Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 31, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon (to be set on the pricing date) and feature an automatic early redemption if the underlier meets the call threshold.
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Key disclosed mechanics include a contingent coupon range of 10.60%–11.60% (annual) (final rate set on pricing), a coupon barrier at 70% of the initial level, a buffer of 15% (buffer level = 85% of initial), a call threshold at 100% of the initial level, an estimated value on the pricing date of approximately $901.50 per security, and a minimum payment at maturity of 15% of principal. The offering documents warn that investors may lose a substantial portion of principal if the final level is below the buffer amount and that all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Structured Investments — Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $903.60, a 15% buffer and a minimum payment at maturity equal to 15% of principal. The securities pay no interest, may auto‑redeem on scheduled determination dates if the underlier meets the call threshold (85% of the initial level), and mature on July 31, 2031 with final determination on July 28, 2031. If not redeemed early and the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk auto‑callable notes linked to the Nasdaq‑100 and Nasdaq‑100 Technology Sector. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities can automatically redeem on scheduled determination dates for increasing fixed early redemption payments (first possible redemption July 14, 2027). If not redeemed, maturity payments depend on the final levels of each underlier relative to a 95% call threshold and an 80% downside threshold; the payment at maturity can be the stated principal, a fixed final payment of $1,480, or a reduced amount tied to the worst performing underlier (potentially zero). All payments are subject to the issuer’s and guarantor’s credit risk. The issuer estimates the securities' value on the pricing date at approximately $939.90.
Morgan Stanley Finance LLC is offering dual directional, principal‑at‑risk notes linked to Marvell Technology, Inc. common stock with automatic early redemption and maturity protections that depend on the underlier's closing levels. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $943.80.
The securities are callable on a series of determination dates beginning July 23, 2027, with scheduled early redemption payments that rise over time (for example, $1,354.00 on the first early redemption date and $2,032.50 on the last scheduled early redemption before maturity). If not called, the payment at maturity can be $2,062.00 if the final level is at or above the call threshold, a limited positive payout if the final level is between the call threshold and the downside threshold, or a pro rata loss (performance factor) if the final level is below the downside threshold. All payments are subject to Morgan Stanley's credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering Trigger GEARS linked to a weighted basket of global indices maturing July 17, 2031, fully guaranteed by Morgan Stanley. Each $10 Security returns $10 plus any positive Basket Return multiplied by an Upside Gearing (1.10–1.29 set on the Trade Date). If the Final Basket Level is below the Downside Threshold (75 of initial 100), holders can lose a portion or all of principal; if the Final Basket Level is at or above the threshold and the Basket Return ≤ 0, principal is returned at maturity. Issue Price is $10.00; estimated Trade Date value ~ $9.167. Payments depend on the Basket’s Closing Levels on the Final Valuation Date and are subject to issuer credit risk, Calculation Agent discretion and possible postponement for Market Disruption Events.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS principal-at-risk securities with an aggregate stated principal of $4,749,000 (stated principal $1,000 per security) and an original issue price of $1,000 per security. The securities mature on June 29, 2028 and are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Returns are determined by the worst performing underlier: upside participation uses a 105% leverage factor, depreciations above a 15% buffer produce losses at a 1:1 rate, and the minimum payment at maturity is 15% of principal. The estimated value on the pricing date was $992.20 per security. All payments are subject to MSFL credit risk and guaranteed by Morgan Stanley. Sales are targeted to fee-based advisory accounts and MS & Co. acts as agent.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate principal amount of $400,000. The securities are linked to the worst performing of Micron Technology, the Roundhill Memory ETF (DRAM) and TSMC ADS.
The pricing and strike dates are June 26, 2026, original issue date July 1, 2026, first determination date for automatic early redemption July 2, 2027, and maturity June 29, 2029. An automatic early redemption yields an early redemption payment of $2,233. If not called, maturity payoffs depend on the worst-performing underlier: investors receive principal plus an upside payment if final levels exceed initial levels (participation rate 300%), return of principal if final levels stay at or above downside thresholds (70% of initial), or a reduced payment pro rata to the worst-performing underlier (loss of 1% per 1% decline) and could lose the entire investment. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to the Russell 2000® Index with an Issue Price of $10.00 per Security. Key terms: Upside Gearing 1.40–1.63 (set on the Trade Date), Call Return Rate 12.00% per annum, Autocall Barrier 100% of the Initial Level, Downside Threshold 75% of the Initial Level. Trade Date is July 15, 2026, Settlement July 17, 2026, Observation Date July 21, 2027, Final Valuation Date July 15, 2031, and Maturity July 17, 2031. Morgan Stanley fully and unconditionally guarantees the Securities; all payments remain subject to Morgan Stanley’s credit risk. The estimated value on the Trade Date is approximately $9.588 per Security.
Morgan Stanley Finance LLC priced a contingent-income, auto-callable note offering fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and an original issue price of $1,000. The notes pay a contingent coupon of 11.50% per annum on observation dates when all three underliers meet coupon barriers and feature automatic early redemption beginning on July 8, 2027. If not called, payment at maturity on July 11, 2031 depends on the worst performing underlier: full principal is returned only if each underlier is at or above its 60% downside threshold; otherwise investors lose an amount proportional to the decline of the worst performing underlier. The estimated value on the pricing date was approximately $931.40 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Market-Linked Notes due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $3,798,000 and a stated principal amount of $1,000 per note. The notes pay no interest, have a 112% participation rate in positive basket performance, an estimated value on the pricing date of $951.20 per note, an issue price of $1,000 per note, and mature on July 1, 2031 (observation date June 26, 2031). All payments depend on the issuer’s creditworthiness and the final closing level of the ten-stock basket on the observation date.