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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering market-linked notes due August 5, 2030 linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount. At maturity investors receive principal plus an upside payment if the index closing level on the observation date exceeds the initial level; otherwise they receive only the stated principal amount.
The participation rate will be set on the pricing date and is disclosed as 118% to 128%. The pricing/strike date and observation date are July 31, 2026 and July 31, 2030, respectively. The estimated value on the pricing date is stated as approximately $971.60 per note. Payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due July 31, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The stated issue price is $1,000 per security and the estimated value on the pricing date is approximately $934.70.
The payment at maturity depends on the S&P 500® Futures Excess Return Index closing level on the observation date. Upside returns use a leverage factor of 168%–173%. If the index finishes modestly lower but above the downside threshold (60% of the initial level), investors receive a positive return based on a 50% absolute return participation rate, effectively capped at 20%. If the index finishes below the downside threshold, investors suffer proportional principal loss, with no minimum payment.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes due August 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a contingent coupon (annual rate determined on pricing date within 11.50%–12.50%) only when each underlier meets its coupon barrier on observation dates. The notes are linked to the worst performing of SLV (iShares Silver Trust), NDXT (Nasdaq-100 Technology) and RTY (Russell 2000), feature automatic early redemption on specified determination dates, and return principal at maturity only if all underliers are at or above 60% of initial levels; otherwise principal is reduced pro rata to the worst performing underlier.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS notes due July 31, 2031 linked to the EURO STOXX 50® Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $930.80. At maturity the payoff depends on the final level vs the initial level: an upside levered payment if the underlier appreciates, an absolute-return participation (capped at 15%) if the underlier declines but remains at or above an 85% buffer level, and proportional principal loss beyond the buffer. The leverage factor will be set on the pricing date within the range 151.50% to 166.50%. The minimum payment at maturity is 15% of principal. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due August 5, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $965.10.
Payment at maturity depends on the S&P 500® Futures Excess Return Index: investors receive leveraged upside if the final level is above the initial level; a capped positive return (via a 50% absolute return participation feature) if the final level is at or above a downside threshold equal to 60% of the initial level; and a prorated principal loss (1% loss for each 1% decline) if the final level is below that threshold. The leverage factor will be set on pricing between 192% and 207%. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk structured notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and a maturity on July 31, 2031. The notes pay no interest and include three payoff regimes: full upside if the final level is at or above the initial level (plus an upside payment of $457.50 to $477.50 per security as determined on the pricing date), an absolute return participation (100%) if the final level is below initial but at or above an 80% buffer level, and a proportional loss beyond the 20% buffer if the final level is below the buffer. The original issue price is $1,000 and the estimated value on the pricing date is approximately $937.90. All payments are subject to the issuer’s and guarantor’s credit risk; the minimum payment at maturity is 20% of principal. The offering includes customary dealer compensation and hedging-related costs embedded in the issue price.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS principal-at-risk securities due August 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. The securities reference the Russell 2000® and S&P 500® indices and pay at maturity based solely on the worst performing underlier.
Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $966.00. Key mechanics: a leveraged upside (leverage factor set on the pricing date between 130% and 145%), an absolute return participation rate of 50%, and a downside threshold at 70% of the initial level. If the worst performing underlier is below its downside threshold on the observation date, investors suffer proportional principal loss and could lose their entire investment.
Morgan Stanley Finance LLC offers Principal at Risk securities due August 2, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $954.20. The payout at maturity depends on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices as measured on the observation date. If the final level of each underlier is at or above its downside threshold (70% of its initial level), investors receive the stated principal plus an upside payment of $302.50 to $322.50 per security. If any underlier is below its 70% downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be significantly less than the stated principal, including zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced $100,000 aggregate principal of Dual Directional Buffered PLUS notes due July 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and is linked to the S&P 500® Index with a 200% leverage factor and a 10% buffer.
The securities pay no interest, have a maximum upside payment of $1,370 per security, a minimum payment at maturity of 10% of principal, an estimated value on the pricing date of $949.30 per security, and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes called Dual Directional Trigger Jump Securities due August 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $966.30.
Payments at maturity depend solely on the closing level of the S&P 500® Futures Excess Return Index on the observation date July 31, 2031. Investors may receive (a) principal plus either the index percent change or an $601.50–$621.50 upside payment if the final level ≥ initial level, (b) a capped positive return (up to 30%) if the final level declines but remains ≥ the downside threshold (which is 70% of the initial level), or (c) a pro rata loss of principal (1% loss per 1% index decline) if the final level < downside threshold. There is no guaranteed return of principal; investors could lose their entire initial investment.