Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MSTLW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Morgan Stanley Chief Client Officer Mandell Crawley reported a mix of equity award activity and related tax withholding. On February 19, 2026, he acquired 9,666 shares of common stock at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a performance stock unit award granted on January 18, 2023. On the same date, 4,935 shares of common stock were disposed of at $176.59 per share to satisfy tax obligations upon conversion of that performance award. Following these transactions, Crawley held 73,926.888 shares of Morgan Stanley common stock directly.
Morgan Stanley Chief Client Officer Mandell Crawley reported a mix of equity award activity and related tax withholding. On February 19, 2026, he acquired 9,666 shares of common stock at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a performance stock unit award granted on January 18, 2023. On the same date, 4,935 shares of common stock were disposed of at $176.59 per share to satisfy tax obligations upon conversion of that performance award. Following these transactions, Crawley held 73,926.888 shares of Morgan Stanley common stock directly.
Morgan Stanley Chairman and CEO Edward Pick reported equity compensation activity in company stock. He acquired 60,897 shares of common stock at a price of $0.0000 per share as a grant or award, based on the company’s achievement of pre-established average return on tangible common equity performance criteria for a performance stock unit award originally granted on January 18, 2023.
On the same date, 33,731 shares of common stock were disposed of at $176.5900 per share to satisfy tax withholding obligations upon conversion of that performance stock unit award. After these transactions, he held 639,028.764 shares of common stock directly, plus additional indirect holdings of 4,298.477 shares through a 401(k) plan and 104,963 shares through a grantor retained annuity trust.
Morgan Stanley Chairman and CEO Edward Pick reported equity compensation activity in company stock. He acquired 60,897 shares of common stock at a price of $0.0000 per share as a grant or award, based on the company’s achievement of pre-established average return on tangible common equity performance criteria for a performance stock unit award originally granted on January 18, 2023.
On the same date, 33,731 shares of common stock were disposed of at $176.5900 per share to satisfy tax withholding obligations upon conversion of that performance stock unit award. After these transactions, he held 639,028.764 shares of common stock directly, plus additional indirect holdings of 4,298.477 shares through a 401(k) plan and 104,963 shares through a grantor retained annuity trust.
Morgan Stanley filed its annual report for the year ended December 31, 2025, describing a global financial services firm operating through Institutional Securities, Wealth Management and Investment Management segments.
The report notes extensive U.S. and non-U.S. regulation, including Federal Reserve consolidated supervision as a financial holding company, Basel III-based capital and liquidity rules, Volcker Rule limits, and detailed resolution and recovery planning.
Key risks highlighted include market volatility, credit losses, liquidity and funding pressures, operational and cybersecurity threats, legal and regulatory exposure, and intense competition from traditional financial institutions and technology-driven entrants. As of June 30, 2025, non-affiliate common equity market value was approximately $217,968,854,713, and as of January 31, 2026, there were 1,587,860,206 common shares outstanding.
The firm emphasizes human capital, reporting approximately 83 thousand employees across 42 countries, a 2025 engagement survey showing 93% are proud to work at Morgan Stanley, and 2025 compensation and benefits expense of $29,216 million, alongside detailed governance, compliance and financial-crimes programs.
Morgan Stanley filed its annual report for the year ended December 31, 2025, describing a global financial services firm operating through Institutional Securities, Wealth Management and Investment Management segments.
The report notes extensive U.S. and non-U.S. regulation, including Federal Reserve consolidated supervision as a financial holding company, Basel III-based capital and liquidity rules, Volcker Rule limits, and detailed resolution and recovery planning.
Key risks highlighted include market volatility, credit losses, liquidity and funding pressures, operational and cybersecurity threats, legal and regulatory exposure, and intense competition from traditional financial institutions and technology-driven entrants. As of June 30, 2025, non-affiliate common equity market value was approximately $217,968,854,713, and as of January 31, 2026, there were 1,587,860,206 common shares outstanding.
The firm emphasizes human capital, reporting approximately 83 thousand employees across 42 countries, a 2025 engagement survey showing 93% are proud to work at Morgan Stanley, and 2025 compensation and benefits expense of $29,216 million, alongside detailed governance, compliance and financial-crimes programs.
Morgan Stanley filed a quarterly Form 13F report summarizing equity and related holdings managed across its platform. The report is a 13F combination report, meaning some positions are reported here and others by affiliated managers.
The filing covers 45,420 individual holdings with an aggregate reported value of $1,674,996,068,266, as stated on the summary page. It lists 24 other included managers, such as Morgan Stanley & Co. LLC, Eaton Vance entities, Parametric Portfolio Associates, and various international affiliates, reflecting the breadth of Morgan Stanley’s global asset management operations.
Morgan Stanley filed a quarterly Form 13F report summarizing equity and related holdings managed across its platform. The report is a 13F combination report, meaning some positions are reported here and others by affiliated managers.
The filing covers 45,420 individual holdings with an aggregate reported value of $1,674,996,068,266, as stated on the summary page. It lists 24 other included managers, such as Morgan Stanley & Co. LLC, Eaton Vance entities, Parametric Portfolio Associates, and various international affiliates, reflecting the breadth of Morgan Stanley’s global asset management operations.
Morgan Stanley has set 2025 total compensation for its Chairman and CEO, Edward Pick, at $45 million. The board’s Compensation Committee cited his outstanding performance in his second year as CEO and first year as Chairman, highlighting what it described as exceptional firm results and consistent execution of the strategy to raise, manage and allocate capital.
The decision reflects an assessment against long-term strategic priorities focused on strategy, culture, financial strength and growth. About 75% of Mr. Pick’s bonus is deferred over three years, and 100% of that deferred portion will be delivered as performance-vested equity awards, tying a significant share of his pay to future company performance and shareholder outcomes. Further detail on his compensation structure and that of other top executives is expected in the 2026 proxy statement.
Morgan Stanley has set 2025 total compensation for its Chairman and CEO, Edward Pick, at $45 million. The board’s Compensation Committee cited his outstanding performance in his second year as CEO and first year as Chairman, highlighting what it described as exceptional firm results and consistent execution of the strategy to raise, manage and allocate capital.
The decision reflects an assessment against long-term strategic priorities focused on strategy, culture, financial strength and growth. About 75% of Mr. Pick’s bonus is deferred over three years, and 100% of that deferred portion will be delivered as performance-vested equity awards, tying a significant share of his pay to future company performance and shareholder outcomes. Further detail on his compensation structure and that of other top executives is expected in the 2026 proxy statement.
Morgan Stanley Co-President Daniel A. Simkowitz reported a sale of company stock. On January 30, 2026, he sold 32,968 shares of Morgan Stanley common stock in an open-market transaction at a weighted average price of $182.6108, with individual trade prices ranging from $182.06 to $183.05.
Following this sale, he beneficially owns 357,342.406 shares of Morgan Stanley common stock directly and 1,794.818 shares indirectly through a 401(k) plan.
Morgan Stanley Co-President Daniel A. Simkowitz reported a sale of company stock. On January 30, 2026, he sold 32,968 shares of Morgan Stanley common stock in an open-market transaction at a weighted average price of $182.6108, with individual trade prices ranging from $182.06 to $183.05.
Following this sale, he beneficially owns 357,342.406 shares of Morgan Stanley common stock directly and 1,794.818 shares indirectly through a 401(k) plan.
Morgan Stanley filed a Form 144 indicating that an affiliate plans to sell 32,968 shares of its common stock through Morgan Stanley Smith Barney LLC on the NYSE. The planned sale has an aggregate market value of 6,020,312.85 and is targeted for 01/30/2026.
The shares were acquired on 01/16/2026 as an employee stock unit award from the issuer in the same 32,968-share amount. The filing notes that the seller represents they are not aware of undisclosed material adverse information about Morgan Stanley’s current or prospective operations.
Morgan Stanley filed a Form 144 indicating that an affiliate plans to sell 32,968 shares of its common stock through Morgan Stanley Smith Barney LLC on the NYSE. The planned sale has an aggregate market value of 6,020,312.85 and is targeted for 01/30/2026.
The shares were acquired on 01/16/2026 as an employee stock unit award from the issuer in the same 32,968-share amount. The filing notes that the seller represents they are not aware of undisclosed material adverse information about Morgan Stanley’s current or prospective operations.
Morgan Stanley Chief Financial Officer Sharon Yeshaya reported a sale of common stock in the company. On January 20, 2026, Yeshaya sold 15,838 shares of Morgan Stanley common stock in an open-market transaction, reported with code “S” for a sale. The weighted average sale price was $185.7669 per share, with individual trades executed between $185.67 and $185.98 per share.
After this transaction, Yeshaya beneficially owned 135,304.336 shares of Morgan Stanley common stock in direct ownership. The filing notes that detailed price and size information for each individual trade in the reported price range is available upon request from Morgan Stanley, its security holders, or the SEC staff.
Morgan Stanley Chief Financial Officer Sharon Yeshaya reported a sale of common stock in the company. On January 20, 2026, Yeshaya sold 15,838 shares of Morgan Stanley common stock in an open-market transaction, reported with code “S” for a sale. The weighted average sale price was $185.7669 per share, with individual trades executed between $185.67 and $185.98 per share.
After this transaction, Yeshaya beneficially owned 135,304.336 shares of Morgan Stanley common stock in direct ownership. The filing notes that detailed price and size information for each individual trade in the reported price range is available upon request from Morgan Stanley, its security holders, or the SEC staff.
Morgan Stanley Chief Risk Officer Charles A. Smith reported selling common stock in a recent insider transaction. On January 20, 2026, he sold 8,500 shares of Morgan Stanley common stock at a weighted average price of $182.0807 per share. The filing notes that these shares were sold in multiple trades at prices ranging from $182.0401 to $182.1301.
After this sale, Smith reported owning 119,127.619 shares of Morgan Stanley common stock directly. He also reported an indirect holding of 5,494.73 shares through a 401(k) plan. The filing states that detailed trade-by-trade pricing information is available upon request from Morgan Stanley, its security holders, or the SEC staff.
Morgan Stanley Chief Risk Officer Charles A. Smith reported selling common stock in a recent insider transaction. On January 20, 2026, he sold 8,500 shares of Morgan Stanley common stock at a weighted average price of $182.0807 per share. The filing notes that these shares were sold in multiple trades at prices ranging from $182.0401 to $182.1301.
After this sale, Smith reported owning 119,127.619 shares of Morgan Stanley common stock directly. He also reported an indirect holding of 5,494.73 shares through a 401(k) plan. The filing states that detailed trade-by-trade pricing information is available upon request from Morgan Stanley, its security holders, or the SEC staff.
Morgan Stanley Co-President Andrew M. Saperstein reported multiple open-market sales of the company’s common stock on January 20, 2026. The Form 4 shows several separate transactions, each coded "S" for sale, with block sizes ranging from 500 shares to 11,430 shares at reported weighted average prices such as $181.8518, $182.6338, $184.1265, $184.9381, $185.9112, and $186.5960 per share. After these transactions, Saperstein directly beneficially owned 280,480.994 Morgan Stanley common shares.
For each block, the filing notes that the reported price is a weighted average of multiple trades, with actual execution prices ranging from $181.34 to $186.65. The reporting person undertakes to provide full trade-by-trade details within these ranges to Morgan Stanley, its security holders, or the SEC staff upon request.
Morgan Stanley Co-President Andrew M. Saperstein reported multiple open-market sales of the company’s common stock on January 20, 2026. The Form 4 shows several separate transactions, each coded "S" for sale, with block sizes ranging from 500 shares to 11,430 shares at reported weighted average prices such as $181.8518, $182.6338, $184.1265, $184.9381, $185.9112, and $186.5960 per share. After these transactions, Saperstein directly beneficially owned 280,480.994 Morgan Stanley common shares.
For each block, the filing notes that the reported price is a weighted average of multiple trades, with actual execution prices ranging from $181.34 to $186.65. The reporting person undertakes to provide full trade-by-trade details within these ranges to Morgan Stanley, its security holders, or the SEC staff upon request.