Mitsubishi UFJ Financial Group (NYSE: MUFG) director converts stock awards
Rhea-AI Filing Summary
Mitsubishi UFJ Financial Group director Norio Kanie reported the settlement of stock compensation awards in connection with retirement. 10,826 Stock Compensation Plan Points were converted into common stock and cash, resulting in the acquisition of 5,400 common shares and bringing direct holdings to 40,700 shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 5,400 shares
Net Buy
2 txns
Insider
Kanie Norio
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Stock Compensation Plan Points F2 | 10,826 | $0.00 | $0.00 |
| Other | Common Stock F1 | 5,400 | $0.00 | $0.00 |
Holdings After Transaction:
Stock Compensation Plan Points — 18,435 shares (Direct);
Common Stock — 40,700 shares (Direct)
Footnotes (2)
- F1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.
- F2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.
Key Figures
Common shares acquired: 5,400 shares
Direct common shares after transaction: 40,700 shares
Stock Compensation Plan Points converted: 10,826 points
+2 more
5 metrics
Common shares acquired
5,400 shares
Common Stock received upon settlement of stock compensation on 2026-07-14
Direct common shares after transaction
40,700 shares
Director’s direct Common Stock holdings following the 2026-07-14 settlement
Stock Compensation Plan Points converted
10,826 points
Aggregate non-adjustable points settled and converted into common stock and cash
Stock Compensation Plan Points after transaction
18,435 points
Directly owned Stock Compensation Plan Points reported after the conversion event
Transaction date
2026-07-14
Date of stock compensation settlement and derivative conversion
Key Terms
Stock Compensation Plan Points, conversion of derivative security, non-derivative, aggregate non-adjustable points
4 terms
Stock Compensation Plan Points financial
"10,826 Stock Compensation Plan Points were converted into common stock and cash"
conversion of derivative security financial
"The filing categorizes the event as a conversion of derivative security"
non-derivative financial
"Common Stock is reported as a non-derivative security in the transaction"
aggregate non-adjustable points financial
"Represents the aggregate non-adjustable points that were settled upon retirement"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Mitsubishi UFJ (MUFG) director Norio Kanie report?
Director Norio Kanie reported settlement of stock compensation awards. 10,826 Stock Compensation Plan Points were converted into common stock and cash, producing 5,400 new common shares in his account and increasing his direct Mitsubishi UFJ holdings to 40,700 shares.
What derivative securities were involved in Norio Kanie’s MUFG Form 4 filing?
The filing shows 10,826 Stock Compensation Plan Points converted as derivative securities. These points, tied to Mitsubishi UFJ’s stock compensation plan, were settled into common stock and cash, with 18,435 points reported as remaining directly owned afterward.
Was Norio Kanie’s MUFG transaction an open-market buy or sale?
The activity was not an open-market buy or sale. It reflects settlement and conversion of compensation plan points into common stock and cash in connection with retirement, categorized as a conversion of derivative security and an other acquisition or disposition event.
On what date did Norio Kanie’s MUFG stock compensation conversion occur?
The conversion and related settlement of Mitsubishi UFJ stock compensation occurred on July 14, 2026. On that date, 10,826 Stock Compensation Plan Points were converted, resulting in the issuance of 5,400 common shares to Norio Kanie as part of his retirement arrangements.