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Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported selling 11,118 shares of Common Stock in open-market transactions. The sales occurred on April 20, 2026 in two equal blocks of 5,559 shares at prices of $191.50 and $190.00 per share. After these trades, he continues to hold well over 160,000 Morgan Stanley shares directly, indicating the transactions represent a relatively small portion of his overall stake.
Morgan Stanley (MS) submitted a Rule 144 notice listing 11,118 shares of Common Stock tied to an Employee stock unit award(s) dated 03/12/2026. The filing also records prior sales of 21,555 shares on 01/20/2026 with an aggregate amount shown as $3,966,120.00.
Morgan Stanley Co-President Daniel A. Simkowitz reported an insider transaction involving the company’s common stock. He made a bona fide gift of 8,000 shares and completed an open-market sale of 14,690 shares at a weighted average price of $189.2435 per share. Following these transactions, he directly holds 365,802.079 shares of Morgan Stanley common stock and has an additional 1,805.331 shares held indirectly through a 401(k) Plan.
Daniel A. Simkowitz submitted a Form 144 notice relating to a proposed sale of 32,968 shares of Common stock. The filing shows a disposition dated 01/30/2026 with an aggregate amount of $6,020,312.85. The securities are identified as employee stock unit award(s) with a date of 02/19/2026 and are listed as issuer-side securities.
Morgan Stanley Co-President Andrew M. Saperstein reported selling 51,668 shares of Morgan Stanley common stock in a series of open-market transactions on April 16, 2026. The sales were executed at weighted average prices, with disclosed ranges generally between $186.77 and $192.34 per share.
After these transactions, Saperstein directly holds 282,142.385 shares of Morgan Stanley common stock, so the filing reflects a partial reduction rather than a full exit from his equity position.
Mandell L. Crawley submitted a Form 144 notice to sell 16,129 shares of Common Stock tied to an employee stock unit award, through Morgan Stanley Smith Barney LLC as broker. The filing also records a prior sale of 7,860 shares on 01/20/2026 for $1,441,879.27. The filing date shown is 04/16/2026 on the NYSE listing.
Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.
The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.
Morgan Stanley reported a strong first quarter of 2026, with net revenues of $20.6 billion versus $17.7 billion a year earlier and net income applicable to the firm of $5.6 billion. Diluted EPS rose to $3.43 from $2.60, and return on tangible common equity reached 27.1%, reflecting record quarterly revenues and pre-tax income.
Institutional Securities generated record net revenues of $10.7 billion, driven by higher equity and fixed income trading and a 36% increase in investment banking revenues. Wealth Management produced record net revenues of $8.5 billion, supported by $118.4 billion of net new assets and strong fee-based flows.
The firm repurchased $1.75 billion of common stock in the quarter and declared a $1.00 quarterly dividend per share. The standardized Common Equity Tier 1 capital ratio stood at 15.1%, while the expense efficiency ratio improved to 65%. Results also included $178 million of severance costs from a workforce management action affecting about 2% of employees.
Mitsubishi UFJ Financial Group (MUFG) reports a 23.95% beneficial stake in Morgan Stanley, or 380,307,520 common shares as of March 31, 2026. This total includes 3,222,353 shares held by affiliates in a fiduciary capacity, for which MUFG disclaims beneficial ownership.
MUFG and Morgan Stanley also signed an Eighth Amendment to their Investor Agreement on April 13, 2026, extending standstill provisions and MUFG’s preemptive rights from April 13, 2026 to October 13, 2028, unless MUFG’s Economic Interest Percentage falls below 10% earlier.
Morgan Stanley is asking shareholders to vote at its virtual 2026 annual meeting on May 14, 2026, including electing 15 directors, approving executive pay on an advisory basis, ratifying Deloitte & Touche as auditor and considering one shareholder proposal.
The proxy highlights record 2025 results, with net revenues of $70.6 billion, diluted EPS of $10.21, return on average tangible common equity of 21.6% and total client assets of $9.3 trillion. The standardized CET1 capital ratio was 15.0%, supporting continued investment, dividends and capital allocation.
The Board proposes re‑electing a largely independent slate and adding Yasushi Itagaki as an MUFG representative, while Masato Miyachi will step down. The independent lead director role remains with Thomas Glocer, and Board committees oversee audit, risk, compensation, governance, and technology/cybersecurity.
The CD&A describes a pay‑for‑performance program and notes CEO Edward Pick’s 2025 total compensation of $45 million, 75% of which is deferred for three years and 100% delivered as performance stock units tied to multi‑year financial metrics. In 2025, about 95.43% of votes supported the prior “Say on Pay” proposal.
The proxy also outlines sustainability and community initiatives, including a goal to mobilize $750 billion for low‑carbon and green solutions by 2030, a commitment to net‑zero financed emissions by 2050, carbon‑neutral operations since 2022, roughly $2.7 billion in 2025 Community Reinvestment Act community development loans and investments, and over $127 million in charitable donations.