Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income memory auto-callable securities linked to the common stock of NVIDIA Corporation. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 14.68% on observation dates when the closing level of the underlier is at or above the coupon barrier level, which is 55% of the initial level. The securities may be automatically redeemed early if the closing level of the underlier is at or above the call threshold (100% of the initial level) on scheduled redemption determination dates, beginning with the first redemption determination date of June 12, 2026. If not redeemed, maturity is September 16, 2027; if the final level is below the downside threshold (55% of the initial level), payment at maturity is reduced pro rata and could be zero. The estimated value on the pricing date is approximately $979.40 per security.
Morgan Stanley Finance LLC is offering auto-callable principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The stated principal amount is $1,000 per security. Pricing and strike dates are March 11, 2026, original issue date March 16, 2026, and maturity is March 15, 2029. The first determination date for automatic early redemption is March 12, 2027. Call threshold levels equal 100% of each initial level; downside thresholds equal 70% of each initial level. The participation rate for upside is 150%. Early redemption payments shown are $1,161 on the first early redemption date and $1,322 on the second. The preliminary estimated value on the pricing date is approximately $956.70 per security. All payments are subject to MSFL and Morgan Stanley credit risk; the securities do not guarantee principal, may pay nothing at maturity if the worst performing underlier falls below its downside threshold, and may be automatically redeemed earlier for the fixed early redemption payments.
Morgan Stanley Finance LLC offers Principal-at-Risk, auto-callable structured notes due March 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a 300% participation rate on the worst performing underlier and an early redemption payment of $1,532.50 on September 23, 2027 if all three underliers meet their call thresholds. The notes are linked to the worst performing of the XLK, XLF and XLU ETFs, use 70% downside threshold levels, and carry issuer credit risk; estimated value on the pricing date was approximately $929.60.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes linked to the MSCI Emerging Markets Index with a stated principal amount of $1,000 per security and an issue price of $1,000. The notes are fully guaranteed by Morgan Stanley and mature on March 6, 2031.
The notes may be automatically redeemed on the first determination date of March 9, 2027 for an early redemption payment of $1,175 if the underlier is at or above the call threshold of 1,527.62. If not called, maturity payoffs vary: upside participation is 150% of appreciation, while loss exposure is 1% of principal for each 1% decline below the downside threshold of 70% of the initial level (1,069.334). All payments are subject to Morgan Stanley credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC is offering contingent income memory auto-callable securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon at an annual rate of 17.20% only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of the iShares Expanded Tech‑Software ETF (IGV), the Russell 2000 Index (RTY) and the State Street SPDR S&P Regional Banking ETF (KRE). They may automatically redeem early on specified redemption determination dates beginning September 13, 2027, and at maturity investors either receive principal (if all underliers meet downside thresholds) or a principal payment tied to the worst performing underlier, which could result in significant loss or zero. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal-at-risk notes linked to the S&P 500® Index with a $1,000 stated principal per security and an aggregate principal amount of $1,325,000. The securities feature an automatic early redemption on the first determination date March 12, 2027 for an early redemption payment of $1,087.20 if the closing level is at or above the call threshold. If not called, maturity is on March 2, 2028 with the final determination date of February 28, 2028. Key economic terms: participation rate 125%, buffer 20% (buffer level 5,503.104), and downside factor 1.25. The estimated value on the pricing date is $979.50 and the issue price is $1,000 (agent commission $15). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Jump Notes linked to the EURO STOXX 50® Index. Each note has a stated principal amount of $1,000, pays no interest, and has an original issue price of $1,000 with an estimated value of approximately $962.70 on the pricing date. The notes are auto-callable on the first determination date, March 13, 2028, for an early redemption payment of $1,140 if the underlier is at or above the call threshold (100% of the initial level). If not redeemed early, maturity is March 18, 2031; at maturity investors receive the stated principal plus an upside payment equal to 100% participation of the underlier percent change if the final level exceeds the initial level, otherwise only the stated principal. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk; the notes will not be listed.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and an estimated value on the pricing date of $951.80.
The notes reference the worst performing of four underliers: META, NVDA, AVGO and GOOGL. Key economics: strike and pricing dates March 17, 2026, first determination date for automatic early redemption March 19, 2027 (call threshold = 100% of initial level), early redemption payment $2,400, participation rate 250%, downside threshold = 70% of initial level, and final determination date March 19, 2029.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the S&P 500® Index through a Preliminary Pricing Supplement. The notes have a $1,000 stated principal amount and issue price, an estimated value of approximately $977 on the pricing date, and commissions of $15 per security (proceeds to issuer $985).
The securities feature a 15% buffer (buffer level = 85% of initial level), a downside factor of 1.1765, a 100% participation rate, automatic early redemption if the underlier is >= the call threshold (first determination date March 31, 2027) with an early redemption payment of at least $1,100.10, and a final maturity of March 23, 2028. The strike and pricing date are March 18, 2026 and the final determination date is March 20, 2028. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Buffered Participation Securities due June 1, 2027, guaranteed by Morgan Stanley. Each Buffered Security has an original issue price of $1,000, a 20% downside buffer, a maximum payment at maturity of $1,139.50 and a minimum payment of $200. The pricing date is March 6, 2026 and the expected original issue date is March 11, 2026. These notes pay no interest, are unsecured, expose investors to Morgan Stanley credit risk and may result in a loss of up to 80% of principal if the basket falls more than the buffer.