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Morgan Stanley Chief Risk Officer Charles A. Smith reported selling common stock in a recent insider transaction. On January 20, 2026, he sold 8,500 shares of Morgan Stanley common stock at a weighted average price of $182.0807 per share. The filing notes that these shares were sold in multiple trades at prices ranging from $182.0401 to $182.1301.
After this sale, Smith reported owning 119,127.619 shares of Morgan Stanley common stock directly. He also reported an indirect holding of 5,494.73 shares through a 401(k) plan. The filing states that detailed trade-by-trade pricing information is available upon request from Morgan Stanley, its security holders, or the SEC staff.
Morgan Stanley Co-President Andrew M. Saperstein reported multiple open-market sales of the company’s common stock on January 20, 2026. The Form 4 shows several separate transactions, each coded "S" for sale, with block sizes ranging from 500 shares to 11,430 shares at reported weighted average prices such as $181.8518, $182.6338, $184.1265, $184.9381, $185.9112, and $186.5960 per share. After these transactions, Saperstein directly beneficially owned 280,480.994 Morgan Stanley common shares.
For each block, the filing notes that the reported price is a weighted average of multiple trades, with actual execution prices ranging from $181.34 to $186.65. The reporting person undertakes to provide full trade-by-trade details within these ranges to Morgan Stanley, its security holders, or the SEC staff upon request.
Morgan Stanley Head of Technology & Operations Michael A. Pizzi reported a sale of Morgan Stanley common stock. On January 20, 2026, he sold 20,000 shares of common stock at a price of $184.55 per share, according to the Form 4 filing. After this transaction, he beneficially owned 127,872.293 shares of Morgan Stanley common stock, held in direct ownership. The filing reflects this as a non-derivative transaction coded as a sale and shows no derivative securities activity.
Morgan Stanley director files amended insider trading report correcting prior gift details. The amended Form 4 now shows that on 01/20/2026 a bona fide gift of 542 shares of Morgan Stanley common stock was made at a reported price of $0, reflecting that this was a gift rather than an open-market sale. Following this transaction, the reporting person directly beneficially owns 11,845.004 shares of Morgan Stanley common stock. The amendment updates the previously filed report from 01/16/2026 to correct the transaction date, the number of shares transferred, and the post-transaction holdings.
Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported two transactions in the company’s common stock dated January 20, 2026. He sold 21,555 shares at a weighted average price of
On the same date, Grossman also reported a transaction coded "G" for 2,495 shares of common stock at a reported price of
Morgan Stanley’s Chief Client Officer, Crawley Mandell, reported selling a total of 7,860 shares of the company’s common stock on January 20, 2026. The sales were executed in several market transactions, with weighted average prices ranging from about
After these transactions, Mandell directly owned 68,788.495 shares of Morgan Stanley common stock. All reported positions are non-derivative common stock, and there were no derivative security transactions disclosed in this filing.
A holder of Morgan Stanley (MS) common stock has filed a notice of proposed sale under Rule 144. The filing covers the planned sale of 7,860 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 01/20/2026, to be executed on the NYSE, with an indicated aggregate market value of $1,441,879.27. As context, the filing notes 1,589,309,311 common shares outstanding.
The securities to be sold were acquired on 01/16/2026 directly from the issuer as employee stock unit awards, with that same date listed as the payment date and the amount acquired matching the proposed sale of 7,860 shares. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Morgan Stanley filed a notice under Rule 144 for a planned sale of 15,838 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The shares have an aggregate market value of $2,942,176.16 based on the referenced market price, with the sale expected on or about 01/20/2026. The stock was acquired on 01/16/2026 as employee stock unit awards from the issuer. Shares outstanding were 1,589,309,311 at the time referenced in the notice.
Form 144 discloses a planned sale of 20,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The aggregate market value of the planned sale is $3,691,000, based on the figure reported. The filing notes that 1,589,309,311 shares of this class were outstanding at the time referenced.
The shares to be sold come from employee stock unit awards granted by the issuer. One grant of 3,784 common shares was acquired on 10/02/2020 and another grant of 16,216 common shares was acquired on 01/16/2026, both as employee stock unit awards with the same dates listed for payment. The person on whose behalf the sale is being made represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Morgan Stanley filed a notice that a holder intends to sell 21,555 shares of its common stock on or about 01/20/2026 through Morgan Stanley Smith Barney LLC on the NYSE. The filing lists an aggregate market value of $3,966,120.00 for the planned sale and notes that 1,589,309,311 common shares were outstanding. The shares to be sold were acquired via employee stock unit awards granted on 02/26/2019 and 01/16/2026. By signing, the seller represents they are not aware of undisclosed material adverse information about Morgan Stanley’s current or prospective operations.