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Maris-Tech (MTEK) details stock sales, note conversions and Nasdaq equity status

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

Maris-Tech Ltd. reports several equity transactions completed after December 31, 2025 and explains how they affect its shareholders’ equity and Nasdaq compliance. The company raised approximately $2.0 million in a registered direct offering, issuing 882,825 ordinary shares at $1.24 and pre-funded warrants for up to 722,311 shares.

Maris-Tech also converted $2.0 million of previously issued convertible promissory notes into equity, issuing 100,000 shares and pre-funded warrants for up to 2,165,776 shares. Under an at-the-market program, it sold 630,674 shares for about $923,000 in gross proceeds. As a result of these actions, the company believes its shareholders’ equity now exceeds Nasdaq’s $2,500,000 minimum, though Nasdaq will review compliance when interim results for the six months ended June 30, 2026 are filed, and the securities could face delisting if the requirement is not met.

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Insights

Maris-Tech raised equity through multiple issuances to support Nasdaq shareholders’ equity compliance.

Maris-Tech completed a registered direct offering of 882,825 shares at $1.24, plus pre-funded warrants, for roughly $2.0 million in gross proceeds. It also converted $2.0 million of convertible promissory notes into equity, issuing shares and pre-funded warrants instead of repaying the notes in cash.

In addition, the company used an at-the-market program to sell 630,674 shares, generating around $923,000 in gross proceeds. Together, these actions increase shareholders’ equity, and the company believes this now exceeds Nasdaq’s $2,500,000 minimum. Actual ongoing compliance will depend on the shareholders’ equity level shown in the interim financial statements for the six months ended June 30, 2026.

Registered direct offering proceeds approximately $2.0 million Gross proceeds from March 9, 2026 registered direct offering
Shares in registered direct 882,825 ordinary shares at $1.24 Issued March 9, 2026 under securities purchase agreement
Pre-funded warrants (direct offering) 722,311 shares at $1.2399 Pre-funded warrants issued March 9, 2026, exercise price $0.0001
Convertible notes principal $2.0 million Aggregate principal amount of notes issued November 25, 2025
Shares from note conversions 100,000 shares Ordinary shares issued upon full conversion as of June 1, 2026
Pre-funded warrants (note conversion) 2,165,776 shares Pre-funded warrants issued to note holders upon conversion
ATM proceeds approximately $923,000 Gross proceeds from 630,674 shares sold as of June 7, 2026
Nasdaq equity minimum $2,500,000 Minimum shareholders’ equity required for Nasdaq listing
registered direct offering financial
"the Company issued and sold in a registered direct offering (i) 882,825 Ordinary Shares"
A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.
pre-funded warrants financial
"pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to 722,311 Ordinary Shares"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
convertible promissory notes financial
"the Company issued and sold to such investors in a private placement convertible promissory notes"
A convertible promissory note is a loan a company takes that can later be turned into shares instead of being paid back in cash; think of lending money now in exchange for a voucher that can become ownership later. Investors care because it mixes credit risk and potential ownership upside—it can protect lenders if a company struggles while also diluting existing shareholders when converted, affecting future share value and investor returns.
at the market offering financial
"deemed to be an “at the market offering” under Rule 415(a)(4)"
An at-the-market offering is a way a company raises cash by selling newly issued shares directly into the open market at prevailing prices, rather than all at once in a single deal. Think of it like turning a faucet on to drip shares into trading at current prices when needed; it gives the company flexibility to raise funds over time but can dilute existing shareholders and potentially affect the stock price, which investors should monitor.
volume-weighted average price financial
"equal to 70% of the lowest daily volume-weighted average price of the Ordinary Shares"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
beneficial ownership limitation financial
"subject to a 9.99% beneficial ownership limitation"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

 

For the month of June 2026 (Report No. 2)

 

Commission file number: 001-41260

 

Maris-Tech Ltd.

(Translation of registrant’s name into English)

 

2 Yitzhak Modai Street

Rehovot, Israel 7608804

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F Form 40-F

 

 

 

 

 

CONTENTS

 

This Report of Foreign Private Issuer on Form 6-K describes certain transactions completed by Maris-Tech Ltd. (the “Company”) since December 31, 2025, the date of the Company’s most recently filed audited financial statements, and provides an update regarding the Company’s shareholders’ equity and compliance with the rules of The Nasdaq Stock Market LLC (“Nasdaq”).

 

Recent Transactions and Shareholders’ Equity Update

 

Since December 31, 2025, the date of the Company’s most recently filed audited financial statements, the Company completed the following transactions with respect to the Company’s ordinary shares, no par value per share of the Company (the “Ordinary Shares”):

 

Registered Direct Offering

 

As previously reported, on March 6, 2026, the Company entered into a securities purchase agreement with an institutional investor (the “Securities Purchase Agreement”), pursuant to which, on March 9, 2026, the Company issued and sold in a registered direct offering (i) 882,825 Ordinary Shares, at a purchase price of $1.24 per share, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to 722,311 Ordinary Shares at a purchase price of $1.2399 per Pre-Funded Warrant, for aggregate gross proceeds of approximately $2.0 million, before deducting offering expenses. Each Pre-Funded Warrant is exercisable for one Ordinary Share at an exercise price of $0.0001 per share and is exercisable until exercised in full, which exercises are subject to a 9.99% beneficial ownership limitation.

 

Convertible Promissory Notes

 

Also as previously reported, on November 25, 2025, the Company entered into note purchase agreements, as amended (the “Note Purchase Agreements”), with two institutional investors, pursuant to which, on such date, the Company issued and sold to such investors in a private placement convertible promissory notes (the “Notes”), in an aggregate principal amount of $2.0 million, of which $1.0 million became convertible into Ordinary Shares beginning six months after the issuance date and the remaining $1.0 million would become convertible beginning twelve months after the issuance date or such other date as mutually agreed to by the parties. On May 29, 2026, the Company and the holders of the Notes mutually agreed to accelerate the conversion date of the remaining $1.0 million principal amount to May 29, 2026. The conversion price is equal to 70% of the lowest daily volume-weighted average price of the Ordinary Shares during the five consecutive trading days immediately preceding the applicable conversion date, subject to a floor price equal to 20% of the closing price of the Ordinary Shares on Nasdaq on the issuance date. As of June 1, 2026, the Notes have been converted in full. In connection with such conversions, the Company issued an aggregate of 100,000 Ordinary Shares and pre-funded warrants to purchase up to 2,165,776 Ordinary Shares to such investors.

 

At-the-Market Offering Program

 

Also as previously reported, on March 30, 2026, the Company entered into a Sales Agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners (the “Sales Agent”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agent, up to $3,007,329 of Ordinary Shares by any method permitted by law deemed to be an “at the market offering” under Rule 415(a)(4) of the Securities Act of 1933, as amended, subject to the Company’s instructions regarding price, time and size limitations and subject to the terms and conditions of the Sales Agreement, pursuant to the Company’s effective Registration Statement on Form F-3 (the “Registration Statement”), and the related base prospectus included in the Registration Statement, as supplemented by the prospectus supplement to the Registration Statement dated March 30, 2026. As of June 7, 2026, the Company has issued and sold 630,674 Ordinary Shares pursuant to the Sales Agreement for aggregate gross proceeds of approximately $923,000.

 

1

 

As a result of the transactions described above, and as of the date of this Report of Foreign Private Issuer on Form 6-K, the Company believes its shareholders’ equity is in excess of the minimum $2,500,000 Nasdaq requirement. The Company understands that Nasdaq will continue to monitor the Company’s ongoing compliance with the shareholders’ equity requirement and, if at the time of the filling of its interim financial statements for the six month period ended June 30, 2026 the Company does not evidence compliance, the Company’s securities may be subject to delisting.

 

The foregoing summaries of the Pre-Funded Warrants, the Notes, the Securities Purchase Agreement, the Note Purchase Agreement, the amendment to the Note Purchase Agreement, and the Sales Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of such agreements and instruments, which are filed as Exhibits 4.1, 4.2 and 4.3, and 10.1, 10.2, 10.3, and 10.4 respectively, to this Report of Foreign Private Issuer on Form 6-K and are incorporated herein by reference.

 

Exhibit No.   Description
4.1   Form of Pre-Funded Warrant (filed as Exhibit 4.1 to the Company’s Report of Foreign Private Issuer on Form 6-K (File No. 001-41260) filed on March 6, 2026 and incorporated herein by reference).
4.2   Form of Convertible Promissory Note, dated as of November 25, 2025 (filed as Exhibit 2.6 to the Company’s Annual Report on Form 20-F (File No. 001-41260) filed on May 15, 2026 and incorporated herein by reference).
4.3   Form of Convertible Promissory Note, dated as of November 25, 2025 (filed as Exhibit 2.7 to the Company’s Annual Report on Form 20-F (File No. 001-41260) filed on May 15, 2026 and incorporated herein by reference).
10.1   Form of Securities Purchase Agreement, dated as of March 6, 2026, by and between Maris-Tech Ltd. and the investor party thereto (filed as Exhibit 10.1 to the Company’s Report of Foreign Private Issuer on Form 6-K (File No. 001-41260) filed on March 6, 2026 and incorporated herein by reference).
10.2   Form of Note Purchase Agreement, dated as of November 25, 2025, by and between Maris-Tech Ltd. and the investor party thereto (filed as Exhibit 10.1 to the Company’s Report of Foreign Private Issuer on Form 6-K (File No. 001-41260) filed on November 28, 2025 and incorporated herein by reference).
10.3   Form of Amendment No. 1 to Note Purchase Agreement, dated as of January 26, 2026, by and between Maris-Tech Ltd. and the investor party thereto (filed as Exhibit 10.1 to the Company’s Report of Foreign Private Issuer on Form 6-K (File No. 001-41260) filed on January 26, 2026 and incorporated herein by reference).
10.4   Sales Agreement by and between Maris-Tech Ltd. and A.G.P./Alliance Global Partners, dated March 30, 2026 (filed as Exhibit 10.1 to the Company’s Report of Foreign Private Issuer on Form 6-K (File No. 001-41260) filed on March 30, 2026 and incorporated herein by reference).

 

2

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Maris-Tech Ltd.
     
Date: June 10, 2026 By: /s/ Nir Bussy
    Nir Bussy
    Chief Financial Officer

 

3

 

FAQ

What equity financing did Maris-Tech (MTEK) complete in the registered direct offering?

Maris-Tech issued 882,825 ordinary shares at $1.24 per share and pre-funded warrants to purchase up to 722,311 shares at $1.2399 each, generating approximately $2.0 million in gross proceeds. Each warrant is exercisable at $0.0001 per share, subject to a 9.99% ownership cap.

How did Maris-Tech (MTEK) handle its $2.0 million convertible promissory notes?

Maris-Tech had $2.0 million of convertible promissory notes and mutually agreed on May 29, 2026 to accelerate conversion of the remaining $1.0 million. As of June 1, 2026, the notes were fully converted into 100,000 shares and pre-funded warrants for up to 2,165,776 shares.

What are the key terms of Maris-Tech’s (MTEK) convertible note conversion price?

The conversion price equals 70% of the lowest daily volume-weighted average price of the ordinary shares during the five trading days before conversion, with a floor equal to 20% of the Nasdaq closing price on the issuance date. These terms govern how many shares investors receive per dollar converted.

How much has Maris-Tech (MTEK) raised under its at-the-market offering program?

Under a sales agreement dated March 30, 2026, Maris-Tech may sell up to $3,007,329 of shares. As of June 7, 2026, it had issued 630,674 ordinary shares through this at-the-market program for aggregate gross proceeds of about $923,000.

Is Maris-Tech (MTEK) currently meeting Nasdaq’s shareholders’ equity requirement?

Based on these equity transactions, Maris-Tech believes its shareholders’ equity now exceeds Nasdaq’s $2,500,000 minimum. Nasdaq will reassess compliance when the company files interim financial statements for the six-month period ended June 30, 2026, and noncompliance could lead to delisting.

What limitations apply to Maris-Tech’s (MTEK) pre-funded warrants?

Each pre-funded warrant is exercisable for one ordinary share at an exercise price of $0.0001 per share and remains exercisable until fully used. Exercises are subject to a 9.99% beneficial ownership limitation, restricting how much of the company’s equity a holder can control.