Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers contingent income auto-callable securities tied to Intuit Inc. common stock, with an aggregate principal amount of $7,135,000 and a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 13.45% on observation dates when the underlier meets the coupon barrier ($261.402, ~56% of the initial level). They feature automatic early redemption if the underlier equals or exceeds the call threshold ($466.79) on specified redemption determination dates and return principal at maturity only if the final level is at or above the downside threshold ($261.402); otherwise investors suffer proportional principal loss.
Morgan Stanley Finance LLC offers contingent income auto-callable notes due March 18, 2031 linked to the worst performing of Apple, Broadcom and Meta. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $971.20.
The notes pay a contingent coupon at an annual rate of 8.85% only if each underlier’s closing level is at or above its coupon barrier (set at 75% of initial level) on an observation date; they are automatically redeemed early if on a redemption determination date each underlier is at or above its call threshold (100% of initial level). The first redemption determination date is March 15, 2027. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers $2,200,000 of capped leveraged equity-linked notes linked to NVIDIA Corporation stock. Each $1,000 Face Amount note (Trade Date March 4, 2026, Original Issue Date March 9, 2026, Stated Maturity Date April 7, 2027) provides 200% upside participation up to a Cap Level of $235.2064 (128.50% of the Initial Underlier Level) and a Maximum Settlement Amount of $1,570.00 per $1,000. The Initial Underlier Level is $183.04; the estimated value on the Trade Date is $987.60 per note. Payments at maturity depend solely on the Closing Level on the Determination Date and are subject to issuer credit risk; there is no interest, no listing, and no guaranteed return of principal.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities tied to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $1,150,000 and a stated principal amount of $1,000 per security. The notes mature on April 8, 2027 and were issued at $1,000 each with an estimated value on the pricing date of $986.50. If the final level on the observation date is at or above an 80% downside threshold (initial level 6,816.63; downside threshold 5,453.304), investors receive principal plus a fixed upside payment of $94.30 (9.43%); if below that threshold, the payment equals stated principal × (final level / initial level), and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities linked to the common stock of Citigroup Inc. The securities are sold at $1,000 per security with an aggregate principal amount of $2,521,000 and mature on March 8, 2029.
The notes pay a contingent coupon at an annual rate of 11.30% only if the closing level of the underlier meets or exceeds the coupon barrier ($66.792, or 60% of the initial level) on each observation date. The initial/strike level and call threshold equal $111.32. If the final level is below the downside threshold ($66.792), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal, possibly zero. All payments are subject to Morgan Stanley's credit risk. Commissions of $17.50 plus a structuring fee of $1 reduce proceeds; the estimated value on the pricing date was $971.10 per security.
Morgan Stanley Finance LLC priced $3,509,000 of Leveraged Buffered S&P 500® Index-Linked Notes due December 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes provide 160% upside participation in positive S&P 500 returns subject to a $1,204.00 maximum settlement per $1,000 face amount and a 15.00% buffer against declines. If the final index decline exceeds 15.00%, holders suffer a leveraged loss using a buffer rate of approximately 117.65%, potentially losing most or all principal. Trade Date is March 4, 2026, Original Issue Date March 9, 2026, Initial Underlier Level 6,869.50. Payments at maturity are subject to the issuer’s credit and determination by the calculation agent.
Bloomia Holdings reports that Morgan Stanley and Morgan Stanley Smith Barney LLC beneficially own 238,418 shares of Common Stock, representing 12.6% of the class. The filing lists shared dispositive power of 238,418 shares and is signed by authorized signatories on 03/06/2026.
Morgan Stanley Finance LLC prices Structured Jump Notes with an auto-callable feature linked to the worst-performing share of Microsoft, Palantir Class A and UnitedHealth. Each note has a $1,000 stated principal amount and a 100% participation rate. The notes pay no interest, may be automatically redeemed if each underlier meets its call threshold on the first determination date, and mature on March 9, 2029. The first determination date for automatic early redemption is March 15, 2027, with an early redemption payment of $1,167.50 per note if the call condition is met. The estimated value on the pricing date was $962.00 per note. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC offers Digital VanEck® Gold Miners ETF‑Linked Notes (fully and unconditionally guaranteed by Morgan Stanley) through a preliminary pricing supplement dated March 6, 2026, subject to completion. Each note has a $1,000 Face Amount; the expected estimated value on the trade date is approximately $976.50 per note.
Payment at maturity depends on the VanEck® Gold Miners ETF (GDX) performance over the term (determination date expected 13–15 months after the trade date). If the final underlier level is ≥90% of the initial level, holders receive a capped Maximum Settlement Amount expected between $1,256.30 and $1,300.70 per $1,000 face amount. If the final underlier level is <90%, holders suffer losses and could lose their entire investment. All payments are subject to issuer credit risk; the notes are unsecured, non‑interest paying, non‑redeemable and will not be listed.
Morgan Stanley Finance LLC issues $1,200,000 aggregate Capped Leveraged Equity-Linked Notes due April 7, 2027, linked to the common stock of Amazon.com, Inc. Each $1,000 Face Amount note has a 200% upside participation rate, a Cap Level of $260.40082 (120.10% of the Initial Underlier Level) and a Maximum Settlement Amount of $1,402 per $1,000. The Initial Underlier Level is $216.82 (trade date March 4, 2026); the Determination Date is April 5, 2027 and the Stated Maturity Date is April 7, 2027. The estimated value on the trade date is $978.60 per note; price to public is $1,000 per note with agent commissions of $11.10 and proceeds to issuer of $988.90 per note. The notes do not pay interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.