Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 9, 2028, fully and unconditionally guaranteed by Morgan Stanley. The issue is $1,000 per security with an aggregate principal amount of $300,000.
The notes pay a contingent coupon at an annual rate of 22.20% on each coupon payment date only if the closing level of the underlying common stock of Oracle Corporation is at or above the coupon barrier ($91.776, 60% of the initial level) on the related observation date. The notes feature automatic early redemption if the underlier closes at or above the call threshold ($152.96, 100% of the initial level) on any redemption determination date. If not redeemed and the final level is below the downside threshold ($91.776), payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes—Buffered Jump Securities with an auto‑callable feature—guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is approximately $906 per security.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a 15% buffer (buffer level = 85% of the initial level) and a call threshold equal to 90% of the initial level. The first determination date is March 23, 2027; the final determination date is March 20, 2031 and the maturity date is March 25, 2031. If a determination date triggers the call condition, investors receive a scheduled early redemption payment (payments shown per determination date). At maturity, if final level ≥ call threshold, payment is $1,620.00; if final level ≥ buffer but < call threshold, investors receive the stated principal; if final level < buffer, investors suffer losses of 1% per 1% decline beyond the buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced buffered jump securities with an auto-call feature and a $1,000 stated principal amount per security. The offering totals $1,179,000 and the securities issue on March 13, 2026 with maturity on March 13, 2031.
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,142.90 and a call threshold of 1,028.61 (90% of initial). The buffer level is 971.465 (85% of initial). Early redemption payments correspond to an approximate return of 16.10% per annum on specified determination dates; the payment at maturity is $1,805.00 if the final level is at or above the call threshold, the stated principal if final level is at or above the buffer, or a reduced amount below the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to Amazon.com, Inc. stock. Each note has a $1,000 stated principal amount and the offering aggregate is $685,000. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.
The notes were issued on March 13, 2026, have a March 10, 2031 maturity (final determination date March 10, 2031), a first determination date of March 11, 2027, an initial level/call threshold of $214.33, and a downside threshold of $150.031 (70% of initial level). Automatic early redemption yields fixed early redemption payments approximating 15.95% per annum on specified determination dates. The estimated value on the pricing date was $983.20 per security.
Morgan Stanley Finance LLC offers Principal-at-Risk notes linked to Tesla, Inc. common stock with a 14.00% contingent coupon and a March 16, 2028 maturity. The securities pay coupons only if the underlier meets a coupon barrier (50% of the initial level) on observation dates and expose investors to full downside risk below a 50% downside threshold. The notes are callable beginning September 17, 2026 based on a risk-neutral valuation model selected by the calculation agent; estimated value on pricing date was approximately $973.90 per security and the issue price is $1,000 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Accenture plc with a stated principal amount of $1,000 per security due April 23, 2027. The securities pay a contingent coupon at an annual rate of 18.00% only when the closing level of the underlier meets or exceeds a coupon barrier of 67.20% of the initial level on each observation date and are automatically redeemed if the underlier meets a call threshold of 100% on any redemption determination date.
The securities expose investors to full credit risk of Morgan Stanley and MSFL, do not participate in upside performance of Accenture plc, and at maturity will pay the stated principal only if the final level is at or above the downside threshold of 67.20% of the initial level; otherwise payment equals stated principal multiplied by the performance factor and could be significantly less or zero.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due March 15, 2029, linked to the worst performing of three ETFs: XLE, XLP and KRE. The securities pay a contingent coupon of 18.90% per annum only if each underlier meets its coupon barrier on an observation date; otherwise no coupon is paid.
These notes are principal‑at‑risk: if any underlier finishes below its downside threshold at maturity, the payment equals the stated principal multiplied by the worst performing underlier’s performance factor, potentially resulting in a total loss. The issuer may call the notes on set redemption dates beginning June 15, 2026 if a risk neutral valuation model indicates redemption is economically rational. Estimated value at issuance was $979.30 per security; issue price is $1,000 with $2.50 agent fees per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes with an aggregate principal amount of $835,000 and a stated principal amount of $1,000 per security. The securities mature on March 13, 2031, observe the underlier on March 10, 2031, and are fully guaranteed by Morgan Stanley.
These structured, unsecured notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, feature automatic early redemption beginning on the first determination date of March 11, 2027, and pay fixed early redemption payments corresponding to ~15.25% per annum on applicable dates. At maturity investors receive either a fixed payment of $1,762.50, the stated principal, or a principal tied to index performance (payment = stated principal × performance factor), with the possibility of losing up to the entire principal.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal‑at‑risk memory securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 8.85% only if the closing level of each underlier (Nasdaq‑100, Russell 2000, S&P 500) is at or above its coupon barrier (70% of initial level) on an observation date. The securities are callable beginning June 30, 2026 based on a risk‑neutral valuation model selected by the calculation agent. At maturity, if the final level of any underlier is below its downside threshold (60% of initial level), payment equals the stated principal amount multiplied by the performance factor of the worst performing underlier, risking significant or total loss of principal. The preliminary estimated value on the pricing date is approximately $976.50 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC prices Principal-at-Risk notes offering an aggregate principal amount of $3,338,000 of fixed‑coupon Buffered Auto‑Callable Securities due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a 7.00% annual fixed coupon (monthly payments) and may be automatically redeemed beginning on the first redemption determination date of March 10, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the call threshold (1,142.90). If not called, maturity payment depends on the final index level relative to a 15% buffer (buffer level 971.465); losses beyond the buffer reduce principal dollar‑for‑dollar subject to a 15% minimum payment at maturity. The original issue price is $1,000 per security, estimated value on pricing date was $920.00, and issuer proceeds after commissions total $3,201,142. All payments are subject to issuer credit risk and the securities do not participate in index appreciation.