Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a contingent income auto-callable securities offering totaling $3,500,000. The notes are linked to the worst performing of Chevron common stock and Exxon Mobil common stock, pay a contingent coupon at an annual rate of 12.60% when both underliers meet coupon barriers, and mature on March 8, 2029.
The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of $949.00 per security, and an original issue price of $1,000 (agent commission $35, proceeds to issuer $965 per security). Investors face full principal risk if the worst performing underlier finishes below its downside threshold (approximately 75% of initial levels).
Morgan Stanley Finance LLC issues principal-at-risk structured notes with an aggregate principal amount of $1,115,000 (stated principal $1,000 per security), fully and unconditionally guaranteed by Morgan Stanley. The securities mature on April 8, 2027 and are linked to the S&P 500® Index.
The terms provide a fixed 9.43% upside payment ($94.30) if the final level is at or above the downside threshold (80% of the initial level), and otherwise pay the stated principal multiplied by final/initial level. The downside threshold is 5,453.304 (80% of the initial level 6,816.63), and investors may lose up to their entire principal.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes backed by Morgan Stanley guarantee. The offering totals $688,000 aggregate principal in $1,000 denominations at an issue price of $1,000 per security and an estimated value of $903.60 on the pricing date. The notes reference the SPDR® Gold Trust and VanEck® Semiconductor ETF, mature on March 7, 2031, and include an automatic early redemption feature with a first determination date of March 11, 2027 and an early redemption payment of $1,431.50. The payoff is based on the worst performing underlier, a 150% participation rate in upside, a 50% downside threshold, and full credit exposure to Morgan Stanley.
Morgan Stanley Finance LLC issued contingent income, principal-at-risk notes due March 19, 2027 that are fully guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 10.64% on each coupon date only if the S&P 500 closing level on the related observation date is at or above the coupon barrier (approximately 85% of the initial level). The notes are auto-callable on specified redemption determination dates if the index is at or above the call threshold (the initial level). At maturity, if the final level is below the downside threshold (approximately 85% of the initial level), principal is reduced pro rata (performance factor = final level / initial level). Issue price is $1,000 with estimated value on the pricing date of $984.90; commissions equal $10 per $1,000. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk auto‑callable note program fully guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security with an aggregate principal amount of $1,505,000, an estimated value on the pricing date of $942.10, and an issue price of $1,000 per security. The notes pay a contingent coupon at an annual rate of 14.85% only if the underlier meets the coupon barrier on observation dates, are callable on specified dates beginning September 10, 2026, and mature on March 7, 2031. The underlier initial level is 2,708.76; the coupon barrier is 70% of that level (1,896.132) and the downside threshold is 60% (1,625.256). If not redeemed and the final level is below the downside threshold, investors lose principal pro rata; if final level is at or above the downside threshold, principal is returned.
Morgan Stanley Finance LLC amends the pricing supplement for a $13,113,000 issuance of Structured Investments Variable Income Auto-Callable Notes due January 31, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a variable monthly coupon of 9.00% (higher) or 0.25% (lower) depending on observation-date performance of four underlying stocks and are linked to the worst performing underlier (Broadcom, Meta Platforms class A, Tesla, Micron). The notes may be automatically redeemed on specified redemption determination dates if each underlier meets its 90% call threshold; otherwise investors receive principal at maturity. The document discloses estimated value ($940.40 per note), issue price ($1,000), agent commissions ($42.50 per note) and that all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of market-linked, auto-callable, principal-at-risk securities due March 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a public price of $1,000, and estimated value of approximately $970.10 on the pricing date. The offering includes an agent commission of $18.25 per security (proceeds to issuer $981.75 per security). The securities carry contingent quarterly coupons (annualized contingent coupon rate set at not less than 10.25%) payable only if the lowest performing underlying meets daily coupon thresholds, and feature a 70% downside threshold (exposure to losses greater than 30% if breached). Terms and payment mechanics are subject to the pricing date determinations and the product and index supplements referenced herein.
Morgan Stanley Finance LLC amended a preliminary pricing supplement for contingent income memory auto-callable securities due July 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value on the pricing date of approximately $987.20.
The securities reference the EURO STOXX 50®, Russell 2000® and S&P 500® indices. A 15.00% per annum contingent coupon may pay on observation dates only if every underlier is at or above its coupon barrier (70% of initial level). The notes are automatically redeemed on November 12, 2026 if each underlier is at or above its call threshold (100% of initial level) as of the redemption determination date November 9, 2026. If not called, maturity payoff on July 9, 2027 returns principal only if each final level is at or above the downside threshold (70%); otherwise holders suffer losses proportional to the worst performing underlier.
Morgan Stanley Finance LLC offers Trigger PLUS securities due March 16, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security provides leveraged upside (245%) if the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® finishes above its strike level, principal repaid at maturity if the worst underlier is at or above 70% of its initial level, and pro rata loss equal to the full decline of the worst underlier below that 70% threshold. The securities pay no interest, carry issuer credit risk, have an estimated pricing‑date value of approximately $966.80, and are intended for fee‑based advisory accounts.
Morgan Stanley Finance LLC offers callable Contingent Income Securities due September 14, 2028. The securities are principal‑at‑risk notes, fully and unconditionally guaranteed by Morgan Stanley, linked to the VanEck® Junior Gold Miners ETF. They pay a contingent coupon at an annual rate of 21.40% only if the underlier’s closing level on each observation date is at or above the coupon barrier level (the coupon barrier is 70% of the initial level).
The notes may be redeemed early beginning on the first redemption date (September 16, 2026) if, on a model determination date, a risk neutral valuation model indicates early redemption is economically rational for the issuer. If not called and the final level is below the downside threshold (also 70% of initial level), the payment at maturity equals the stated principal amount multiplied by the performance factor (final/initial), exposing investors to full downside, potentially to zero.