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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 13, 2029 linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $949.00, and a contingent coupon at an annual rate of 7.25% payable only if both underliers meet coupon barrier levels on observation dates. The notes feature an automatic early redemption if both underliers meet call thresholds on a redemption determination date, a buffer equal to 80% of initial level with a 20% buffer amount, and a minimum payment at maturity of 20% of principal. Principal is at risk: if the final level of the worst performing underlier is below its buffer, investors lose 1% for each 1% decline beyond the buffer. All payments are subject to the credit risk of MSFL and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a principal-at-risk, auto-callable note with a $1,000 stated principal per security and an aggregate issuance of $611,000. The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, offer a 325% participation rate on upside at maturity, and feature an automatic early redemption on the first determination date if the underlier equals or exceeds the call threshold. If not auto-redeemed, payments at maturity depend on the final index level relative to the initial level and a 50% downside threshold, exposing investors to full downside below that threshold; the estimated value on pricing date was $941.50 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes tied to the S&P 500® Futures Excess Return Index with a stated principal of $1,000 per security and an aggregate principal amount of $500,000. The securities pay no interest and mature on June 29, 2028.
At maturity the payout is: if the final level is >= the buffer level, you receive the stated principal plus an upside payment of $133 (13.30%); if the final level is below the buffer level you lose 1% of principal for each 1% decline beyond the 25% buffer, subject to a minimum payment of 25% of principal. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $982.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 12.00% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (75% of initial level) on the related observation date. The notes are callable beginning January 14, 2027 if a risk neutral valuation model indicates redemption is economically rational. At maturity on July 13, 2029, investors receive principal only if each underlier is at or above its downside threshold (70% of initial level); otherwise payment equals principal multiplied by the worst performing underlier's performance factor.
The pricing supplement describes a structured note issued by Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, with a stated principal of $1,000 per security and an aggregate offering of $1,547,000. The securities pay no interest, offer a fixed $93 upside payment at maturity if the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 is at or above a 60% downside threshold, and otherwise return an amount tied to the percentage performance of the worst performing underlier (potentially zero). Pricing and strike dates are June 26, 2026, original issue date July 1, 2026, observation date August 2, 2027 and maturity August 5, 2027. The estimated value on pricing was $987.80 per security and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering callable, principal-at-risk structured notes due December 30, 2027 linked to the worst performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The offering totals $503,000 aggregate principal and each security has a stated principal amount of $1,000.
The securities pay a contingent coupon at an annual rate of 12.35% on scheduled coupon dates only if the closing level of each underlier is at or above its coupon barrier (70% of the initial level) on the related observation date. If not redeemed early, at maturity investors receive principal only if both underliers finish at or above their downside thresholds (70% of initial). If the worst performing underlier finishes below its downside threshold, payment at maturity equals the stated principal multiplied by that underlier’s performance factor, exposing investors to potential loss of principal down to zero. An issuer-determined risk neutral valuation model can trigger whole-issue redemptions beginning on the first redemption date of October 1, 2026. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with automatic early redemption and a maturity of July 29, 2031. Each security has a stated principal amount of $1,000 and an initial issue price of $1,000. The securities feature a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal.
The notes can auto‑redeem on scheduled determination dates beginning July 30, 2027, with early redemption payments shown per determination date (ranging from $1,180 to $1,885). If not redeemed, maturity payoffs depend on the final level relative to the call threshold and buffer: full stated principal, fixed positive payment, or principal reduced pro rata beyond the buffer. All payments are subject to issuer and guarantor credit risk.
The Morgan Stanley Finance LLC pricing supplement offers Buffered Jump Securities with Auto-Callable Feature linked to the S&P 500® Index. Each security has a $1,000 stated principal and issue price, an estimated value of approximately $977.70 on the pricing date, and a participation rate of 125%. The securities may be automatically redeemed on the first determination date, July 8, 2027, for an early redemption payment of $1,094. If not called, maturity is July 7, 2028 with final determination on July 3, 2028. A 10% buffer (buffer level = 90% of initial level) protects against the first 10% of index decline; losses beyond the buffer reduce principal dollar-for-dollar subject to a 10% minimum payment at maturity. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to issuer credit risk. Commissions of $17.50 per security reduce proceeds to the issuer to $982.50 per security.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities due July 15, 2027 tied to the Nasdaq-100 Index® with principal at risk. Each security has a $1,000 stated principal amount and a fixed upside payment of $107.60 (10.76%) if the final level is at or above the buffer. The securities provide a 15% buffer (buffer level 25,308.538) and apply a downside factor of 1.1765 to declines beyond the buffer, exposing investors to losses that could eliminate principal. Key dates: strike date June 29, 2026, pricing date June 30, 2026, observation date July 12, 2027, maturity July 15, 2027. The estimated value on the pricing date was approximately $986.80 per security; the issue price is $1,000 with placement fees of $10 (proceeds to issuer $990 per security). Payments are unsecured obligations of MSFL and unconditionally guaranteed by Morgan Stanley; all payments are subject to credit risk.
Morgan Stanley Finance LLC offers structured Buffered Jump Securities (principal at risk) due April 26, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $950.60.
The notes are linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). They feature automatic early redemption on scheduled determination dates for fixed early redemption payments (first such payment is $1,050.00 on January 26, 2027), a 15% buffer, and a payment-at-maturity of $1,275.00 if both underliers finish at or above their buffer levels. If the worst performing underlier finishes below its buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 15% of principal.