Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is issuing Contingent Income Memory Auto-Callable Securities due August 8, 2029, linked to the Class A common stock of Space Exploration Technologies Corp., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $799,000. The securities are principal-at-risk notes and do not guarantee repayment of principal.
Investors may receive a 20.00% per annum contingent coupon, payable only when the underlier’s closing level on an observation date is at or above the coupon barrier level of $65.282, equal to 57% of the $114.53 initial level. Missed coupons can be paid later if a future observation meets the barrier, but may be lost entirely if it never does. The notes are automatically redeemed at par plus applicable coupons if, on any redemption determination date from February 3, 2027 onward, the underlier is at or above the call threshold of $114.53.
If not called and the final level on August 3, 2029 is at or above the downside threshold of $57.265 (50% of the initial level), investors receive principal plus any payable coupons. Below that level, maturity payment is $1,000 × (final level / initial level), exposing investors to full downside and potential total loss. The estimated value on the pricing date is $932.40 per security, below the issue price, and the notes are subject to Morgan Stanley’s credit risk, limited liquidity, and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is issuing Contingent Income Auto-Callable Securities due August 8, 2029, linked to the common stock of Micron Technology, Inc. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
The offering totals an aggregate principal amount of $316,000, at $1,000 per security. Investors may receive a contingent coupon at an annual rate of 40.15%, but only if Micron’s closing price on each observation date is at or above the coupon barrier level of $497.70, 60% of the initial level of $829.50. The notes are automatically redeemed at par plus the applicable coupon if the stock closes at or above the call threshold level of $829.50 (100% of the initial level) on any redemption determination date after February 3, 2027.
If not called, and the final Micron price on August 3, 2029 is at or above the downside threshold level of $414.75 (50% of the initial level), investors receive par (plus any final coupon). If it is below that threshold, repayment is reduced one-for-one with Micron’s decline, potentially to zero. The estimated value on the pricing date is $982.80 per security, below issue price, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due February 8, 2028, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk. The notes are linked to the worst performing of the Nasdaq-100® Technology Sector Index, Russell 2000® Index and S&P 500® Index.
Investors may receive a 12.55% per annum contingent coupon, payable only if on each observation date every index is at or above its coupon barrier (70% of its initial level). The notes can be called in whole from February 8, 2027 onward if a risk neutral valuation model indicates early redemption is economically rational for the issuer; if called, investors receive $1,000 plus any due coupon and no further payments.
If not redeemed and on the final observation date each index is at or above its downside threshold (65% of its initial level), investors receive $1,000 plus any final coupon. If any index finishes below its downside threshold, repayment is $1,000 multiplied by the worst index performance factor, exposing investors to full downside of the worst index and possible total loss. The issue price is $1,000 per security, aggregate principal is $1,290,000, and the estimated value on the pricing date is $990.80 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger Jump Securities linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and exposes investors to principal at risk.
At maturity, if the index is at or above its initial level, holders receive $1,000 plus the greater of the index gain or an upside payment of at least $592.50 per security. If the index is below the initial level but at or above 85% of the initial level, investors receive $1,000 plus an absolute return (with 100% participation) on the decline, effectively capped at a 15% positive return.
If the index closes below the downside threshold (85% of the initial level), investors lose 1% of principal for each 1% index decline, down to a potential zero repayment. The estimated value on the pricing date is approximately $959.10 per security, reflecting issuance, structuring and hedging costs. The notes are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk, with limited liquidity expected.
Morgan Stanley Finance LLC is offering Step-Down Jump Securities, $1,000 principal amount each, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. These unsecured notes are principal-at-risk, pay no coupons and do not guarantee repayment of principal.
The notes are automatically callable starting August 12, 2027 if each index closes at or above its call threshold, for fixed cash payments that imply a return of approximately 10.25% per annum (from $1,102.50 up to $1,358.75 per security), after which no further payments are due. If not called and, on the August 12, 2030 observation date, each index is at or above 70% of its initial level, investors receive $1,410 per security at maturity, a fixed positive return without participation in index upside.
If the final level of any index is below its downside threshold (70% of its initial level), the maturity payment is $1,000 times the performance factor of the worst performing index, producing a 1% loss of principal for each 1% decline in that index and potentially a zero payment. The estimated value on the pricing date is approximately $979.70 per security, reflecting issuance, structuring and hedging costs. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due August 9, 2029, linked to the common stock of Western Digital Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value of approximately $960.80 on the pricing date.
The notes pay a contingent coupon at 39.75% per annum only if the underlier’s closing level is at or above a coupon barrier set at 50% of the initial level on each observation date; otherwise no coupon is paid. The notes are auto-callable from February 8, 2027 onward if the stock is at or above 100% of the initial level, returning principal plus the applicable coupon.
At maturity, if not previously redeemed and the final level is at or above the downside threshold of 50% of the initial level, investors receive principal (plus any final contingent coupon). If the final level is below this threshold, repayment is reduced in proportion to the underlier’s decline and can fall to zero. All payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC is offering Jump Securities with an auto-callable feature due August 21, 2031, linked to the worst performer of the EURO STOXX 50® and Russell 2000® indices, fully and unconditionally guaranteed by Morgan Stanley. These are unsecured, principal-at-risk notes that pay no interest.
Each security has a $1,000 stated principal and issue price, with an estimated value of approximately $961.70. The notes may be automatically redeemed from May 18, 2027 onward if both indices are at or above their 100% call thresholds, for increasing early redemption payments starting at $1,088.50 and up to $1,560.50. If held to maturity and both final index levels are at or above the call thresholds, investors receive $1,590.00 per note; if at least one index finishes below its 70% downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index and can fall to zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due September 23, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and is linked to the worst performer among the Nasdaq-100 Index, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
At maturity, if the final level of each underlier is at least its downside threshold (70% of its initial level), holders receive $1,000 plus a fixed digital payment of $103.50digital threshold (50% of its initial level).
The estimated value on the pricing date is approximately $980.10
Morgan Stanley Finance LLC is issuing Contingent Income Memory Auto-Callable Securities due October 5, 2027, linked to Apple Inc. common stock and fully and unconditionally guaranteed by Morgan Stanley. These are principal at risk securities with a stated principal amount of $1,000 per security and no guaranteed interest or principal repayment.
Investors may receive a contingent coupon at 11.80% per annum, paid only if Apple’s closing level on an observation date is at or above a coupon barrier set at 78% of the initial level; missed coupons can be paid later if a subsequent observation meets the barrier. The notes are automatically called if, on specified redemption determination dates starting February 26, 2027, Apple’s closing level is at or above a call threshold equal to 100% of the initial level, paying principal plus the applicable coupon and any unpaid coupons.
If not called and Apple’s final level on September 30, 2027 is at or above a downside threshold of 78% of the initial level, holders receive principal plus any contingent coupon then due. If the final level is below the downside threshold, repayment is reduced proportionately to Apple’s decline and can be zero. The estimated value on the pricing date is approximately $984.50 per security, and all payments depend on Morgan Stanley’s and MSFL’s credit, with no FDIC insurance.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 16, 2029, linked to the ordinary shares of Credo Technology Group Holding Ltd and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $956, reflecting issuing, selling, structuring and hedging costs borne by investors.
The notes pay a contingent coupon at 39.75% per annum, but only when the stock’s closing level on an observation date is at or above a coupon barrier level set at 50% of the initial level; missed coupons can be paid later if conditions are met. The securities are auto-callable quarterly beginning February 11, 2027 if the underlier is at or above a call threshold of 100% of the initial level, returning principal plus due coupons. If held to maturity without early redemption and the final level is at or above a downside threshold of 50% of the initial level, investors receive principal plus any payable coupons; otherwise, repayment is reduced in full proportion to the underlier’s decline, and the amount returned can be zero. All payments are subject to Morgan Stanley’s and MSFL’s credit risk, there may be limited or no secondary market, U.S. tax treatment is uncertain, and non‑U.S. holders may face 30% withholding on coupons.