Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC prices $1,000,000 of principal-at-risk, auto-callable notes due March 6, 2031. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The issue price is $1,000 per security with an estimated value on the pricing date of $958.80. The notes pay no interest and carry an automatic early redemption feature on the first determination date, March 9, 2027, if the underlier is at or above the call threshold of 1,527.62, in which case holders receive an early redemption payment of $1,175. If not called, maturity payoff depends on MSCI Emerging Markets Index performance: a 150% participation on gains above the initial level, return of principal if final level stays at or above 70% of initial (downside threshold 1,069.334), or a proportional loss below that threshold. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC registered $123,000 aggregate principal amount of Structured Investments—step-down, auto-callable, principal-at-risk notes due March 8, 2030, fully guaranteed by Morgan Stanley. The notes reference the worst performing of the Nasdaq-100, S&P 500 and Russell 2000 indices and may auto-redeem on scheduled determination dates.
The securities pay no interest, have a stated principal amount of $1,000 each, an estimated value at pricing of $973.00 per security, and offer fixed early redemption payments equating to approximately 11.90% per annum on successful determination dates. If not auto-redeemed, maturity payments depend on underlier performance versus predefined upside (≈85% of initial) and downside (70% of initial) thresholds; losses at maturity are tied to the worst performing underlier and can result in full principal loss.
Morgan Stanley Finance LLC priced Contingent Income Memory Auto-Callable Securities due March 8, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500®. The stated principal amount is $1,000 per security with aggregate principal of $2,583,000 and an issue price of $1,000 per security.
These principal-at-risk notes pay a contingent coupon at an annual rate of 11.00% only if all three underliers meet coupon barrier levels on observation dates, feature automatic early redemption if all underliers meet call thresholds on redemption determination dates, and repay principal at maturity only if each underlier is at or above its downside threshold; otherwise repayment equals the worst-performing underlier’s performance factor. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Contingent Income Memory Auto-Callable Securities due March 9, 2028 linked to the common stock of Oracle Corporation, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal-at-risk notes with a contingent annual coupon of 22.20% and an original issue price of $1,000 per security.
Key economic terms: the initial level (closing on the strike date) was $152.96, the coupon barrier and downside threshold are each $91.776 (60% of the initial level), observation dates begin June 8, 2026, and the first redemption determination date is June 8, 2026. Estimated value on the pricing date was approximately $970.30 per security. If not auto‑redeemed, payment at maturity equals principal if the final level is at or above the downside threshold; otherwise investors suffer proportional losses and may lose their entire investment.
Morgan Stanley Finance LLC prices contingent-income, principal-at-risk notes linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and offers a 10.00% annual contingent coupon, payable only if the S&P 500 closing level meets the coupon barrier on observation dates. The notes feature automatic early redemption on specified redemption determination dates, a downside threshold at $5,392.016 (80% of the initial level), and maturity on March 24, 2027. Estimated value at pricing was approximately $984.20 per security; the issue price is $1,000 with proceeds to issuer of $990 per security after placement fees. Terms are subject to the product supplement, index supplement and prospectus and to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory auto-callable securities due March 16, 2029 linked to Microsoft Corporation common stock.
Each security has a stated principal of $1,000, an annual contingent coupon of 9.50% payable only if the underlier meets a coupon barrier (70% of the initial level) on observation dates, an automatic early‑redemption feature if the underlier equals or exceeds a call threshold (100% of the initial level) on redemption determination dates, and downside exposure where payments at maturity fall pro rata if the final level is below the downside threshold (70% of the initial level). The pricing/strike date is March 13, 2026
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income memory auto-callable securities linked to the common stock of General Electric Company. The securities are $1,000 each with an aggregate offering of $2,316,000, an estimated value of $968.70 on pricing, and a maturity of September 10, 2027.
The notes pay a contingent coupon at an annual rate of 11.60% only if the closing level of the underlier meets or exceeds the coupon barrier ($212.544, ~65% of the initial level) on observation dates. Automatic early redemption can occur on specified determination dates if the closing level meets the call threshold ($326.99). If not auto-redeemed, maturity payout depends on the final level relative to the downside threshold ($212.544): full principal if met, otherwise a loss equal to the underlier’s percentage decline.
All payments are unsecured and subject to Morgan Stanley’s credit risk; investors do not participate in upside of the underlier and may lose their entire investment.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable securities guaranteed by Morgan Stanley. The securities are issued in denominations of $1,000 each, with an aggregate principal amount of $490,000, an issue price of $1,000 per security and an estimated value on the pricing date of $968.90 per security.
The notes link to the worst performing of the NDXT, RTY and SPX indices, pay a contingent coupon at an annual rate of 9.25% subject to observation-date barriers set at 70% of initial levels, feature automatic early redemption if all underliers meet call thresholds (100% of initial levels) on a redemption determination date, and mature on September 10, 2027. If at maturity the worst performing underlier is below its 70% downside threshold, the payment at maturity equals the stated principal multiplied by that performance factor and could be significantly less than principal.
Morgan Stanley Finance LLC is offering $910,000 aggregate principal of structured notes due February 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000.
The notes pay a contingent coupon at an annual rate of 8.00% only if the closing level of both underliers meets their coupon barrier on observation dates, feature automatic early redemption on specified dates if both underliers meet call thresholds, and expose investors to principal loss if the worst performing underlier falls below an 80% buffer (buffer amount 20%). The securities have a minimum payment at maturity of 20% of principal and are subject to the issuer's credit risk and other qualifiers such as being determined "subject to postponement for non-trading days and certain market disruption events."
Morgan Stanley Finance LLC offers Callable Buffered Jump Securities with Downside Factor linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal amount per security and an original issue price of $1,000.
The securities mature on June 10, 2030 with an observation date of June 5, 2030; they provide a 25% buffer, a 1.3333 downside factor, and a 156% participation rate for upside. The issuer may call the securities on scheduled redemption dates beginning March 17, 2027, for fixed cash redemption payments that approximately equal an 18.00% per annum return on the stated principal. The estimated value on the pricing date was $943.30 per security; agent commissions were $32.50 per security and aggregate principal issued was $787,000.