Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering callable Principal at Risk notes due March 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 10.50% per annum payable only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of three indices (NDXE Equal Weighted, RTYFPE and SPXFP). They feature a 25% buffer and a downside factor of 1.3333 (losses on the worst underlier beyond the buffer). The first redemption date is May 14, 2026; early calls are governed by a risk‑neutral valuation model. Estimated value on pricing date: approximately $988.10 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley priced a preliminary offer of fixed rate notes maturing March 18, 2030 with a stated principal amount of $1,000 per note and an interest rate of 3.65% per annum payable semi‑annually, with an original issue date of March 18, 2026.
The notes pay stated principal plus accrued interest at maturity and are unsecured obligations subject to the credit risk of Morgan Stanley. Proceeds will be used for general corporate purposes. The notes will not be listed on an exchange and secondary market liquidity may be limited.
Morgan Stanley is offering fixed rate notes due March 16, 2029 with a stated and issue price of $1,000 per note and an annual interest rate of 3.55%, payable semi‑annually beginning September 16, 2026. The notes accrue interest from the original issue date of March 18, 2026 and all payments are subject to the credit risk of Morgan Stanley.
The preliminary pricing supplement does not state an aggregate principal amount in this excerpt. The proceeds per note are payable to the issuer; Morgan Stanley estimates the notes’ value on the pricing date at $984.90.
Morgan Stanley Finance LLC is offering callable contingent income securities guaranteed by Morgan Stanley with a stated principal of $1,000 per security and an original issue price of $1,000. The two-year notes mature on March 15, 2028, pay a contingent quarterly coupon at an annual rate of 14.09% only if each of the S&P MidCap 400®, MSCI Emerging Markets and Nikkei Stock Average closes at or above 75% of its initial index value on every index business day during an observation period, and are principal-at-risk (investors can lose up to all principal based on the worst performing index).
The securities are callable beginning June 15, 2026 on any quarterly redemption date if a risk neutral valuation model indicates redemption is economically rational; estimated value on the pricing date was approximately $969.10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Partial Principal at Risk Notes due September 8, 2027 linked to the SPDR® Gold Trust (GLD). The notes have a $1,000 stated principal amount per note and pay no interest; at maturity investors receive either the stated principal plus an upside payment (subject to a $1,166.70 maximum payment) or a reduced principal amount based on the underlier’s performance.
Key terms: initial level $490.00 (strike date March 2, 2026), pricing date March 3, 2026, original issue date March 6, 2026, observation date September 2, 2027, participation rate 100%, partial principal return amount 95%, estimated value on the pricing date approximately $980.70 (within $25.00). The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, carry placement fees of $12.50 per note and will not be listed on an exchange.
Morgan Stanley Finance LLC priced a series of Principal at Risk "Trigger PLUS" securities due April 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, was issued at $1,000 with an estimated value of $949.70 on the pricing date, and the aggregate principal amount is $798,000.
The payoff is based on the worst performing of the Dow Jones Industrial Average, Nasdaq-100, and S&P 500. A 150% leverage factor applies to upside, capped at a $1,100 maximum payment. If the worst performing underlier falls below its downside threshold (70% of its initial level), investors lose principal on a 1% for 1% basis; there is no guaranteed minimum.
Morgan Stanley Finance LLC intends to offer Principal at Risk buffered participation securities tied to the iShares MSCI Emerging Markets ETF, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of approximately $970, a March 6, 2026 issue date and a March 8, 2029 maturity with an observation date of March 5, 2029. The terms include a 5% buffer (buffer level = 95% of the initial level), a participation rate of 101.60%, and a minimum payment at maturity of 5% of stated principal. At maturity investors may receive the principal plus an upside payment, full principal, or a reduced payment that declines 1% for each 1% the underlier falls below the buffer amount.
Morgan Stanley Finance LLC issues Structured Investments Market-Linked Notes linked to the EURO STOXX 50® Index with an aggregate principal amount of $100,000 (100 notes of $1,000 each). The notes mature on March 4, 2030 and pay no interest; at maturity investors receive the stated principal plus an upside payment equal to 100% participation in any appreciation of the index measured from an initial level of 6,138.41 (strike date Feb 27, 2026) to the final level on the observation date (Feb 27, 2030).
The notes were priced at $1,000 per note (issue price) with an estimated value of $972.70 on the pricing date. Agent commissions and fees reduce proceeds to the issuer to $995 per note; selected dealers may receive additional structuring fees. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is pricing Principal‑at‑Risk, auto‑callable notes linked to the EURO STOXX 50® Index due March 7, 2030. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The securities can auto‑redeem on the first determination date March 10, 2027 for an early redemption payment of $1,160 if the underlier meets the 100% call threshold. If not auto‑redeemed, final payoff depends on the index level at final determination on March 4, 2030: investors may receive upside via a 150% participation rate, return of principal, or suffer pro rata principal loss below an 80% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Buffered PLUS notes linked to the iShares® Bitcoin Trust ETF, with principal at risk and a March 16, 2029 maturity. Each security has a stated principal amount of $1,000, a 150% leverage factor for upside exposure, an 80% buffer level (20% buffer amount), a capped maximum payment at maturity of $2,110 to $2,120 per security, and a minimum payment of 20% of principal.
The observation/strike date is March 13, 2026 and the original issue date is March 18, 2026. Estimated value on the pricing date is approximately $942.60 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to Morgan Stanley’s credit risk. The securities do not pay interest; downside exposure applies if the final level falls below the buffer.