Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal-at-risk, market-linked securities tied to the Global X Copper Miners ETF that mature on July 15, 2027. Each security has a $1,000 face amount and offers a contingent fixed return of 23.60% ($236) if the underlying’s fund closing price on the calculation day is at or above the threshold price of $57.135 (75% of the starting price). If the ending price is below the threshold, the payout is 1-for-1 to the underlying return and investors may lose more than 25%, and possibly all, of their principal. The estimated value on the pricing date was $961.10 per security and the price to public was $1,000 per security; aggregate offering amounts and commissions are shown in the tables.
Morgan Stanley Finance LLC is offering structured, market-linked notes due August 5, 2030, fully guaranteed by Morgan Stanley, linked to the EURO STOXX 50® Index. Each note has a stated principal amount of $1,000 and an issue price of $1,000. At maturity, if the final level exceeds the initial level, holders receive the stated principal plus an upside payment equal to 110% of the underlier’s appreciation; if not, holders receive only the stated principal. The notes pay no interest, are unsecured, will not be listed, and are subject to Morgan Stanley’s credit risk. The pricing/strike and observation date is July 31, 2026, the original issue date is August 5, 2026, and the observation/measurement date is July 31, 2030. The issuer estimates the notes’ value on the pricing date at approximately $966.70 per note.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal-at-risk market-linked securities linked to the lowest performing of the S&P 500® Index and the Dow Jones Industrial Average, maturing July 1, 2030. The aggregate face amount is $3,053,000 with a face amount of $1,000 per security and an estimated value on the pricing date of $960.40 per security.
The securities pay specified cash call payments on quarterly calculation days beginning July 1, 2027, with call payments ranging from $1,090.00 to $1,360.00. If not called, maturity payments depend on the ending levels; a decline of more than 25% in the lowest performing underlying versus its starting level exposes holders to loss of principal. Starting levels were SPX 7,354.02 and INDU 51,876.11; threshold levels equal 75% of those starting levels.
Morgan Stanley Finance LLC is offering structured notes called Trigger PLUS due August 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays at maturity based on the performance of the worst performing of the Dow Jones Industrial Average and the S&P 500.
If both underliers finish above their initial levels, investors receive principal plus a 128% leverage payment on the appreciation of the worst performing underlier. If either underlier finishes below its downside threshold (70% of its initial level), investors suffer proportional principal losses (1% loss in principal for each 1% decline of the worst performing underlier). The estimated value on the pricing date is approximately $965.80 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 with a $1,000 stated principal per security and a maturity date of August 1, 2030. The notes provide 115% leveraged upside on appreciation of the worst performing underlier but expose investors to full principal loss if the worst performing underlier falls below 70% of its initial level on the observation date. The original issue price is $1,000 and the estimated value on the pricing date is approximately $944.10. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; market value prior to maturity will reflect credit spreads, hedging costs and model assumptions.
Morgan Stanley Finance LLC priced principal-at-risk notes with a contingent coupon and multi-index payoff. The securities have a stated principal amount of $1,000 per security, mature on July 25, 2029 and reference the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. They pay a contingent coupon at an annual rate of 9.50% only when the closing level of each underlier is ≥ its coupon barrier (60% of the initial level) on an observation date. A 20% buffer applies at maturity (buffer level = 80% of initial); if the worst performing underlier finishes below the buffer, investors incur losses of 1% per 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. The notes are callable beginning January 25, 2027 if a risk neutral valuation model indicates redemption is economically rational. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk structured notes—contingent-income, memory buffered, auto-callable securities tied to Palantir Technologies Inc. class A common stock with an aggregate principal amount of $275,000 and a stated principal of $1,000 per security. The securities pay a contingent coupon at an annual rate of 19.75% on observation dates when the underlier is at or above the coupon barrier ($79.051, 70% of the initial level). They may be automatically redeemed early if the underlier meets or exceeds the call threshold ($112.93, 100% of the initial level) on specified redemption determination dates. If not redeemed, at maturity ( December 30, 2027 ) investors receive principal only if the final level is at or above the buffer ($79.051); otherwise losses are amplified by a downside factor of 1.4286. All payments are subject to the issuer’s and guarantor’s credit risk; the estimated value on the pricing date was $977.30 per security.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal, a 150% participation rate and an early redemption feature that pays $1,200 if the underlier meets the call threshold on the first determination date.
The notes mature on July 15, 2031 with a first determination date of July 13, 2027. If not called, payoff depends on the final level versus the initial level and a 70% downside threshold; losses can equal the full principal and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due July 31, 2031. Each security has a $1,000 stated principal amount and is linked to the Russell 2000® and S&P 500® indices. Payment at maturity depends on the worst performing underlier: investors receive principal plus a 114% leveraged upside if the worst underlier appreciates, full principal if the worst underlier is at or above an 80% buffer level, or a pro rata loss beyond the 20% buffer (subject to a 20% minimum payment). The estimated value on the pricing date was approximately $935.40 per security. All payments are obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; holders remain exposed to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a Dual Directional Buffered PLUS structured note due September 3, 2027 that references the S&P 500® Index. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $985.50.
Key economic terms: a 200% leverage factor for upside (capped at a $1,113.50 maximum maturity payment), a 10% buffer protecting declines up to that amount, an absolute return participation feature of 100%, and a minimum payment at maturity of 10% of principal. Strike/pricing date is July 31, 2026 and the observation date is August 31, 2027, subject to postponement.