Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, market-linked securities fully guaranteed by Morgan Stanley. The securities have a face amount of $1,000 per security, a current estimated value of approximately $958.30 per security on the pricing date, and a price to public of $1,000 per security.
The notes are linked to the lowest performing of the OIH, XOP and XLE ETFs, carry a participation rate of at least 228.00% (to be set on the pricing date), and mature on March 29, 2029. If the lowest performing underlying closes below its 85% threshold on the calculation day, investors may lose more than 15% and could lose their entire investment. The participation rate, starting prices, threshold prices and final estimated value will be determined on the pricing date.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income, memory auto-callable securities linked to Cloudflare, Inc. class A common stock with a $1,000 stated principal per security and maturity on March 30, 2028. The securities pay a contingent coupon set on the pricing date at an annual rate between 18.50% and 19.50%, payable only if the underlier meets the coupon barrier (60% of the initial level) on observation dates. The securities are automatically redeemable beginning with the first redemption determination date on September 28, 2026 if the closing level meets the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced by the underlier’s percentage decline and could be zero; investors do not participate in upside of the underlier. All payments are subject to Morgan Stanley’s credit risk. The issuer’s estimated value on the pricing date is approximately $951.10 per security.
Morgan Stanley Finance LLC offers U.S. dollar Digital EURO STOXX 50® Index‑Linked Notes due in roughly 25–28 months from the trade date, fully and unconditionally guaranteed by Morgan Stanley. Each Face Amount is $1,000. If the Final Underlier Level is ≥ 85% of the Initial Underlier Level, holders receive a Maximum Settlement Amount expected to be between $1,166.60 and $1,195.90 per note. If the Final Underlier Level is below 85%, the Cash Settlement Amount declines proportionally and could result in a total loss of principal. The estimated trade‑date value is approximately $989.30 per note. All payments are subject to issuer credit risk and the notes will not be listed.
Morgan Stanley Finance LLC priced callable Principal at Risk securities due September 23, 2027. Each note has a $1,000 stated principal amount and an issue price of $1,000; the estimated value at pricing was approximately $985.10. The notes pay a contingent coupon at an annual rate of 14.25% only if the closing level of each underlier meets its coupon barrier on the observation dates. Coupon barrier and downside threshold levels are set at 70% of each underlier’s initial level. If any underlier is below its downside threshold on the final observation date, principal is reduced in proportion to the decline of the worst performing underlier (a 1% loss in the worst underlier equals a 1% loss in principal). The securities may be called beginning on the first redemption date, June 25, 2026, if a risk neutral valuation model indicates redemption is economically rational; underlyings are the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000®. All payments are subject to Morgan Stanley’s credit risk and U.S. federal income tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering $2,500,000 aggregate principal amount of principal-at-risk notes due September 14, 2028. Each $1,000 security pays a fixed coupon of 9.50% per annum and is linked to the worst performing of the Dow Jones Industrial Average and Microsoft Corporation stock. At maturity investors receive principal if both underliers are at or above their downside threshold levels (70% of initial levels); if the worst performing underlier is below its threshold, principal is reduced proportionately and could be zero. The estimated value on the pricing date was $991.90 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley. The issue price is $1,000 per security with an aggregate principal amount of $8,332,000. The estimated value on the pricing date was $970.40 per security.
The securities pay no interest and can be automatically redeemed on the first determination date March 24, 2027 for an early redemption payment of $1,249 if the underlier closing level is ≥ the call threshold (100). Maturity is March 16, 2028; payment at maturity depends on the final level relative to the initial level (100) and a 15% buffer. The participation rate is 150% and the downside factor is 1.1765. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable jump notes with an aggregate principal amount of $360,000 issued at $1,000 per note and an estimated value of $962.20 on the pricing date. The notes mature on March 14, 2031 and are fully guaranteed by Morgan Stanley.
The notes pay no interest, can be automatically redeemed beginning on March 16, 2027 if the underlier meets a call threshold of 2,689.608, and offer fixed early redemption payments of $1,100 to $1,400 on successive annual opportunities. If not redeemed early, a payment at maturity equal to a fixed positive return (approximately 10.00% per annum) will be made only if the final level is at or above the call threshold; otherwise investors receive the stated principal amount.
Morgan Stanley Finance LLC is issuing Auto-Callable Trigger PLUS notes linked to the Tokyo Stock Price Index (TOPIX) due March 15, 2029, with an aggregate principal amount of $3,340,000 and a stated principal amount of $1,000 per security.
The securities pay no interest, carry principal-at-risk and are automatically redeemed on the first determination date if the index closing value is greater than or equal to the initial index value for an early redemption payment of $1,197.50 per security. If not redeemed, maturity payouts depend on the final index value: upside participation of 125% of index appreciation above the initial index value, full return at maturity if the final index value is at or above the downside threshold of 3,144.023 (≈85% of the initial index value), or a loss 1-to-1 below that threshold. The estimated value on the pricing date was $962.50 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments remain subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note—auto‑callable securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. The issue is fully and unconditionally guaranteed by Morgan Stanley and has a stated principal amount of $1,000 per security with an aggregate principal amount of $472,000.
The securities can automatically redeem on specified determination dates beginning March 15, 2027 for preset early redemption payments (ranging from $1,170 to $1,425). At maturity on March 15, 2029, payments depend on whether each underlier meets a call threshold (100% of initial level) or a downside threshold (70% of initial level). If the worst performing underlier falls below its downside threshold, investors lose 1% of principal for each 1% decline in that underlier.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities due March 14, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for an aggregate principal amount of $100,000 in $1,000 denominations.
Each security has an issue price of $1,000 and an estimated value on the pricing date of $916.90. Returns are linked to the SPDR® Gold Trust (ticker GLD) with an initial level of $476.24 (strike/price date March 11, 2026), a leverage factor of 125%, a maximum payment of $1,900 (190% of principal) and a downside threshold equal to 65% of the initial level. If the final level is below that threshold, investors lose principal on a 1:1 basis; there is no guaranteed minimum. All payments are subject to Morgan Stanley's credit risk.