Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing Auto-Callable Trigger PLUS notes linked to the Tokyo Stock Price Index (TOPIX) due March 15, 2029, with an aggregate principal amount of $3,340,000 and a stated principal amount of $1,000 per security.
The securities pay no interest, carry principal-at-risk and are automatically redeemed on the first determination date if the index closing value is greater than or equal to the initial index value for an early redemption payment of $1,197.50 per security. If not redeemed, maturity payouts depend on the final index value: upside participation of 125% of index appreciation above the initial index value, full return at maturity if the final index value is at or above the downside threshold of 3,144.023 (≈85% of the initial index value), or a loss 1-to-1 below that threshold. The estimated value on the pricing date was $962.50 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments remain subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note—auto‑callable securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. The issue is fully and unconditionally guaranteed by Morgan Stanley and has a stated principal amount of $1,000 per security with an aggregate principal amount of $472,000.
The securities can automatically redeem on specified determination dates beginning March 15, 2027 for preset early redemption payments (ranging from $1,170 to $1,425). At maturity on March 15, 2029, payments depend on whether each underlier meets a call threshold (100% of initial level) or a downside threshold (70% of initial level). If the worst performing underlier falls below its downside threshold, investors lose 1% of principal for each 1% decline in that underlier.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities due March 14, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for an aggregate principal amount of $100,000 in $1,000 denominations.
Each security has an issue price of $1,000 and an estimated value on the pricing date of $916.90. Returns are linked to the SPDR® Gold Trust (ticker GLD) with an initial level of $476.24 (strike/price date March 11, 2026), a leverage factor of 125%, a maximum payment of $1,900 (190% of principal) and a downside threshold equal to 65% of the initial level. If the final level is below that threshold, investors lose principal on a 1:1 basis; there is no guaranteed minimum. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering totaling $15,825,000. Each security has a $1,000 stated principal amount, an issue date of March 16, 2026 and matures on March 17, 2027.
The notes are auto-callable beginning with a first determination date of June 11, 2026; automatic early redemption occurs if the closing level of each underlier meets its call threshold on a determination date. Early redemption payments range from $1,045 to $1,165 per security across nine scheduled determination dates. If not called, maturity payments depend on the worst-performing underlier: full upside payment of $1,180 if each final level is at or above its upside threshold (90% of initial level), return of principal if final levels are at or above downside thresholds (60% of initial level), or a pro rata loss tied to the worst performing underlier if any final level is below its downside threshold. All payments are subject to MS and MSFL credit risk.
Morgan Stanley Finance LLC is offering contingent income memory auto-callable securities linked to the Class A common stock of Workday, Inc. The securities have a $1,000 stated principal and an issue price of $1,000 per security and are scheduled to mature on March 30, 2028 with a final observation date of March 27, 2028.
The notes pay a contingent coupon that will be set between 14.50% and 15.50% per annum (actual rate determined on the pricing date) on observation dates if the closing level of the underlier meets the coupon barrier. The securities are automatically redeemed if the underlier equals or exceeds the call threshold on any redemption determination date. Investors face full principal risk if the final level is below the downside threshold; the preliminary estimated value on the pricing date is approximately $952.40 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk securities with an aggregate principal amount of $1,974,000, fully and unconditionally guaranteed by Morgan Stanley.
The securities pay no interest and return either the stated principal plus a fixed upside payment of $109.10 per security (10.91%) if the final level of each underlying index is at or above its downside threshold, or a cash payment equal to the stated principal multiplied by the performance factor of the worst performing underlier if either underlier is below its downside threshold. The initial levels were 6,775.80 for the S&P 500® and 2,542.895 for the Russell 2000®, the downside thresholds are 75% of those initial levels, the stated principal per security is $1,000, the issue price is $1,000 and the estimated value on the pricing date is $980.00 per security. The securities mature on April 15, 2027 and the observation date is April 12, 2027.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable securities linked to Tesla, Inc. common stock. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 14.00% to 15.00% only if the underlier meets the coupon barrier on observation dates. The estimated value on the pricing date is approximately $956.70 per security.
The notes can be automatically redeemed beginning with the first redemption determination date if the closing level of Tesla common stock is at or above the call threshold (100% of the initial level). The coupon barrier and downside threshold are each 60% of the initial level. If the final level is below the downside threshold at maturity, investors bear the full downside (payment equals stated principal × performance factor) and could lose their entire investment. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to a weighted basket of eight alternative‑asset manager stocks. Each Security has a $10 Principal Amount, an indicative Upside Gearing of 2.10–2.20, an Autocall Barrier of 100, a Downside Threshold of 75 and a Call Return Rate of 20.00% per annum. Trade Date is March 13, 2026, Settlement March 18, 2026, Observation Date March 19, 2027 and Maturity March 18, 2031. If the Basket meets the Autocall Barrier on the Observation Date the Securities are automatically called for $12.00 per $10 Security; if not called, payoff at maturity depends on Basket Return, upside gearing if positive, or potential principal loss if the Final Basket Level is below 75.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced structured, principal‑at‑risk notes linked to the common stock of Oracle Corporation. The notes have a $1,000 stated principal per security, a contingent coupon to be set on pricing (range disclosed 16.75% to 17.75% per annum), automatic early‑call feature beginning on September 28, 2026, and maturity on March 30, 2028.
Coupons pay only if the underlier meets the coupon barrier (set at 60% of the initial level); early redemption occurs if the underlier meets the call threshold (set at 100% of the initial level). At maturity, if the final level is below the downside threshold (60% of initial), principal is reduced pro rata (performance factor = final level / initial level).
Morgan Stanley Finance LLC priced contingent income, auto-callable notes due March 30, 2028 linked to the common stock of Netflix, Inc. The notes have a $1,000 stated principal per security and an original issue price of $1,000 per security; the estimated value on the pricing date is approximately $955.00. The securities pay a 11.25% to 13.25% annual contingent coupon (rate fixed on the pricing date) only if the closing level of the underlier meets or exceeds a coupon barrier set at 65% of the initial level on observation dates. The notes are automatically redeemed early if the underlier’s closing level equals or exceeds a call threshold of 100% of the initial level on redemption determination dates, in which case holders receive principal plus the related contingent coupon. At final maturity, if the final level is below a downside threshold of 65% of the initial level, holders bear loss pro rata (payment = principal × final level/initial level). All payments are subject to the issuer’s and guarantor’s credit risk.