Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $615,000 aggregate principal of Principal at Risk Structured Investments (PLUS) due April 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a stated principal amount of $1,000 per security and were priced at $1,000 per security with an estimated value of $969.90 on the pricing date.
The payoff is linked to the Dow Jones Industrial Average with a 300% leverage factor, a maximum payment at maturity of $1,120 per security (112% of principal) and downside exposure that reduces principal 1% for each 1% decline in the index; there is no minimum payment and investors could lose their entire investment.
Morgan Stanley Finance LLC prices Principal at Risk securities offering an aggregate principal amount of $877,000 consisting of $1,000 stated principal per security. The notes mature April 7, 2027 and are linked to the worst performing of the S&P 500® and Russell 2000® indices. If the final level of each underlier is at or above its downside threshold, holders receive the stated principal plus a fixed $106 upside payment (10.60%). If the final level of either underlier is below its downside threshold (75% of the initial level), holders suffer losses proportional to the decline in the worst performing underlier and could lose their entire investment. The pricing date and strike date are March 2, 2026, the original issue date is March 5, 2026, and the estimated value on the pricing date was $984.10 per security. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, sold to certain fee-based advisory accounts, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering callable Principal at Risk securities due March 14, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 12.20% only if the closing level of each underlier meets or exceeds its coupon barrier (each set at 70% of the initial level) on observation dates. If any underlier is below its downside threshold (also 70% of initial) at maturity, investors lose principal proportionate to the worst performing underlier. The securities are linked to the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, are callable beginning June 12, 2026 based on a risk neutral valuation model determination, and had an estimated value on the pricing date of approximately $979.30 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due March 14, 2031 linked to the SPDR® Gold Trust (GLD) and fully guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, a 125% leverage factor for upside, a maximum payment at maturity of $1,900 (190% of principal), and a downside threshold equal to 65% of the initial level. The offering pays no interest; if the final level is below the downside threshold, investors lose 1% of principal for each 1% decline in the underlier. The pricing and strike date are March 11, 2026, original issue date March 16, 2026, and observation date March 11, 2031. The estimated value on the pricing date is approximately $910 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities linked to the common stock of NVIDIA Corporation. Each security has a $1,000 stated principal amount, an issue date of March 11, 2026 and a maturity date of March 11, 2030. The securities pay a contingent coupon (the preliminary coupon is at least 15.12% per annum) only if the closing level of the underlier meets or exceeds a coupon barrier (set at 70 of the initial level). The notes may be automatically redeemed early if the closing level meets or exceeds the call threshold (100% of the initial level) on any redemption determination date, in which case investors receive the stated principal plus the contingent coupon. If not redeemed and the final level is below the downside threshold (70 of the initial level), maturity payment equals the stated principal multiplied by the final/initial level, exposing holders to full downside (possible loss of principal). Estimated value on the pricing date is approximately $966.20; agent commissions are $25 per security and proceeds to issuer are $975 per security.
Morgan Stanley Finance LLC is offering callable Principal at Risk notes due March 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 10.50% per annum payable only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of three indices (NDXE Equal Weighted, RTYFPE and SPXFP). They feature a 25% buffer and a downside factor of 1.3333 (losses on the worst underlier beyond the buffer). The first redemption date is May 14, 2026; early calls are governed by a risk‑neutral valuation model. Estimated value on pricing date: approximately $988.10 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley priced a preliminary offer of fixed rate notes maturing March 18, 2030 with a stated principal amount of $1,000 per note and an interest rate of 3.65% per annum payable semi‑annually, with an original issue date of March 18, 2026.
The notes pay stated principal plus accrued interest at maturity and are unsecured obligations subject to the credit risk of Morgan Stanley. Proceeds will be used for general corporate purposes. The notes will not be listed on an exchange and secondary market liquidity may be limited.
Morgan Stanley is offering fixed rate notes due March 16, 2029 with a stated and issue price of $1,000 per note and an annual interest rate of 3.55%, payable semi‑annually beginning September 16, 2026. The notes accrue interest from the original issue date of March 18, 2026 and all payments are subject to the credit risk of Morgan Stanley.
The preliminary pricing supplement does not state an aggregate principal amount in this excerpt. The proceeds per note are payable to the issuer; Morgan Stanley estimates the notes’ value on the pricing date at $984.90.
Morgan Stanley Finance LLC is offering callable contingent income securities guaranteed by Morgan Stanley with a stated principal of $1,000 per security and an original issue price of $1,000. The two-year notes mature on March 15, 2028, pay a contingent quarterly coupon at an annual rate of 14.09% only if each of the S&P MidCap 400®, MSCI Emerging Markets and Nikkei Stock Average closes at or above 75% of its initial index value on every index business day during an observation period, and are principal-at-risk (investors can lose up to all principal based on the worst performing index).
The securities are callable beginning June 15, 2026 on any quarterly redemption date if a risk neutral valuation model indicates redemption is economically rational; estimated value on the pricing date was approximately $969.10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Partial Principal at Risk Notes due September 8, 2027 linked to the SPDR® Gold Trust (GLD). The notes have a $1,000 stated principal amount per note and pay no interest; at maturity investors receive either the stated principal plus an upside payment (subject to a $1,166.70 maximum payment) or a reduced principal amount based on the underlier’s performance.
Key terms: initial level $490.00 (strike date March 2, 2026), pricing date March 3, 2026, original issue date March 6, 2026, observation date September 2, 2027, participation rate 100%, partial principal return amount 95%, estimated value on the pricing date approximately $980.70 (within $25.00). The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, carry placement fees of $12.50 per note and will not be listed on an exchange.