Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal‑at‑risk notes due July 15, 2027 linked to the common stock of MP Materials Corp. Each security has a stated principal amount of $1,000 and an issue price of $1,000. At maturity the notes pay $358.90 of upside (35.89%) if the final level is greater than or equal to the downside threshold level of $35.581 (which is 65% of the initial level). If the final level is below that threshold, the payment equals the stated principal multiplied by the performance factor (final level/initial level), meaning investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment. The document shows an estimated value on the pricing date of approximately $980.10 per security and discloses agent commissions of $10 per security. All payments are subject to issuer and guarantor credit risk, and U.S. federal income tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the worst performing of the Russell 2000 and S&P 500. The securities have a $1,000 stated principal per security, an original issue date of August 5, 2026 and maturity on August 3, 2029. They feature an automatic early redemption on the first determination date (August 6, 2027) for an $1,165 early redemption payment if both underliers meet their call threshold levels. If not auto‑redeemed, payoff depends on the worst performing underlier: investors can receive the stated principal plus a 150% participation in upside, the stated principal only if both final levels exceed 75% of initial levels, or a reduced payment (down to zero) if the worst performing underlier falls below 75% of its initial level. All payments are subject to issuer/guarantor credit risk; estimated value on pricing date was approximately $969.90 per security.
Morgan Stanley Finance LLC priced structured, market-linked notes tied to the EURO STOXX 50® Index with a $1,000 stated principal per note and a 115% participation rate. The notes pay no interest, mature on July 31, 2031, and pay at maturity either the stated principal or the stated principal plus an upside payment if the index closes above the initial level on the observation date.
The estimated value on the pricing date is approximately $945.80 per note. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; holders are exposed to the issuer’s credit risk and there will be no exchange listing.
Morgan Stanley Finance LLC is offering Principal at Risk securities due January 4, 2027 linked to the worst performing of GLD, GDX and GDXJ. The securities pay a contingent coupon of 17.00% per annum only if each underlier meets its coupon barrier on observation dates. They include a 27.50% buffer and a downside factor of 1.3793; if the final level of the worst performing underlier is below the buffer, investors incur losses equal to 1.3793% of principal for each 1% decline beyond the buffer. The securities may be redeemed early beginning October 2, 2026 if a risk neutral valuation model finds redemption economically rational. Issue price is $1,000 and the estimated value on the pricing date is approximately $992.50. All payments are subject to Morgan Stanley and MSFL credit risk; there is no guaranteed return of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to Astera Labs, Inc. common stock. The securities have a $1,000 stated principal per security, an original issue date of July 6, 2026 and a maturity date of July 6, 2029.
Holders may receive a contingent coupon at an annual rate of 51.25% on applicable coupon dates only if the underlier’s closing level meets the coupon barrier (50% of the initial level) on observation dates. The notes automatically redeem early if the closing level equals or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not redeemed and the final level is below the downside threshold (50% of the initial level), investors suffer a proportional loss of principal (payment = principal × performance factor). The estimated value on the pricing date was approximately $954.90 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley has priced an offering of Fixed Rate Notes with an aggregate principal amount of $50,000,000. The notes were issued at an issue price of $1,000 per note on an original issue date of June 8, 2026 and mature on August 9, 2027.
The notes pay interest in arrears at a stated rate of 4.32% per annum with a single interest payment date of August 9, 2027. Payments are unsecured and subject to the credit risk of Morgan Stanley. The notes will not be listed on any exchange. The pricing supplement shows per‑note original issue discount (OID) accruals totaling $50.5200 per note as of maturity periods listed.
Morgan Stanley Finance LLC is offering Principal at Risk securities due November 4, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and offers a fixed upside payment of $90 (9%) if the worst performing underlying index is at or above its downside threshold on the observation date.
The securities are linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® Index and S&P 500® Index, use an observation date of November 1, 2027 and will pay at maturity either the stated principal plus the upside payment or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier. The downside threshold for each underlier is 65% of its initial level, and the preliminary estimated value on the pricing date is approximately $971.70 per security.
Morgan Stanley Finance LLC published a preliminary pricing supplement for a Dual Directional Buffered PLUS note due August 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an estimated value on the pricing date of $975.20 per security.
Key economic terms include a 300% leverage factor on upside, a capped maximum upside payment of $1,307.50 (130.75% of principal), a 10% buffer (buffer level = 90% of initial level), and a minimum payment at maturity equal to 10% of principal. Strike and pricing date are July 31, 2026; original issue date is August 5, 2026; observation date is July 31, 2029.
The notes do not pay interest, expose holders to issuer credit risk, and may return less than principal if the final level is below the buffer; tax treatment is uncertain and investors should consult advisers.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income, memory auto-callable securities linked to Dell Technologies Inc. Class C common stock. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 34.36%, and an estimated value on the pricing date of approximately $968.10.
The initial level (closing level on the strike date) is $414.61. The coupon barrier and downside threshold are both $248.766 (60% of the initial level). The securities can auto-redeem on specified dates if the underlier meets the call threshold ($414.61); final maturity is January 3, 2028. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in loss of principal down to zero.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to Salesforce, Inc. stock. The notes have a $1,000 stated principal per security, a contingent coupon (annual rate set on the pricing date within 13.50%–14.50%), automatic early‑redemption features and a final maturity of July 20, 2028.
Coupons pay only if the underlier's closing level meets the coupon barrier (65% of initial level). If not auto‑redeemed and the final level is below the downside threshold (65% of initial), principal is reduced pro rata by the performance factor. Estimated value on pricing date was approximately $952.00 per security. All payments are subject to Morgan Stanley's credit risk.