Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a preliminary offering of Principal at Risk dual‑underlier notes linked to the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $981.20, a strike/pricing date of March 19, 2026, an observation date of March 20, 2028 and a maturity date of March 23, 2028.
The payment at maturity is tied to the worst performing underlier. Upside participation is 100%; an absolute‑return feature applies when declines remain within a 15% buffer (capped effectively at a positive return of 15%). If the worst performing underlier closes below the 85% buffer level, investors incur a proportional loss (1% loss per 1% decline beyond the buffer), subject to a minimum payment at maturity of 15% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $8,373,000 of Buffered PLUS principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a September 16, 2027 maturity and pays no interest; payoff at maturity depends on a basket underlier with a 10% buffer, a 125% leverage factor and a maximum payment of $1,160.50 per security.
The securities are for investors willing to risk principal for leveraged upside subject to a capped return and a downside loss beyond the buffer; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 10.50% if, on each observation date, the closing level of each underlier (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®) is at or above its coupon barrier (70% of initial level). Automatic early redemption may occur on specified redemption determination dates starting March 19, 2027 if each underlier is at or above its call threshold (100% of initial level). At maturity, if the final level of any underlier is below its downside threshold (70% of initial level), payment equals principal × performance factor of the worst performing underlier and could be significantly less than the stated principal, possibly zero.
Morgan Stanley Finance LLC prices callable, principal-at-risk structured notes due March 22, 2028 fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 11.10% contingent annual coupon only if each underlier meets its coupon barrier on observation dates and are linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and the State Street Utilities Select Sector SPDR ETF.
The securities feature a 20% buffer and a 20% minimum payment at maturity; if the worst performing underlier finishes below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer. Beginning June 23, 2026, the notes are callable on specified redemption dates if a risk-neutral valuation model indicates redemption is economically rational; all payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Trigger Jump Securities due April 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $1,000,000 of securities at an issue price of $1,000 per security and an estimated value on the pricing date of $983.10 per security.
Each security returns $112 (an 11.20% upside payment) at maturity if the final level of the worst performing underlier is at or above its downside threshold (70% of the initial level). If the worst performing underlier finishes below its downside threshold, holders lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and full loss of principal is possible. Payments depend on closing levels on the observation date (April 12, 2027) and are subject to issuer credit risk and the calculation agent’s determinations.
Morgan Stanley Finance LLC issues Structured Investments — Buffered Jump Securities with an auto-call feature due March 16, 2028. Each security has a $1,000 stated principal amount, an estimated value of approximately $971.70 on the pricing date, and an original issue date of March 18, 2026.
Key economics: call threshold = 100% (first determination date March 25, 2027); early redemption payment = $1,267.50; participation rate = 150%; buffer = 15%; downside factor = 1.1765; upside payment = $535. Payments are unsecured, guaranteed by Morgan Stanley and subject to issuer credit risk.
Morgan Stanley Finance LLC is offering $1,329,000 of principal-at-risk, auto-callable structured notes fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and may automatically redeem early if each underlying closes at or above its call threshold on a determination date.
The notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100® and Russell 2000®. They pay no periodic interest, provide a 150% participation rate in upside of the worst performing underlier, and expose holders to full downside below a 70% downside threshold. Early redemption payments are fixed at $1,161 on March 17, 2027 and $1,322 on March 16, 2028. The estimated value on the pricing date was $955.20 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Memory Auto-Callable Securities linked to Citigroup Inc. common stock, due April 2, 2029. Each security has a stated principal amount of $1,000 and a contingent coupon to be set on the pricing date (announced range 10.00%–11.00% per annum). The securities may auto-redeem on designated redemption determination dates if the underlier meets the call threshold; if not redeemed, maturity pay depends on the final level versus a downside threshold (both thresholds set as percentages of the initial level and subject to strike-date determination). Coupons pay only when the underlier equals or exceeds the coupon barrier on observation dates; unpaid coupons may be paid later only if future observation dates meet the barrier. All payments are subject to Morgan Stanley and MSFL credit risk, and investors may lose principal if the final level is below the downside threshold. Terms are subject to standard postponement rules for non-trading days and market disruption events.
Morgan Stanley Finance LLC is offering structured notes—Contingent Income Buffered Auto-Callable Securities—due March 22, 2029 with a $1,000 stated principal amount and an issue price of $1,000 per security. The securities pay a 10.00% contingent coupon annually only if each underlier meets its coupon barrier on observation dates and may be automatically redeemed beginning on March 19, 2027 if all underliers meet their call thresholds.
The notes are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500, use an 80% buffer level and have a minimum payment at maturity of 20% of principal. If the worst performing underlier ends below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer. All payments are subject to Morgan Stanley’s credit risk; the estimated value on the pricing date is approximately $981.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Halliburton Company. Each security has a $1,000 stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $963.20.
The notes pay a contingent coupon at an annual rate of 12.15% on specified coupon payment dates only if the closing level of the underlier meets or exceeds a coupon barrier equal to 60% of the initial level. The notes are automatically redeemed early if the underlier's closing level meets or exceeds a call threshold equal to 100% of the initial level on a redemption determination date.
If not called, at maturity investors receive the stated principal if the final level is at or above the downside threshold (also 60% of the initial level); otherwise the payment equals the stated principal multiplied by the final/initial level, exposing investors to full downside (loss of principal possible). All payments are subject to the issuer and guarantor credit risk.