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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured securities — buffered jump securities linked to the Global X Defense Tech ETF, fully and unconditionally guaranteed by Morgan Stanley. The offer totals $1,809,000 in aggregate principal at $1,000 per security with an estimated value of $980.80 on the pricing date.
The notes can be automatically redeemed on the first determination date (if the underlier closing level ≥ $58.39) for an early redemption payment of $1,140. If not redeemed, maturity payoffs depend on the final level versus the initial level ($58.39) and a buffer level (85% = $49.632). The participation rate is 125%; downside losses beyond the 15% buffer are amplified by a downside factor of 1.1765, so principal can be significantly reduced or lost.
Morgan Stanley Finance LLC prices structured market-linked securities. This pricing supplement offers principal-at-risk securities with an aggregate face amount of $859,000, a face amount of $1,000 per security and a contingent fixed return of 43.00% ($430). The securities are linked to the lowest performing of Broadcom Inc. and Micron Technology, Inc., have a pricing date of June 26, 2026, an original issue date of July 1, 2026, and mature on July 15, 2027. The offering price per security is $1,000, the estimated value at pricing is $969.50, and proceeds to the issuer per security are shown as $976.75 aggregated to $839,028.25. The payout at maturity depends solely on the lowest performing underlying stock relative to a threshold equal to 50% of its starting price, exposing investors to potential losses greater than 50% and possibly a total loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 13, 2029 that are fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes are auto-callable beginning on the first determination date and are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. If not auto-redeemed, maturity payoffs vary: full principal plus an upside payment when each underlier finishes above its initial level; principal only if all underliers finish at or above their 70% downside threshold; or a loss proportional to the worst performing underlier if that underlier finishes below its downside threshold. The participation rate is 150%. The pricing date and strike date are July 10, 2026, with an original issue date of July 15, 2026. All payments are subject to Morgan Stanley's credit risk and the estimated value on the pricing date is approximately $960.40 per security.
Morgan Stanley Finance LLC (MSFL) is offering principal‑at‑risk, market‑linked securities linked to the common stock of Vicor Corporation that mature on June 29, 2029. Each security has a $1,000 face amount, an estimated value at pricing of $935.80, and a July 1, 2026 original issue date. The notes are auto‑callable on July 1, 2027 for a cash call payment of $1,280.00 (a 28.00% call premium). If not called, payoffs depend on Vicor’s ending price versus the starting price of $326.93, with a 150% participation rate to the upside, a 40% buffered downside, and a threshold at $196.158 (60% of the starting price). Pricing date was June 26, 2026; price to public was $1,000 per security with total price to public shown as $1,019,000. The securities are fully and unconditionally guaranteed by Morgan Stanley, do not pay interest or dividends, carry issuer credit risk, and include limited secondary‑market liquidity and complex valuation considerations.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering totaling $3,805,000, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on July 29, 2027 and reference the Nasdaq-100, Russell 2000 and S&P 500 indices, with the payment at maturity determined by the worst performing underlier on the observation date.
If the final level of each underlier is at or above its downside threshold (60% of initial level), holders receive the $1,000 stated principal plus a fixed $101 upside payment (10.10%). If any underlier is below its downside threshold, the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. Observation date: July 26, 2027. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk callable contingent income securities linked to the worst performer of the NDXT, RTY and SPX indices. Each security has a $1,000 stated principal, 9.65% per annum contingent coupon and an aggregate principal amount of $280,000. Coupons are paid only if all three underliers meet coupon barrier levels on observation dates; principal is repaid at maturity only if all underliers are at or above their 60% downside thresholds, otherwise repayment scales to the worst performing underlier. The issuer may call the notes beginning July 2, 2027 based on a risk-neutral valuation model; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 29, 2028, linked to the worst-performing of Genuine Parts Company common stock and the S&P 500® Index. The securities pay a fixed coupon of 10.25% per annum monthly, carry a stated principal of $1,000 per security, and may automatically redeem early if both underliers meet call threshold levels on specified redemption determination dates.
If not auto-redeemed, investors receive principal at maturity only if each underlier’s final level is at or above its downside threshold (65% of initial level); otherwise the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full or substantial principal loss. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $550,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 9.65% per annum on scheduled coupon dates only if the underlier's closing level meets or exceeds the coupon barrier level on each observation date. The notes feature automatic early redemption if the underlier’s closing level is at or above the call threshold (initial level 3,248.64) on any redemption determination date, and principal at maturity is either the stated principal or a reduced amount equal to the performance factor multiplied by the stated principal if the final level is below the downside threshold (1,624.32, 50% of initial level). The pricing date and strike date are June 26, 2026, original issue date is July 1, 2026, estimated value on pricing date was $916.00 per security, and the issue price is $1,000 per security (agent commission $42.50 per security).
The pricing supplement describes an offering of Contingent Income Auto-Callable Securities issued by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, linked to the common stock of Netflix, Inc. The securities have a $1,000 stated principal amount, aggregate principal of $323,000, an estimated value on the pricing date of $981.00 per security and mature on July 29, 2027. They pay a contingent coupon at an annual rate of 14.25% only if the closing level of Netflix is at or above the coupon barrier on each observation date. The notes may be automatically redeemed early if Netflix’s closing level meets or exceeds the call threshold on any redemption determination date. If not redeemed, principal at maturity depends on the final level relative to the downside threshold; below that threshold investors suffer proportionate losses to principal, potentially losing all principal.
Morgan Stanley Finance LLC priced Buffered PLUS securities due August 5, 2030, unsecured notes fully and unconditionally guaranteed by Morgan Stanley that reference the worst performing of the Russell 2000® and the S&P 500® indices. Each security has a stated principal amount of $1,000 and a leverage factor of 118%. At maturity investors receive principal plus leveraged upside if the worst performing underlier is above its initial level; full principal if the worst performing underlier is between its initial level and an 80% buffer level; and suffer losses beyond the buffer with a minimum payment at maturity of 20% of principal. All payments are subject to issuer and guarantor credit risk.