Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Callable Jump Notes due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for $250,000 aggregate principal in $1,000 denominations.
The notes reference the S&P 500® Futures Excess Return Index with an initial level of 549.92 and a participation rate of 127%. If not redeemed, payment at maturity equals stated principal plus the upside payment (stated principal × participation rate × underlier percent change) when the final level exceeds the initial level; otherwise only stated principal is paid.
The notes include a call feature beginning March 19, 2027, with fixed redemption payments (e.g., $1,080 on first redemption date). All payments are subject to the issuer's credit risk; notes are unsecured, not exchange-listed, and estimated value on pricing date was $941.30 per note.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Performance Leveraged Upside Principal at Risk Securities (PLUS) linked to the Tokyo Stock Price Index (TOPIX) maturing on July 6, 2027. Each PLUS has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of $961.70, a leverage factor of 300% for upside and a maximum payment at maturity of $1,246.60 (124.66% of principal). If the final index value exceeds the initial index value, investors receive principal plus 300% of the index percent increase, capped at the maximum payment. If the index declines, investors lose 1% of principal for each 1% decline and may lose their entire investment. All payments are subject to Morgan Stanley’s credit risk, and the PLUS will not be listed for trading.
Morgan Stanley Finance LLC is issuing structured, principal-at-risk callable notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $34,871,000. Each security has a stated principal of $1,000, an annual contingent coupon of 10.50%, and matures on March 14, 2029.
The notes pay coupons only if the closing level of each of three underliers meets its coupon barrier (75% of initial levels) on observation dates. A 25% buffer and a downside factor of 1.3333 apply at maturity: losses occur based on the worst-performing underlier beyond the buffer. The notes are callable beginning May 14, 2026, subject to a risk-neutral valuation model determination. All payments are subject to Morgan Stanley's credit risk; estimated value on pricing date was $983.00 per security.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal‑at‑risk market‑linked securities with an $1,000 face amount per security and an aggregate face amount of $2,750,000. The securities reference the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index, have a pricing date of March 9, 2026, an original issue date of March 12, 2026, and mature on September 12, 2031.
The securities are auto‑callable on scheduled semiannual calculation days beginning March 12, 2027 with fixed cash call payments that range from $1,107.50 to $1,591.25. If not called, maturity payment depends on the performance factor of the lowest performing underlying; losses may exceed 25% and could be total. The issuer estimates the value per security at $980.60 on the pricing date.
Morgan Stanley Finance LLC offers preliminary pricing for Buffered Participation Securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and links to the MSCI EAFE® Index. The securities pay no interest and provide a 100% participation rate on any appreciation and a 10% buffer against declines (buffer level = 90% of the initial level). At maturity investors receive principal plus the upside payment if the final level is above the initial level; principal only if the final level is between the buffer level and the initial level; and a reduced payment pro rata for declines beyond the buffer, subject to a minimum payment at maturity of 10% of principal. Key dates include strike and pricing on March 13, 2026, original issue date March 18, 2026, observation date March 13, 2028, and maturity March 16, 2028. All payments are subject to the issuer’s and guarantor’s credit risk, estimated value on pricing date was approximately $979.40 per security, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due April 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and features automatic early redemption tied to three indices and a downside threshold of 70% of initial levels. Investors may receive fixed early redemption payments up to $1,551.25 per security on scheduled dates or a payment at maturity that can be the stated principal, a higher fixed cash amount ($1,630.00) if all call thresholds are met, or a loss proportional to the worst performing underlier (potentially zero). All payments are subject to the credit risk of Morgan Stanley and MSFL; the securities do not pay interest and do not guarantee repayment of principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes called "Structured Investments Jump Securities with Auto-Callable Feature" due April 1, 2031. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was approximately $978.90.
The securities reference the Dow Jones Industrial Average, the S&P 500® Index and the Russell 2000® Index and feature automatic early redemption beginning on April 1, 2027. Early redemption payments are fixed per schedule (e.g., $1,121.50 on first redemption) and the maturity payment depends on whether each underlier meets a call threshold (95% of initial level) or a downside threshold (75% of initial level). Investors face full principal risk if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes due April 1, 2031, guaranteed by Morgan Stanley. The securities have a $1,000 stated principal per security and an issue price of $1,000; the issuer’s estimated value on the pricing date was approximately $958.30. Automatic early redemption can occur on scheduled determination dates beginning April 1, 2027 if each underlier meets its call threshold (95% of initial level). If not called, maturity payments vary: $1,512.50 if all underliers meet call thresholds; return of principal if all are at or above downside thresholds (75%); otherwise payment equals principal times the performance factor of the worst performing underlier, which can result in a total loss of principal. The securities are linked to the Dow Jones Industrial Average, the S&P 500 Index and the Russell 2000 Index and expose holders to issuer credit risk, limited upside, early redemption risk, and small-cap index volatility.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal-at-risk contingent income securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 8.45%.
The notes pay the coupon only if each underlier (the Nasdaq-100, Russell 2000 and S&P 500) closes at or above its coupon barrier (60% of initial) on each observation date. The securities are callable beginning October 1, 2026 based on a risk-neutral valuation model selected by the calculation agent. At maturity on April 2, 2029, if the worst performing underlier is below its 60% downside threshold, investors suffer proportional principal loss (possible total loss); if all underliers are at or above the downside threshold, investors receive principal.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal of contingent-income, memory-buffered, auto-callable notes tied to Palo Alto Networks common stock. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 16.00% on observation dates when the closing level is at or above the coupon barrier ($132.04, 80% of the initial level). They are automatically redeemed if the closing level on a redemption determination date is at or above the call threshold ($165.05), with early redemption no earlier than June 8, 2026 (first determination date) and maturity on September 11, 2026.
At maturity, if the final level is below the buffer ($132.04, 80% of initial), investors suffer losses equal to the underlier percent decline beyond the 20% buffer multiplied by a 1.25 downside factor; there is no minimum payment. All payments are subject to Morgan Stanley’s credit risk.