Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered Participation Securities due November 5, 2026, linked to the PHLX Semiconductor Sector Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $991.80, reflecting issuance, structuring and hedging costs borne by investors.
The note provides 100% participation in index appreciation up to a maximum payment at maturity of $1,166 per security (116.60% of principal). The initial index level is 11,471.245 and the buffer level is 9,750.558, equal to 85% of the initial level, giving a 15% buffer against losses. If the final level is below the buffer level, repayment is reduced by a downside factor of 1.1765% for each 1% decline beyond the buffer, with no minimum payment, so principal can be lost in full. The observation date is November 2, 2026, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC is issuing fixed rate callable notes due August 17, 2034, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and pays 5.200% per annum, with interest accruing from August 17, 2026 and paid semi-annually on February 17 and August 17, using a 30/360 day-count convention.
The issuer may redeem the notes early, in whole but not in part, on specified redemption dates if a risk neutral valuation model indicates that redemption is economically rational for the issuer, paying 100% of principal plus accrued interest. The estimated value on the pricing date is approximately $974.90 per note, or within $54.90 of that estimate, reflecting issuance, structuring and hedging costs borne by investors. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is issuing fixed rate callable notes due August 17, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays a fixed 5.000% per annum interest rate on a semi-annual basis, and pays principal plus accrued interest at maturity if not redeemed earlier.
The notes are callable in whole at the issuer’s option on August 17, 2027 and February 17, 2028 at 100% of principal plus accrued interest, but only if a risk neutral valuation model indicates early redemption is economically rational to the issuer. Interest starts accruing on August 17, 2026, with the first interest payment on February 17, 2027.
The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and all payments are subject to their credit risk. They will not be listed on any securities exchange, and secondary market liquidity may be limited. The estimated value on the pricing date is approximately $977.60 per note, below the $1,000 issue price due to issuing, structuring and hedging costs. Proceeds are for general corporate purposes.
Morgan Stanley Finance LLC is offering fixed rate callable notes due August 16, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a fixed annual interest rate of 4.750%, accruing from August 17, 2026 with semi-annual payments each February 16 and August 16, beginning February 16, 2027.
The issuer may redeem the notes early, in whole but not in part, on August 16, 2027 or February 16, 2028 at 100% of principal plus accrued interest if a specified risk neutral valuation model indicates redemption is economically rational for the issuer. The estimated value on the pricing date is approximately $982.90 per note, reflecting issuing, structuring and hedging costs included in the $1,000 issue price. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering fixed rate callable notes due August 15, 2036, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000, pays a fixed interest rate of 5.250% per annum, and is issued in book-entry form in U.S. dollars.
Interest accrues from August 17, 2026 on a 30/360 basis and is payable semi-annually on the 15th of February and August, starting February 15, 2027. The issuer may redeem the notes early, in whole but not in part, on specified redemption dates at 100% of principal plus accrued interest, but only if a risk neutral valuation model indicates that redemption is economically rational for the issuer.
All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley. The notes are not listed on any securities exchange, and secondary trading may be limited. The estimated value on the pricing date is approximately $967.70 per note, below the issue price because it excludes issuing, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due August 29, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and is linked to the worst-performing of the Russell 2000 Index and the S&P 500 Index.
At maturity, if both indices finish above their initial levels, holders receive principal plus a leveraged upside of 115% of the worst performer’s gain. If at least one index is at or below its initial level but both remain at or above 80% of initial, investors receive only principal. If either index falls below its 80% buffer, investors lose 1% of principal per 1% additional decline in the worst performer, subject to a minimum payment of 20% of principal.
The preliminary estimated value on the pricing date is about $936 per $1,000 security, reflecting issuance, selling, structuring and hedging costs. The notes are unsecured obligations subject to the credit risk of Morgan Stanley and MSFL, may have limited or no secondary market, and involve complex U.S. tax and small‑cap index risks.
Morgan Stanley Finance LLC is offering Buffered PLUS, five-year principal-at-risk structured notes linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest, and is issued under the Series A Global Medium-Term Notes program.
At maturity on August 29, 2031, holders receive $1,000 plus a leveraged upside if the index ends above its initial level, using a 159.00% leverage factor. If the index is between the initial level and the 80% buffer level, repayment is limited to principal. Below the buffer, investors lose 1% of principal per 1% additional decline, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $943.50 per security, and all payments depend on Morgan Stanley’s and MSFL’s credit. The notes are treated for U.S. tax purposes as prepaid financial contracts, with tax outcomes described as uncertain.
Mitsubishi UFJ Financial Group Inc., a ten percent owner of Morgan Stanley, reported a disposition of 414,396 shares of Common Stock on 2026-07-30. The shares were transferred to Morgan Stanley at $213.283 per share as a code D “disposition to issuer.”
After this transaction, Mitsubishi UFJ Financial Group Inc. reported holding 376,670,771 Morgan Stanley shares. The sales were to Morgan Stanley, approved in accordance with Rule 16b-3(e), and effected under a Rule 10b5-1(c) sales plan adopted on April 18, 2018, with Rule 10b5-1 status affirmed. Mitsubishi UFJ also has the right to appoint two Morgan Stanley directors and is considered a director by deputization.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities due August 27, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount and is linked to the lowest performing of NVIDIA and AMD common stock.
At maturity, investors receive $1,000 plus a contingent fixed return of at least 34.50% (about $345) if the lowest performing stock’s ending price is at or above its threshold price, set at 60% of its starting price. If the lowest performer ends below its threshold, repayment equals $1,000 plus $1,000 times that stock’s return, so investors can lose more than 40% and up to their entire principal.
The securities pay no interest, provide no dividends, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is about $962.10 per $1,000, reflecting issuance, selling, structuring and hedging costs and dealer compensation, including up to $23.25 in agent commissions per security. Liquidity is expected to be limited and secondary market prices may be significantly below face value.
Morgan Stanley Finance LLC is offering Contingent Income Buffered Auto-Callable Securities linked to the iShares® Expanded Tech-Software Sector ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, matures on August 3, 2029, and is part of the Series A Global Medium-Term Notes program.
Investors may receive a 10.45% per annum contingent coupon, paid only if the ETF’s closing level on an observation date is at or above a coupon barrier set at 70% of the initial level100% call threshold, in which case investors receive principal plus that period’s coupon and no further payments.
If not called, and the final ETF level is at or above the 70% buffer level, investors receive full principal back (plus any final coupon). If the final level is below the buffer, repayment is reduced by 1.4286% for each 1% decline beyond the 30% buffer, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is approximately $980.40 per security, and all payments are subject to Morgan Stanley’s credit risk.