Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Bloomia Holdings reports that Morgan Stanley and Morgan Stanley Smith Barney LLC beneficially own 238,418 shares of Common Stock, representing 12.6% of the class. The filing lists shared dispositive power of 238,418 shares and is signed by authorized signatories on 03/06/2026.
Morgan Stanley Finance LLC prices Structured Jump Notes with an auto-callable feature linked to the worst-performing share of Microsoft, Palantir Class A and UnitedHealth. Each note has a $1,000 stated principal amount and a 100% participation rate. The notes pay no interest, may be automatically redeemed if each underlier meets its call threshold on the first determination date, and mature on March 9, 2029. The first determination date for automatic early redemption is March 15, 2027, with an early redemption payment of $1,167.50 per note if the call condition is met. The estimated value on the pricing date was $962.00 per note. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC offers Digital VanEck® Gold Miners ETF‑Linked Notes (fully and unconditionally guaranteed by Morgan Stanley) through a preliminary pricing supplement dated March 6, 2026, subject to completion. Each note has a $1,000 Face Amount; the expected estimated value on the trade date is approximately $976.50 per note.
Payment at maturity depends on the VanEck® Gold Miners ETF (GDX) performance over the term (determination date expected 13–15 months after the trade date). If the final underlier level is ≥90% of the initial level, holders receive a capped Maximum Settlement Amount expected between $1,256.30 and $1,300.70 per $1,000 face amount. If the final underlier level is <90%, holders suffer losses and could lose their entire investment. All payments are subject to issuer credit risk; the notes are unsecured, non‑interest paying, non‑redeemable and will not be listed.
Morgan Stanley Finance LLC issues $1,200,000 aggregate Capped Leveraged Equity-Linked Notes due April 7, 2027, linked to the common stock of Amazon.com, Inc. Each $1,000 Face Amount note has a 200% upside participation rate, a Cap Level of $260.40082 (120.10% of the Initial Underlier Level) and a Maximum Settlement Amount of $1,402 per $1,000. The Initial Underlier Level is $216.82 (trade date March 4, 2026); the Determination Date is April 5, 2027 and the Stated Maturity Date is April 7, 2027. The estimated value on the trade date is $978.60 per note; price to public is $1,000 per note with agent commissions of $11.10 and proceeds to issuer of $988.90 per note. The notes do not pay interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — contingent income auto-callable notes due March 18, 2031 linked to the worst performing of Apple, Micron and Vertiv. The notes have a $1,000 stated principal amount per note and an estimated value on the pricing date of approximately $943.30 per note.
The notes pay a 9.05% annual contingent coupon on each coupon payment date only if the closing level of each underlier is ≥ its coupon barrier (set at 75% of initial level) on the related observation date. They are automatically redeemed early if each underlier's closing level is ≥ its call threshold (100% of initial level) on a redemption determination date, beginning with the first determination date on March 15, 2027. All payments are subject to Morgan Stanley's credit risk; investors do not participate in any appreciation of the underliers.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due March 18, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an estimated value at pricing of approximately $969.00 per security.
At maturity the payout depends on the index closing level on the observation date March 13, 2031: if the final level is at or above the initial level investors receive principal plus the greater of index-based appreciation or an $512.50 upside payment (51.25%). If the index falls but stays at or above a downside threshold (65% of the initial level), investors receive principal plus a positive return equal to the absolute decline (100% participation) capped effectively at 35%. If the index is below the downside threshold, investors lose capital proportionally (1% loss for each 1% index decline) and could lose their entire investment.
Morgan Stanley Finance LLC is offering $1,880,000 of Digital S&P 500® Index-Linked Notes due February 16, 2028. The notes pay no interest and are fully guaranteed by Morgan Stanley. For each $1,000 face amount, the Maximum Settlement Amount is $1,161.90 (116.19%). If the S&P 500® Final Underlier Level on the February 14, 2028 Determination Date is at least 85% of the Initial Underlier Level (6,869.50 on the Trade Date), you receive the capped payment. If the Final Underlier Level declines below 85%, the cash payment is reduced per the stated formula and you could lose some or all of your investment. The estimated value on the trade date was $993.50 per note; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes—"Jump Securities"—linked to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal amount and an original issue price of $1,000; estimated value on the pricing date is approximately $958.40.
The securities mature on March 22, 2029 and feature automatic early redemption beginning with the first determination date on March 24, 2027. Call threshold levels equal 100% of initial levels; downside thresholds equal 70%. Early redemption payments correspond to a return of approximately 12.85% per annum on scheduled early redemption dates. At maturity investors can receive (i) $1,385.50 if each underlier ≥ call threshold, (ii) the stated principal if all underliers ≥ downside threshold but some < call threshold, or (iii) a principal loss proportionate to the decline of the worst performing underlier if any underlier < downside threshold.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for contingent income memory buffered auto-callable securities due March 18, 2031. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 11.50%, payable only when the underlier meets the coupon barrier on observation dates.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with a coupon barrier of 80% of the initial level, a buffer level of 85% (buffer amount 15%), a call threshold equal to 100% of the initial level, and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was approximately $905.40 per security.
Morgan Stanley Finance LLC offers Structured Investments Jump Notes with an automatic early‑call feature and a $1,524,000 aggregate principal amount. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, issued at $1,000 per note with an estimated value on the pricing date of $974.30.
The notes reference the worst performing of GOOGL, AVGO and META, have a March 9, 2026 original issue date, mature on March 7, 2031, and may be automatically redeemed on March 16, 2027 for an early redemption payment of $1,215 if each underlier meets 90% call thresholds on the first determination date (March 11, 2027). Payments at maturity depend on the worst performing underlier and are subject to Morgan Stanley credit risk.