MMTEC director Fu Dan files initial Form 3

MMTEC, INC. director Fu Dan filed an initial Form 3, which is a statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 03/31/2026 - 12:41 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MMTEC, INC. director Fu Dan filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing’s transaction summary shows no reported purchases, sales, gifts, or derivative exercises, and no derivative positions are listed in the derivative summary.

Key Figures

Buy transactions: 0 Sell transactions: 0 Net buy/sell shares: 0 shares

3 metrics

Buy transactions 0 Form 3 transaction summary buyCount

Sell transactions 0 Form 3 transaction summary sellCount

Net buy/sell shares 0 shares Form 3 transaction summary netBuySellShares

Key Terms

Form 3, insider filing, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

insider filing regulatory

"INSIDER FILING DATA (Form 3): {"

beneficial ownership financial

"initial statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does MMTEC (MTC) director Fu Dan’s Form 3 filing show?

Fu Dan’s Form 3 for MMTEC (MTC) identifies him as a company director and provides an initial statement of beneficial ownership. The transaction summary reports no buys, sells, gifts, tax withholdings, or restructurings, and no derivative positions are listed in the derivative summary.

Are there any buy or sell transactions in Fu Dan’s MMTEC (MTC) Form 3?

No transactions are reported in Fu Dan’s MMTEC (MTC) Form 3. The transaction summary shows zero buys, zero sells, zero derivative exercises, and zero other transactions, indicating only position reporting rather than any trading activity in this particular filing.

Does the MMTEC (MTC) Form 3 for Fu Dan report derivative securities?

The Form 3 for MMTEC (MTC) director Fu Dan lists no derivative securities. The derivative summary is empty, and the transaction summary records zero derivative transactions or exercises, meaning no options, warrants, or similar instruments are reported in this filing data.

What roles does Fu Dan hold according to the MMTEC (MTC) Form 3?

According to the Form 3, Fu Dan is a director of MMTEC (MTC) and is not reported as an officer or ten percent owner. The officer fields are blank, and the ten percent owner flag is set to zero in the structured data.

What does a neutral net buy/sell direction mean in Fu Dan’s MMTEC (MTC) Form 3?

The net buy/sell direction is marked neutral because the transaction summary shows zero buy shares, zero sell shares, and zero net buy-sell activity. This indicates the filing functions as an initial ownership statement with no trading activity reported for this insider.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fu Dan

(Last) (First) (Middle)

RM 2302, 23/F, 308 DES VOEUX RD CENTRAL

(Street)

SHEUNG WAN

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
MMTEC, INC. [ MTC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Dan Fu	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)