MMTEC CFO Kong Min reports 4,375-share stake

MMTEC, INC. director and Chief Financial Officer Kong Min filed an initial Form 3 reporting his holdings in the company.

Rhea-AI Filing Summary

MMTEC, INC. director and Chief Financial Officer Kong Min filed an initial Form 3 reporting his holdings in the company. The filing shows he directly owns 4,375 shares of Common Stock following the reported position, with no specific buy or sell transactions indicated.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Kong Min

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 4,375 shares (Direct)

Key Figures

Common Stock owned: 4,375 shares Reported buy transactions: 0 Reported sell transactions: 0 +1 more

4 metrics

Common Stock owned 4,375 shares Total shares following reported position on Form 3

Reported buy transactions 0 BuyCount in transaction summary

Reported sell transactions 0 SellCount in transaction summary

Holding entries 1 HoldingEntries in transaction summary

Key Terms

Common Stock, beneficial ownership, direct or indirect

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficial ownership financial

"the transaction summary aggregates insider beneficial ownership activity"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

direct or indirect financial

"direct_or_indirect: "D" indicates direct ownership type"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MMTEC (MTC) shares does Kong Min report on this Form 3?

Kong Min reports beneficial ownership of 4,375 shares of MMTEC, INC. Common Stock. These shares are listed as his total holdings following the reported position, giving investors a baseline view of his direct equity stake in the company.

Is Kong Min’s ownership in MMTEC (MTC) direct or indirect?

The Form 3 shows direct ownership of the reported shares. The 4,375 shares of Common Stock are coded as directly held, with no additional nature of ownership detail provided, indicating they are not reported through an intermediary entity in this filing.

What executive role does Kong Min hold at MMTEC (MTC)?

Kong Min is identified as Chief Financial Officer of MMTEC, INC. and also a director. This dual role indicates he is both part of senior management and on the board, aligning his reported equity stake with significant leadership responsibilities at the company.

Does this MMTEC (MTC) Form 3 show any recent share purchases or sales?

The filing does not report any explicit buy or sell transactions. It characterizes the entry as a holding, with transaction shares and price fields empty, and only the total of 4,375 Common Stock shares shown as owned following the reported position.

What does the transaction summary indicate for MMTEC (MTC) insider Kong Min?

The transaction summary shows no buys, no sells, and one holding entry. BuyCount, sellCount, and exerciseCount are all zero, while holdingEntries is one, indicating the Form 3 is capturing an existing position rather than reporting a new market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 12:42 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kong Min

(Last) (First) (Middle)

RM 2302, 23/F, 308 DES VOEUX RD CENTRAL

(Street)

SHEUNG WAN

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
MMTEC, INC. [ MTC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,375	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Min Kong	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)