Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $3,760,000 aggregate principal of principal‑at‑risk, contingent‑coupon, buffered auto‑callable securities linked to NVIDIA Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal of $1,000 per security, an annual contingent coupon of 13.60% payable only if the underlier meets the coupon barrier on observation dates, an automatic early redemption feature tied to a call threshold of $182.65 (100% of the initial level), a buffer of 25% (buffer level $136.988), and a minimum payment at maturity of 25%. The securities expose investors to credit risk of MS and permit loss of principal beyond the buffer if the final level is below the buffer.
Morgan Stanley is offering Global Medium‑Term Notes, Series I: fixed/floating rate senior notes due 2032 and 2047, as described in a Preliminary Pricing Supplement dated March 11, 2026. The notes will be issued in registered form and pay a fixed rate during an initial period, then a floating rate based on compounded SOFR for the remaining term.
The notes include optional make‑whole and other redemption features exercisable on specified dates and windows, require minimum denominations of $1,000, designate The Bank of New York Mellon as Calculation Agent, and carry tax analysis treating them as variable rate debt instruments by counsel Davis Polk & Wardwell LLP. Distribution is limited to qualified investors in applicable jurisdictions and the notes are not intended for EEA or UK retail investors.
Morgan Stanley Finance LLC files an amendment to a preliminary pricing supplement for a series of structured notes: Variable Income Memory Auto-Callable Notes due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The notes reference the worst performing of five stocks: Palantir, Micron, AppLovin, Tesla and Oracle. They pay a variable coupon: a lower coupon of 0.25% or a higher coupon of 8.00%, with a conditional coupon of 7.75% for previously unpaid coupons. The notes can be automatically redeemed beginning with the redemption determination date of March 29, 2027. The stated principal amount is $1,000 per note and the issuer’s estimated value on the pricing date is approximately $937.40 per note.
Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is issuing principal‑at‑risk, auto‑callable structured notes linked to the S&P 500® Index. The securities have a $1,000 stated principal amount and an aggregate offering of $500,000. The strike date is March 5, 2026, pricing date March 6, 2026, original issue date March 11, 2026, first determination date March 18, 2027 and maturity date March 9, 2028.
The initial level and call threshold equal 6,830.71. If the underlier is at or above that call threshold on the first determination date, notes auto‑redeem for $1,119.70 each. If not redeemed, maturity payoffs: full principal if final level ≥ downside threshold (5,806.104, ~85% of initial); if final level > initial, investors receive principal plus a 150% participation in upside; if final level < downside threshold, investors suffer proportional losses down to potentially zero. Payments are subject to Morgan Stanley credit risk. Estimated value on pricing date: $980.00 per security; agent’s commission: $15 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes totaling $1,100,000 backed by Morgan Stanley. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $945.90 and a maturity date of March 8, 2030.
The notes are linked to the worst performing of the S&P 500®, Nasdaq-100® Technology Sector and Russell 2000® indices, feature automatic early redemption beginning with the first determination date on March 9, 2027, and pay fixed early redemption amounts corresponding to approximately 12.60% per annum if call conditions are met. If not called, payoff at maturity depends on the worst-performing underlier relative to a 70% downside threshold and may result in full loss of principal.
Morgan Stanley Finance LLC priced $1,000,000 aggregate of Principal-at-Risk structured notes linked to the Dow Jones Industrial Average, with $1,000 stated principal per security.
The notes pay no interest, are fully and unconditionally guaranteed by Morgan Stanley, and feature automatic early redemption on three determination dates with fixed early redemption payments that imply approximately 12.32% per annum. If not called, maturity payoffs depend on the final index level: full fixed upside if at or above the call threshold, return of principal if at or above an 80% downside threshold, and proportional loss below that threshold (losses could be total). All payments are subject to Morgan Stanley credit risk; estimated value on pricing date was $984.90 per security and original issue price was $1,000.
Morgan Stanley Finance LLC is offering $600,000 aggregate principal amount of Partial Principal at Risk Notes due September 14, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $979.80, and a partial principal return amount of 95%. The notes are linked to the SPDR® Gold Trust (GLD) with an initial level of $466.13 (strike date March 5, 2026), a 100% participation rate, and a maximum payment at maturity of $1,170.50 per note.
At maturity investors receive the principal plus upside if the underlier appreciates (capped at the maximum payment) or lose 1% of principal for each 1% decline in the underlier, subject to the notes' terms, MSFL and Morgan Stanley credit risk, and tax treatment described herein.
Morgan Stanley Finance LLC offers $1,000,000 of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 15.00%. The notes pay contingent coupons only if on each observation date the EURO STOXX 50, Russell 2000 and S&P 500 closing levels are at or above their coupon barrier levels (70% of initial levels). The notes are automatically redeemed on Nov 12, 2026 if all three underliers close at or above 100% of their initial levels on the redemption determination date. At maturity on July 9, 2027, if any underlier is below its 70% downside threshold, payment equals $1,000 multiplied by the worst-performing underlier’s performance factor, potentially resulting in substantial loss or total loss of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes with an aggregate principal amount of $2,000,000. The notes have a stated principal amount of $1,000 per security, an original issue date of March 11, 2026, and mature on March 9, 2029. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, feature automatic early redemption on specified determination dates beginning March 10, 2027, and pay fixed early redemption amounts that correspond to approximately 10.75% per annum if called. If not automatically redeemed, a positive fixed payment of $1,322.50 applies only if both underliers finish at or above their downside thresholds; otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering $1,173,000 aggregate principal amount of auto-callable, principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 each, an issue price of $1,000, an estimated value on the pricing date of $912.80, and a participation rate of 125%.
The securities are linked to the worst performing of three underliers (XLE, NDXT, KRE), feature automatic early redemption if each underlier meets its call threshold on the first determination date (March 13, 2028) for an early redemption payment of $1,800, and mature on March 11, 2031. Investors may lose up to their entire principal if the worst performing underlier falls below its downside threshold (50% of initial level).