Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent income auto‑callable securities due April 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 10.15% only if both underliers meet coupon barrier tests on observation dates. The underliers are the Nasdaq-100® Technology Sector (NDXT) and the S&P 500® (SPX). Call threshold levels equal 100% of initial levels and coupon barrier and downside threshold levels equal 75% of initial levels. Automatic early redemption can occur on specified observation/redemption dates beginning with the September 18, 2026 determination date; maturity is April 22, 2027. All payments are subject to issuer and guarantor credit risk and investors may lose up to their entire principal if the worst performing underlier declines below its downside threshold.
Morgan Stanley Finance LLC amends Pricing Supplement No. 14,020 for a structured note offering: Buffered Jump Securities tied to the VanEck® Gold Miners ETF and the State Street® SPDR® S&P® Metals & Mining ETF, fully and unconditionally guaranteed by Morgan Stanley.
The offering is for $1,157,000 aggregate principal at $1,000 per security. The securities mature on November 30, 2028 with a final determination date of November 27, 2028, and the first determination date on August 25, 2026. Investors face a 15% buffer and a 15% minimum payment at maturity; losses equal 1% for each 1% decline of the worst performing underlier beyond the buffer. The document discloses an estimated value on the pricing date of $951.70 per security and agent commissions of $32 per security.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes linked to the Tokyo Stock Price Index (TOPIX) with automatic early redemption and 5-year term maturing March 31, 2031. Each security has a stated principal amount $1,000, a participation rate 200%, a first determination date of April 2, 2027 and an estimated value on the pricing date of approximately $942.40 per security. If the underlier is at or above the call threshold (100% of the initial level) on the first determination date, securities will be auto-redeemed for at least $1,080. At maturity investors receive either the stated principal plus an upside payment, the stated principal, or a loss proportional to the underlier decline if the final level is below the downside threshold (50% of the initial level).
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities due March 11, 2030 linked to the S&P 500®, Nasdaq-100® and Russell 2000® indices. Each security has a $1,000 stated principal amount and an issue price of $1,000. The estimated value on the pricing date was approximately $983.40.
The securities feature automatic early redemption beginning on the first determination date of March 9, 2027, with preset early redemption payments corresponding to an approximate return of 14.75% per annum on specified determination dates. Call threshold levels equal 100% of each initial level; downside threshold levels equal 70% of each initial level. At maturity, holders either receive a fixed positive payment, the stated principal, or a reduced principal tied to the worst performing underlier (losses of 1% per 1% decline in the worst performing underlier).
Morgan Stanley Finance LLC priced contingent income auto-callable securities due March 15, 2029, principal $1,000 per security. The notes pay a 12.25% contingent coupon subject to each underlier meeting a coupon barrier of 75% and may auto-redeem if each underlier meets a call threshold of 100% on scheduled redemption determination dates. Observation dates begin June 11, 2026 with the first redemption determination on September 11, 2026, and the final observation date is March 12, 2029 (subject to postponement for non-trading days and certain market disruption events). If not auto-redeemed, payment at maturity depends on the final level of the worst performing underlier versus a 75% downside threshold; losses can equal the full decline of the worst performing underlier and the payment could be zero. The estimated value on the pricing date was approximately $978.50 per security. All payments are subject to the issuer and guarantor credit risk and the securities do not provide regular interest or principal protection.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Buffered PLUS notes due September 16, 2027. The notes reference a 70%/30% basket of the Invesco S&P 500® Equal Weight ETF (RSP) and the Russell 2000® Index (RTY), with a 125% leverage factor, a 10% buffer (buffer level 90), a maximum payment of $1,160.50 per $1,000 stated principal, and a stated principal amount of $1,000 per security.
The securities do not pay interest, may return only the minimum payment at maturity, and expose investors to Morgan Stanley and MSFL credit risk. The document shows an estimated value on the pricing date of approximately $971.80 per security and highlights material risks including limited upside, potential loss of principal if the underlier falls below the buffer, model-based valuation, and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due April 8, 2027 linked to the S&P 500® Index. Each security has a stated principal amount of $1,000, an upside payment of $94.30 (9.43%), and a downside threshold equal to 80% of the initial level.
The initial level (strike) was 6,816.63 on March 3, 2026, the pricing date was March 4, 2026, and the observation date is April 5, 2027. If the final level is at or above the downside threshold, holders receive principal plus the upside payment; if below, payoff equals principal×(final level/initial level), and could be zero.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; estimated value on the pricing date was about $986.50 per security, and agent fees listed are $10.42 per $1,000 security.
Morgan Stanley Finance LLC issues fixed-to-floating callable range accrual notes due March 27, 2031. The notes pay 5.00% per annum from issuance to March 27, 2027, then a quarterly floating rate equal to 5.00% times the fraction N/ACT where N counts days the 10-Year Constant Maturity Treasury Rate is within 0.00% to 5.00%; days outside that range pay 0.00%. The issuer may redeem the notes quarterly beginning on March 27, 2027 if a risk-neutral valuation model indicates it is economically rational; redemption pays 100% of principal plus accrued interest. Estimated value on the pricing date was approximately $960.70 per note. Payments are unsecured and fully guaranteed by Morgan Stanley, and holders bear Morgan Stanley credit risk. The notes will not be listed and may have limited secondary liquidity.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable securities due March 19, 2027. Each note has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $984.90. The securities pay a contingent coupon at an annual rate of 10.64% on each coupon payment date only if the S&P 500® Index closing level on the related observation date is at or above the coupon barrier level of 5,794.136 (approximately 85% of the initial level).
If the notes are automatically redeemed on any redemption determination date when the S&P 500® closing level is at or above the call threshold of 6,816.63 (100% of the initial level), holders receive the stated principal plus payable contingent coupons and the notes terminate. If not redeemed, at maturity holders receive the stated principal if the final level is at or above the downside threshold (5,794.136); otherwise the payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing holders to full downside and potential loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst-performing common stock of Chevron Corporation and Exxon Mobil Corporation. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities mature on March 8, 2029 and pay a contingent coupon at an annual rate of 12.60% only if both underliers meet coupon barrier tests on observation dates. Call threshold levels are $188.77 (CVX) and $151.83 (XOM); coupon barrier and downside threshold levels are approximately 75% of those initial levels ($141.578 CVX; $113.873 XOM). Estimated value on the pricing date was approximately $948.90 per security. Investors face credit risk of MSFL/Morgan Stanley and can lose up to their entire principal if the worst-performing underlier falls below its downside threshold at maturity.