Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Jump Securities with a stated principal amount of $1,000 per security, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a pricing and strike date of March 11, 2026, an original issue date of March 16, 2026, and mature on March 14, 2031.
The securities may be automatically redeemed on scheduled determination dates beginning March 12, 2027 if the closing level of the underlier is at or above the call threshold (85% of the initial level). Early redemption payments increase through the term, reaching up to $1,812.25 per security on the last early redemption date shown. At maturity, if not previously redeemed, investors receive $1,855.00 if the final level is at or above the call threshold, the stated principal amount if the final level is at or above the downside threshold (60% of the initial level), or a pro rata loss if the final level is below the downside threshold.
The estimated value on the pricing date is approximately $932.10 per security, reflecting issuing, structuring and hedging costs included in the $1,000 issue price. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of Principal‑at‑Risk structured notes (stated principal $1,000 per security) due January 2, 2029, fully guaranteed by Morgan Stanley. The notes are linked to the worst performing of the VanEck Gold Miners ETF (GDX) and the SPDR S&P Metals & Mining ETF (XME). Pricing and strike date are March 27, 2026; estimated value on the pricing date is approximately $945.30 per security.
The securities feature an automatic early redemption schedule beginning with the first determination date on September 28, 2026, with preset early redemption payments that rise through multiple determination dates (e.g., $1,047.50 on #1 up to $1,253.33 on #27). They include a 15% buffer and a minimum payment at maturity of 15% of principal. If the worst performing underlier falls below its buffer at maturity, investors lose 1% of principal for each 1% decline beyond the buffer. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Contingent Income Auto-Callable Securities due February 14, 2028 that are fully and unconditionally guaranteed by Morgan Stanley and have principal at risk. The securities are issued in $1,000 denominations with an issue price of $1,000 and an estimated value on the pricing date of approximately $955.50.
The notes reference the S&P 500® Index (SPX) and the VanEck® Gold Miners ETF (GDX), pay a contingent coupon at an annual rate of 13.80% if both underliers are at or above coupon barrier levels on observation dates, and feature automatic early redemption if both underliers meet call thresholds on any redemption determination date. Strike and pricing date: March 9, 2026; final observation date: February 9, 2028. Coupon barrier levels are 70% of initial levels, call thresholds are 100% of initial levels and downside thresholds are 60% of initial levels. At maturity, if the worst performing underlier is below its downside threshold, payment equals principal multiplied by the worst performing underlier's performance factor, potentially resulting in significant principal loss or zero.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for principal-at-risk Structured Investments — Enhanced Trigger Jump Securities due March 14, 2028 linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100. Each security has a stated principal amount of $1,000 and a fixed upside payment of $239 ( 23.90% ) if the worst performing underlier finishes at or above its upside threshold on the observation date.
Key dates: Strike/Pricing March 9, 2026, Original issue March 12, 2026, Observation date March 9, 2028. Payment at maturity depends solely on the worst performing underlier versus defined upside (80% of initial) and downside (70% of initial) thresholds; if the worst performer is below its downside threshold, loss equals the percentage decline of that underlier and could be total.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 9, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 12.75% payable only if each listed underlier meets its coupon barrier on observation dates.
The notes are linked to the worst performing of four underliers: TLT (iShares 20+ Year Treasury Bond ETF), NDXT (Nasdaq-100 Technology Sector), RTY (Russell 2000 Index) and XLU (State Street Utilities ETF). Coupon barriers are 70% of initial levels and downside thresholds are 60% of initial levels. If any underlier is below its downside threshold at maturity, principal is reduced in proportion to the worst performing underlier; payments could be significantly less than principal or zero.
The securities are callable beginning on June 11, 2026 based on a risk-neutral valuation model selected by the calculation agent, and the estimated value on the pricing date was approximately $957.20 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes—auto-callable securities due March 9, 2029 linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. Each note has a stated principal amount of $1,000 and may automatically redeem on specified determination dates beginning March 9, 2027 for fixed early redemption payments.
The notes pay no interest, limit upside to fixed early redemption or maturity amounts (examples show up to $1,420 at maturity), and expose investors to full downside of the worst performing underlier below a 70% downside threshold. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments remain subject to the issuer/guarantor credit risk.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Principal-at-Risk notes due September 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $125.50 (12.55%) payable at maturity if the final level of each underlier is at or above its downside threshold of 70% of its initial level.
Performance is determined by the worst performing underlier among the S&P 500, Nasdaq-100 and Russell 2000 measured on the observation date September 13, 2027. If any underlier falls below its downside threshold, the payment equals the stated principal amount multiplied by the performance factor of the worst performing underlier, and could be significantly less than principal or zero. Estimated value on the pricing date is approximately $959.90 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk, callable contingent income securities with a stated principal amount of $1,000 per security and maturity on March 15, 2029. The securities pay a contingent coupon at an annual rate of 18.90% per annum on each coupon payment date only if the closing level of each of three ETF underliers is at or above its coupon barrier on the related observation date. If any underlier is below its coupon barrier on an observation date, no coupon is paid for that period.
The securities are linked to the worst performing of three ETFs (XLE, XLP, KRE), use observation dates from April 10, 2026 through the final observation date of March 12, 2029, and include a call feature usable beginning on June 15, 2026 that depends on the output of a risk neutral valuation model. If any underlier’s final level is below its downside threshold (70% of its initial level), the maturity payment is reduced pro rata to the worst performing underlier, potentially to zero. Estimated value on the pricing date was approximately $979.20 per security.
Morgan Stanley Finance LLC prices auto‑call, principal‑at‑risk market‑linked securities linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq‑100 due March 13, 2031.
The securities have a face amount of $1,000 per security, an estimated value on the pricing date of $959.90 (±$40.00) and a contingent coupon rate that will be set on the pricing date at no less than 9.10% per annum. Coupon payments are quarterly and paid only if the lowest performing underlying on a calculation day is at or above its coupon threshold (75% of its starting level). If not called, maturity payout depends on the lowest performing underlying and can result in losses greater than 25%, up to a total loss of principal.
Morgan Stanley Finance LLC priced a contingent income, memory auto-callable note due March 9, 2029 linked to Delta Air Lines, Inc. common stock. The securities have a $1,000 stated principal and an issue price of $1,000 per security.
The notes pay a contingent coupon at an annual rate of 18.50% on observation dates if the closing level is at or above a coupon barrier of 75% of the initial level; automatic early redemption can occur on scheduled determination dates if the underlier is at or above the call threshold of 100% of the initial level. If not called and the final level is below the downside threshold of 75%, principal at maturity is reduced pro rata by the underlier's decline. All payments are subject to Morgan Stanley's credit risk.