Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performing of SLV, the Nasdaq-100 Technology Sector and the Russell 2000. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $937.30. They pay a contingent coupon (annual rate to be set on the pricing date, indicated at 8.25%–9.25% range) only if each underlier is at or above its coupon barrier on an observation date. The notes are automatically redeemed if all underliers meet call thresholds on a redemption determination date; otherwise at maturity investors either receive principal (if all underliers are at or above 50% downside thresholds) or suffer a loss equal to the percentage decline of the worst performing underlier. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured Principal at Risk securities linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and a fixed upside payment of $341.50 to $361.50 per security if the final level is at or above a downside threshold set at 70% of the initial level. The securities do not pay interest and may repay less than principal at maturity; if the final level is below the downside threshold, the payment equals the stated principal amount multiplied by the underlier performance (a full loss of principal is possible). Key dates include a strike and pricing date of July 28, 2026, an observation date of July 29, 2030 and a maturity date of August 1, 2030. The estimated value on the pricing date is approximately $944.50 per security and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due August 5, 2031 that are fully guaranteed by Morgan Stanley and are linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000 and a contingent coupon payable only when the underlier meets the coupon barrier on specified observation dates.
The securities feature an automatic early redemption schedule beginning with a first redemption determination date of January 29, 2027, a buffer equal to 15% (buffer level = 85% of the initial level), a minimum payment at maturity of 15% of principal, and contingent coupon guidance in the range of 12.75% to 13.75% per annum. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due August 5, 2031, tied to the EURO STOXX 50® Index. Each note has a stated principal amount of $1,000 and pays no interest. At maturity holders receive the stated principal plus an upside payment if the index final level exceeds the initial level; otherwise they receive only the stated principal. The notes feature a participation rate set on the pricing date in the range 131% to 136.25%. Strike/pricing date is July 31, 2026, observation date is July 31, 2031. Morgan Stanley unconditionally guarantees the notes; all payments are subject to the credit risk of Morgan Stanley. The issuer estimates the note's value on the pricing date at approximately $968.80 per note. The notes will not be listed on any exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities linked to the Nasdaq-100 Index with a $1,000 stated principal per security and an aggregate principal amount of $1,750,000. The securities mature on July 14, 2027 and pay a fixed upside payment of $111.10 (11.11%) if the final level is at or above the buffer level. If the final level is below the buffer level (set at 85% of the initial level, initial level 29,118.24), investors incur losses equal to the underlier decline beyond the 15% buffer multiplied by a downside factor of 1.1765. There is no interest and no minimum payment at maturity; all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $986.20 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performing of the Russell 2000® and the S&P 500®. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $956.80. The securities pay no interest and provide a fixed $275–$285 upside payment if the worst performing underlier is at or above its initial level on the observation date of July 28, 2028. If the worst performing underlier is below its downside threshold (set at 80% of its initial level), investors lose principal proportionally (1% loss in principal per 1% decline in the worst performing underlier), and the payment at maturity on August 2, 2028 could be significantly less than the stated principal or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an automatic early redemption feature, issued at a $1,000 stated principal amount per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and mature on August 5, 2031.
The notes pay no regular interest, provide a 15% buffer against losses, and may automatically redeem early if the underlier meets a call threshold on scheduled determination dates beginning August 2, 2027. Payments depend on the final and determination-date closing levels of the index; downside exposure applies below the buffer and all payments remain subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due August 5, 2030, linked to the EURO STOXX 50® Index and fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per note, pay no interest and return principal at maturity; if the index finishes above the initial level investors receive an upside payment equal to the stated principal amount multiplied by a participation rate and the index percent change. The participation rate will be set on the pricing date in the range 113.50% to 118.50%. The observation date is July 31, 2030 ("subject to postponement for non-trading days and certain market disruption events"). All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities due July 8, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $949.11. The payout depends on a basket performance factor measured on the observation date July 2, 2031, with a 10% buffer, a 107% leverage factor for upside, and a minimum payment at maturity of 10% of principal. The basket’s weights are allocated on the observation date (50%/35%/15% to best/second/worst performers among SPX, SX5E and TPX). The securities pay no interest, are subject to Morgan Stanley credit risk, include selling and structuring costs (agent commission $22.50 and structuring fee $2 per security), and may result in substantial principal loss if the basket declines beyond the buffer.
Morgan Stanley Finance LLC is offering structured Step-Up Jump Notes (stated principal $1,000 per note) linked to the Morgan Stanley Amplitude Index, with an original issue price of $1,000 and an estimated value on the pricing date of approximately $903.50. The notes pay no interest, have a 100% participation rate in upside at maturity if the final level exceeds the initial level, and include an automatic early redemption feature beginning with the first determination date on July 28, 2027.
Automatic early redemption will occur on specified determination dates if the closing level of the underlier meets or exceeds staged call threshold levels; early redemption payments are fixed and stated as at least $1,120 for the first call and rise across the schedule to at least $1,720 for the sixth call. The notes mature on August 2, 2033. All payments are unsecured and subject to the credit risk of MSFL and its guarantor, Morgan Stanley.