® up to a capped cash payment of $1,126.60 per $1,000, provide a 10.00% downside buffer and expose holders to issuer credit risk. Trade Date is June 29, 2026, Original Issue Date July 2, 2026, Determination Date July 29, 2027 and Stated Maturity Date August 2, 2027. The estimated value on the Trade Date is $986.70 per note; proceeds to the issuer are $989.20 per note after a $10.80 agent commission.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 31, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an expected fixed coupon to be set on the pricing date in the range 7.10%–8.10% per annum, monthly coupon payments, and an automatic early redemption feature beginning with the first redemption determination date on July 28, 2027. The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer and a 15% minimum payment at maturity, and have an estimated value on the pricing date of approximately $917.20 per security.
Morgan Stanley Finance LLC offers principal-at-risk notes backed by a Morgan Stanley guarantee linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, a fixed monthly coupon (annual rate set on the pricing date), automatic early redemption tests beginning July 28, 2027, a 15% buffer, and maturity on July 31, 2031. The securities return the stated principal at maturity only if the final index level is at or above the buffer; otherwise principal is reduced 1% for each 1% the index falls beyond the buffer, subject to a 15% minimum payment. All payments are subject to Morgan Stanley’s credit risk.