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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk notes (guaranteed by Morgan Stanley) linked to the common stock of Broadcom Inc.
The securities are offered at a $1,000 stated principal amount each, with an aggregate offering of $1,000,000. The securities mature on July 14, 2027 with an observation date of July 9, 2027 (subject to postponement). If the final level is at or above the buffer level, holders receive the stated principal plus a fixed upside payment of $236.60 (23.66%). If the final level is below the buffer level (buffer amount 20%, buffer level $292.016), investors lose 1.25% of principal for every 1% decline beyond the buffer (downside factor 1.25); there is no minimum payment and the principal could be lost. The estimated value on the pricing date was $984.30 per security and agent commissions equal $10 per security.
All payments are subject to Morgan Stanley's credit risk; investors must be willing to forgo current income and risk loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of MP Materials Corp. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $975,000. They pay a contingent coupon only when the underlier's closing level meets or exceeds the coupon barrier on observation dates and may auto‑redeem early if the underlier meets the call threshold on a redemption determination date. If not auto‑redeemed, maturity payment is $1,000 if the final level is at or above the downside threshold; otherwise payment equals $1,000 × (final level / initial level), exposing investors to full downside risk. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced market-linked notes due August 1, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal of $1,000; estimated value on the pricing date is approximately $954.20. At maturity, if the index final level exceeds the initial level, holders receive principal plus an upside payment equal to the stated principal multiplied by a participation rate (determined on the pricing date) and the underlier percent change; if the final level is equal to or less than the initial level, holders receive only the stated principal. The participation rate range is disclosed as 103.25% to 108.25%. All payments are subject to issuer credit risk; the notes are unsecured, will not be listed, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC offers market-linked notes due August 2, 2029 linked to the S&P 500® Index, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest, and returns principal at maturity with upside participation subject to a maximum payment determined at pricing.
The notes provide 100% participation in positive index performance up to a maximum payment at maturity of $1,192.50 to $1,212.50 per note. Estimated value on the pricing date was approximately $961.60 per note; all payments are subject to issuer credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due August 4, 2027 linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a 8.96% annual contingent coupon on specified observation dates only if the index closing level is at or above the coupon barrier (5,999.488, 80% of the initial level). The initial level (strike) is 7,499.36. Automatic early redemption is possible on specified determination dates for the stated principal plus any payable contingent coupons. At maturity, if the final level is below the downside threshold (5,999.488), principal is paid pro rata to index performance and could be significantly less than the stated principal or zero. Estimated value on pricing date: approximately $985.30. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, a pricing/strike date of July 31, 2026, a final observation date of July 31, 2031, and a maturity date of August 5, 2031.
The notes pay a contingent coupon (annual rate to be set on the pricing date, indicated between 12.50% and 13.50% in the supplement) only when the closing level of the underlier meets or exceeds the coupon barrier (set at 60% of the initial level). The notes feature automatic early redemption if the underlier meets the call threshold (100% of the initial level) on specified redemption determination dates. At maturity, if the final level is below the downside threshold (60% of initial level), principal is reduced pro rata by the underlier’s decline; conversely, if the final level is at or above the downside threshold, investors receive principal.
Morgan Stanley Finance LLC priced Principal at Risk callable contingent income securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. The securities have a $1,000 stated principal amount, aggregate offering of $2,350,000, and a 13.65% per annum contingent coupon payable only if each underlier meets its coupon barrier on observation dates. The notes may be called beginning October 2, 2026 based on a risk neutral valuation model determination; if not called, repayment at maturity on January 3, 2028 is principal unless the worst performing underlier is below its 70% downside threshold, in which case investors lose in proportion to that underlier’s decline.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note due August 5, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $924.20. The notes pay a contingent coupon (annual rate to be set on the pricing date, indicated between 12.75% and 13.75%) only if the underlier meets the coupon barrier on specified observation dates and may be automatically redeemed early if the underlier meets the call threshold on redemption determination dates. At maturity, if the final level is below the downside threshold (both coupon barrier and downside threshold are 60% of the initial level), investors suffer a pro rata loss equal to the underlier’s decline; payments could be significantly less than principal or zero. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, which applies a 4% per annum daily decrement and uses intraday volatility targeting. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, contingent income auto-callable securities with a stated principal amount of $1,000 per security. The notes pay a contingent coupon (annual rate to be set on the pricing date, indicated at 13.25%–14.25% range) only if the closing level of each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. They feature automatic early redemption if all underliers meet call thresholds on a redemption determination date, and a maturity date of February 3, 2028. If any underlier is below its downside threshold at final observation, investors suffer a loss equal to the percentage decline of the worst performing underlier; payments depend on closing levels on specified observation and redemption dates. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and remain subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering structured notes—Enhanced Buffered Jump Securities—fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security with an upside payment of $87.60 (8.76%). The notes reference the S&P 500® Index, have an initial level of 7,499.36 (strike date June 30, 2026), an observation date of July 13, 2027 and mature on July 16, 2027. Payouts: if the final level ≥ buffer (90% of initial level), holders receive principal plus the fixed upside payment; if final level < buffer, losses apply beyond the 10% buffer at a downside factor of 1.1111, with no minimum payment. Estimated value on the pricing date is approximately $986.50 per security; agent commission is $10 per security.