MMTEC CEO Wen Xiangdong reports share holdings

MMTEC, INC. chairman and CEO Wen Xiangdong has filed a Form 3 reporting his initial ownership of the company’s Common Stock.

Rhea-AI Filing Summary

MMTEC, INC. chairman and CEO Wen Xiangdong has filed a Form 3 reporting his initial ownership of the company’s Common Stock. He holds 38,700 shares directly and 2,250 shares indirectly through MMBD Information Technology Limited. The filing does not show any recent buy or sell transactions, only current holdings.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Wen Xiangdong

Role Chairman, CEO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 38,700 shares (Direct); Common Stock — 2,250 shares (Indirect, By MMBD Information Technology Limited)

Key Figures

Direct Common Stock holdings: 38,700 shares Indirect Common Stock holdings: 2,250 shares Unknown transaction entries: 2 entries

3 metrics

Direct Common Stock holdings 38,700 shares Total shares held directly following reported holdings

Indirect Common Stock holdings 2,250 shares Shares held indirectly by MMBD Information Technology Limited

Unknown transaction entries 2 entries Holding entries with unknown transaction code on Form 3

Key Terms

Form 3, Common Stock, indirect

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect financial

""ownership_type": "indirect""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does MMTEC (MTC) CEO Wen Xiangdong’s Form 3 report show?

The Form 3 shows Wen Xiangdong’s initial ownership in MMTEC Common Stock. He directly holds 38,700 shares and indirectly holds 2,250 shares through MMBD Information Technology Limited, with no buy or sell transactions reported in this filing.

How many MMTEC (MTC) shares does Wen Xiangdong hold directly and indirectly?

Wen Xiangdong directly holds 38,700 shares of MMTEC Common Stock. He also has an indirect holding of 2,250 shares through MMBD Information Technology Limited, as disclosed in the Form 3 insider ownership report.

Does Wen Xiangdong’s MMTEC (MTC) Form 3 show any recent insider buying or selling?

No, the Form 3 does not show recent insider buying or selling. It only lists Wen Xiangdong’s existing holdings of MMTEC Common Stock, both direct and indirect, as of the reported date, without any transaction share amounts or prices.

What is the indirect MMTEC (MTC) ownership reported for Wen Xiangdong?

The filing reports 2,250 shares of MMTEC Common Stock held indirectly for Wen Xiangdong. These shares are held “By MMBD Information Technology Limited”, reflecting ownership through that related entity rather than directly in his own name.

What role does Wen Xiangdong hold at MMTEC (MTC) in this Form 3?

In the Form 3, Wen Xiangdong is identified as both Chairman and CEO of MMTEC, INC. The filing classifies him as a director and officer, and discloses his direct and indirect Common Stock ownership as of the reported date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 12:42 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wen Xiangdong

(Last) (First) (Middle)

RM 2302, 23/F, 308 DES VOEUX RD CENTRAL

(Street)

SHEUNG WAN

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
MMTEC, INC. [ MTC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	38,700	D
Common Stock	2,250	I	By MMBD Information Technology Limited

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Xiangdong Wen	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)