Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $2,075,000 aggregate principal amount of Dual Directional Trigger PLUS linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
At maturity on August 5, 2031, if the index is above the initial level of 598.42, holders receive principal plus 192% of the index gain. If the index is flat or down but stays at or above the downside threshold of 359.052 (60% of the initial level), investors earn up to a 20% maximum positive return via a 50% absolute return participation rate. Below the threshold, principal is lost one-for-one with the index decline, with no minimum payment.
The estimated value on the pricing date is $953.50 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s funding rate. The notes are unsecured obligations subject to the credit risk of MSFL and Morgan Stanley and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities, principal-at-risk structured notes linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Each note has a $1,000 stated principal amount and an aggregate issuance of $2,100,000, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity on September 3, 2027, if the final level of each index is at or above 70% of its initial level, investors receive $1,000 plus a fixed upside payment of $121.50 (12.15%), regardless of how much the worst-performing index has appreciated. If any index finishes below its 70% downside threshold, repayment equals $1,000 times that index’s performance factor, producing a 1% principal loss for each 1% decline in the worst-performing index, with no minimum payment; the entire investment can be lost.
The notes pay no interest, have no principal protection, and their value and payment are based solely on the worst-performing index level on the single observation date of August 31, 2027. The estimated value on the pricing date is $991 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is issuing Callable Jump Notes due August 5, 2031, fully and unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per note and a total offering of $102,000. The notes pay no periodic interest and all payments depend on Morgan Stanley’s credit.
The notes may be redeemed in whole, but not in part, on specified redemption dates starting August 11, 2027, only if a risk neutral valuation model indicates early redemption is economically rational for the issuer, paying fixed amounts equivalent to 12% per annum. If not called, at maturity investors receive $1,000 plus a 115% participation in the positive return of the worst performing of the Russell 2000 Index and S&P 500 Index, but only if both finish above their initial levels; otherwise only the $1,000 principal is paid.
Morgan Stanley Finance LLC is offering market-linked notes due August 5, 2030, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $912,000 and a $1,000 stated principal amount per note. The notes pay no interest and return at least principal at maturity, subject to issuer credit risk.
The return is linked to the S&P 500® Futures Excess Return Index. If the final index level on July 31, 2030 exceeds the initial level of 598.42, investors receive $1,000 plus an upside payment equal to 118% of the index percent gain. If the final level is at or below the initial level, investors receive only $1,000. The notes will not be listed on any securities exchange, and secondary liquidity may be limited. The estimated value on the pricing date is $964.20 per note, below the issue price, reflecting issuance, structuring and hedging costs.
For U.S. tax purposes, the securities are intended to be treated as contingent payment debt instruments with a comparable yield of 4.9295% per year, requiring annual accrual of interest income. All payments are subject to Morgan Stanley’s credit risk, and changes in its credit spreads, market volatility and index performance may significantly affect market value before maturity.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-callable feature due August 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and are linked to the worst performer of the EURO STOXX 50®, Russell 2000® and S&P 500® indices.
The securities may be automatically redeemed on August 12, 2027 if each index is at or above its initial level on August 9, 2027, paying an early redemption amount of $1,310 per security. If not redeemed and all final index levels are above their initial levels, investors receive principal plus a leveraged upside payment equal to 150% of the worst performer’s positive return. If any index finishes at or below its initial level but all remain at or above 70% of initial, investors receive only principal back. If any index ends below its 70% downside threshold, maturity payment is $1,000 multiplied by the worst performer’s performance factor, exposing investors to full downside with potential loss of the entire investment.
The notes pay no interest, are unsecured and subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. The aggregate principal offered is $915,000 at an issue price of $1,000 per security, with an estimated value on the pricing date of $980.50 per security, reflecting issuance, structuring and hedging costs borne by investors and potential secondary market discounts.
Morgan Stanley Finance LLC is offering market-linked notes due August 5, 2030, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $100,000 and a stated principal amount of $1,000 per note. The notes pay no interest and all payments are subject to the issuer’s and guarantor’s credit risk.
At maturity, investors receive the stated principal amount plus an upside payment if the final level of both underliers—the EURO STOXX 50 Index and the Russell 2000 Index—exceeds their respective initial levels (6,358.01 and 2,931.339). The upside payment equals the principal amount multiplied by a 136.50% participation rate times the percentage change of the worst performing index. If the final level of either index is at or below its initial level, investors receive only the principal amount at maturity.
The issue price is $1,000 per note, while the estimated value on the pricing date is $966.60, reflecting issuance, structuring and hedging costs. The notes will not be listed on any securities exchange, secondary liquidity may be limited, and investors may be required to accrue taxable interest income under contingent payment debt instrument rules.
Morgan Stanley Finance LLC is offering Fixed Income Buffered Auto-Callable Securities due August 5, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal of $2,791,000, and pays a fixed coupon at an annual rate of 7.25% with monthly payments.
The notes may be automatically redeemed on scheduled dates starting August 2, 2027 if the index closing level is at or above the call threshold level of 1,263.06 (100% of the initial level), paying principal plus the coupon for that period. If held to maturity and the final index level is at or above the buffer level of 1,073.601 (85% of the initial level), investors receive principal plus the final coupon; otherwise, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is $918.70 per security, and all payments are subject to the issuers’ and guarantor’s credit risk.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities due November 4, 2027, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,410,000, and pays no interest.
At maturity, if the final level of each index is at or above its downside threshold level (75% of its initial level), investors receive $1,000 plus a fixed upside payment of $130.50 per security, a 13.05% return, regardless of how much the worst-performing index has appreciated or modestly declined. If either index finishes below its threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, with no minimum payment, so the investment can result in a complete loss of principal.
The initial levels are 2,931.339 for the Russell 2000 and 7,489.72 for the S&P 500; their downside thresholds are 2,198.504 and 5,617.29, respectively. The estimated value on the pricing date is $991.20 per security, below the issue price due to issuing, selling, structuring and hedging costs. The product entails principal-at-risk exposure, dependence on Morgan Stanley’s credit, potential illiquidity in the secondary market and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC is offering Jump Notes due August 3, 2029, fully and unconditionally guaranteed by Morgan Stanley, linked to the Class A common stock of Amphenol Corporation. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, if the Amphenol share price on the observation date is at or above the initial level of $160.70, investors receive $1,000 plus a fixed upside payment of $324, a 32.40% return, regardless of how far the stock has risen. If the final level is below the initial level, investors receive only the $1,000 principal, implying no positive return and loss of purchasing power over time.
The aggregate principal amount is $160,000, and the issue price is $1,000 per note, while the issuer’s estimated value on the pricing date is $977.20 per note, reflecting embedded costs and issuer pricing. The notes are unsecured, subject to Morgan Stanley’s and MSFL’s credit risk, will not be listed on any exchange, and secondary market liquidity may be limited. For U.S. tax purposes, the securities are expected to be treated as contingent payment debt instruments, requiring accrual of taxable interest income over their term.
Morgan Stanley Finance LLC is issuing Market-Linked Notes due August 5, 2030, linked to the performance of the EURO STOXX 50® Index and fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, issue price of $1,000 and aggregate principal of $150,000.
The notes pay no interest. At maturity, investors receive $1,000 plus an upside payment if the index’s final level exceeds the initial level of 6,358.01; the upside payment equals the principal amount multiplied by a 113.50% participation rate times the index percent change. If the final level is equal to or below the initial level, investors receive only principal back.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and are subject to their credit risk. The estimated value on the pricing date is $969.80 per note, below the issue price due to issuing, selling, structuring and hedging costs. The notes will not be listed on any exchange, and secondary market liquidity may be limited.