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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of principal-at-risk, auto-callable market-linked securities linked to the lowest performing of the common stock of Broadcom Inc., class A common stock of Alphabet Inc. and the common stock of Netflix, Inc..
Each security has a face amount of $1,000, an estimated value on the pricing date of $940.20, a 300% participation rate, a call payment of at least $1,450 (approximately 45.00% call premium), a pricing date of July 20, 2026 and a scheduled maturity of July 25, 2029. The offering price to the public is $1,000 per security, agent commission up to $25.75 per security and net proceeds to issuer of $974.25 per security. The securities expose investors to downside risk if the lowest performing underlying stock falls below its 50% threshold and are fully subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable Notes linked to the Russell 2000® Index with a Trade Date of July 2, 2026, Settlement on July 8, 2026 and a scheduled Maturity of July 8, 2031. The securities pay no interest, are automatically callable on quarterly Observation Dates beginning July 12, 2027 if the Underlying closes at or above the Initial Level, and return a fixed Call Price if called. Call Return Rates will be set on the Trade Date in the range 9.15%–9.75% per annum. If not called, holders receive principal at maturity only if the Final Level is at or above a Downside Threshold equal to 75% of the Initial Level; otherwise repayment is reduced proportionately to the Underlying Return, potentially to zero. Issue Price is $10.00 and the issuer estimates the Trade Date value at approximately $9.613 per Security. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Autocallable Contingent Coupon (with Memory) Buffered Notes linked to the common stock of Micron Technology, Inc. (the Market Measure) with a $10 principal per unit and an expected term of approximately 1.5 years if not called. The notes pay quarterly contingent coupon payments (with memory) per unit set at between $0.475 and $0.575 (approximately 19.00% to 23.00% per annum) if the Observation Value on each Coupon Observation Date is at or above a Coupon Barrier equal to 60% of the Starting Value. The notes are automatically callable if the Observation Value on any Call Observation Date is at or above the Call Value (equal to 100% of the Starting Value); if called, holders receive principal plus the then-due contingent coupon. At maturity, if not called, holders receive full principal plus any final contingent coupon only if the Ending Value is at or above the Threshold Value (60% of the Starting Value); otherwise they have 1-to-1 downside beyond that threshold, exposing up to 60.00% of principal to loss. Payments are subject to MSFL and Morgan Stanley credit risk. The initial estimated value on the pricing date is approximately $9.57 per unit; public offering price is $10.00 per unit.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $1,186,000 and a stated principal amount of $1,000 per security. The securities price at $1,000 with an estimated value on the pricing date of $965.60 and an original issue date of July 1, 2026. They pay a contingent coupon at an annual rate of 18.50% on each coupon payment date only if the closing level of the VanEck® Semiconductor ETF (the underlier) on the related observation date is at or above the coupon barrier level ($468.237, 70% of the initial level). Automatic early redemption can occur on specified redemption determination dates if the closing level meets or exceeds the call threshold ($602.019, 90% of the initial level). At maturity on March 24, 2028, if not redeemed earlier, holders receive principal only if the final level is at or above the downside threshold ($401.346, 60% of initial level); otherwise payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers securities with an aggregate principal amount of $500,000. These are contingent income, memory buffered, auto-callable principal-at-risk notes linked to Super Micro Computer, Inc. common stock, with a $1,000 stated principal per security, a 39.00% annual contingent coupon, automatic early‑redemption mechanics, a 60% buffer level and maturity on July 13, 2027.
The securities pay coupons only if the underlier meets observation‑date barriers, can be auto‑redeemed on specified redemption determination dates, and expose holders to credit risk of MSFL/Morgan Stanley and to potential loss of principal if the final level is below the buffer.
Morgan Stanley Finance LLC priced Buffered Participation Securities linked to the S&P 500® Index, offering an aggregate principal amount of $1,008,000 in $1,000-denominated notes. The securities mature on December 30, 2027 and provide 100% participation in upside subject to a $1,195 per-note cap and a 15% buffer below the initial level of 7,354.02.
The notes pay no interest, have an estimated value of $989.00 on pricing, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. If the final index level is below the buffer, principal is reduced 1% for each 1% decline beyond the buffer; the minimum payment at maturity is 15% of principal.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities due June 29, 2029, fully guaranteed by Morgan Stanley. The securities pay a contingent coupon of 19.75% per annum only if each underlier meets its coupon barrier on observation dates and are linked to the worst performing of URA, SLV and GLD. The issue price is $1,000 per security (stated principal) with an aggregate principal amount of $400,000. Coupons may be unpaid, principal may be reduced pro rata to the worst performing underlier at maturity, and the issuer may call early based on the output of a risk neutral valuation model. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Netflix, Inc. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $164,000. They pay a contingent coupon at an annual rate of 11.75% only if the closing level of Netflix is at or above the coupon barrier on each observation date. The securities may be automatically redeemed early if the closing level meets or exceeds the call threshold of $73.81 on any redemption determination date, beginning with the first redemption determination date of December 28, 2026. If not redeemed, at maturity on July 29, 2027 investors receive principal only if the final level is at or above the downside threshold of $50.191 (68% of the initial level); otherwise payment is reduced pro rata by the performance factor and could be zero. All payments are subject to the issuers credit risk. The estimated value on the pricing date was $965.20 per security.
Morgan Stanley Finance LLC priced Enhanced Buffered Jump Securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and an aggregate principal amount of $969,000. The securities mature on June 29, 2029 and feature a fixed $235 upside payment (23.50%) if the final level is at or above the buffer level and a 25% downside buffer (buffer level = 441.803, initial level = 589.07). If the final level is below the buffer level, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 25% of principal. The estimated value on the pricing date was $988.10 per security and the issue price to the public was $1,000 (agent commission/fees shown as $6 per security). Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk auto-callable securities tied to Marvell Technology, Inc. common stock offering an initial issue price of $1,000 per security and an aggregate principal amount of $1,417,000. The notes pay a contingent coupon at an annual rate of 43.00% on each interest period only if the underlier meets the coupon barrier on observation dates and include automatic early redemption if the closing level equals or exceeds the call threshold of $266.77 on any redemption determination date. At maturity, if not redeemed early and the final level is below the downside threshold of $133.385 (50% of the initial level), investors suffer proportional principal loss; if at or above that level, investors receive principal. All payments are unsecured and subject to MSFL's and Morgan Stanley's credit risk. The estimated value on the pricing date was $966.20 per security and the agent’s commission was $29.50 per security.