Mitsubishi UFJ director settles stock awards

Q: What insider transaction did Mitsubishi UFJ (MUFG) director Norio Kanie report?

Director Norio Kanie reported settlement of stock compensation awards. 10,826 Stock Compensation Plan Points were converted into common stock and cash, producing 5,400 new common shares in his account and increasing his direct Mitsubishi UFJ holdings to 40,700 shares.

Q: What derivative securities were involved in Norio Kanie’s MUFG Form 4 filing?

The filing shows 10,826 Stock Compensation Plan Points converted as derivative securities. These points, tied to Mitsubishi UFJ’s stock compensation plan, were settled into common stock and cash, with 18,435 points reported as remaining directly owned afterward.

Q: Was Norio Kanie’s MUFG transaction an open-market buy or sale?

The activity was not an open-market buy or sale. It reflects settlement and conversion of compensation plan points into common stock and cash in connection with retirement, categorized as a conversion of derivative security and an other acquisition or disposition event.

Mitsubishi UFJ Financial Group director Norio Kanie reported the settlement of stock compensation awards in connection with retirement.

Accepted by SEC EDGAR 07/15/2026 - 06:15 AM EDT

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Mitsubishi UFJ Financial Group director Norio Kanie reported the settlement of stock compensation awards in connection with retirement. 10,826 Stock Compensation Plan Points were converted into common stock and cash, resulting in the acquisition of 5,400 common shares and bringing direct holdings to 40,700 shares.

Insider Trade Summary

10,826 shares exercised/converted

Exercise 2 txns

Insider Kanie Norio

Role Director

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points ^F2	10,826	$0.00	$0.00
Other	Common Stock ^F1	5,400	$0.00	$0.00

Holdings After Transaction: Stock Compensation Plan Points — 18,435 contracts (Direct); Common Stock — 40,700 shares (Direct)

Holdings Before and After: Stock Compensation Plan Points, 29,261 to 18,435 contracts (Direct); Common Stock, 35,300 to 40,700 shares (Direct)

Footnotes (2)

F1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.
F2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Common shares acquired: 5,400 shares Direct common shares after transaction: 40,700 shares Stock Compensation Plan Points converted: 10,826 points +2 more

5 metrics

Common shares acquired 5,400 shares Common Stock received upon settlement of stock compensation on 2026-07-14

Direct common shares after transaction 40,700 shares Director’s direct Common Stock holdings following the 2026-07-14 settlement

Stock Compensation Plan Points converted 10,826 points Aggregate non-adjustable points settled and converted into common stock and cash

Stock Compensation Plan Points after transaction 18,435 points Directly owned Stock Compensation Plan Points reported after the conversion event

Transaction date 2026-07-14 Date of stock compensation settlement and derivative conversion

Key Terms

Stock Compensation Plan Points, conversion of derivative security, non-derivative, aggregate non-adjustable points

4 terms

Stock Compensation Plan Points financial

"10,826 Stock Compensation Plan Points were converted into common stock and cash"

conversion of derivative security financial

"The filing categorizes the event as a conversion of derivative security"

non-derivative financial

"Common Stock is reported as a non-derivative security in the transaction"

aggregate non-adjustable points financial

"Represents the aggregate non-adjustable points that were settled upon retirement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Mitsubishi UFJ (MUFG) director Norio Kanie report?

Director Norio Kanie reported settlement of stock compensation awards. 10,826 Stock Compensation Plan Points were converted into common stock and cash, producing 5,400 new common shares in his account and increasing his direct Mitsubishi UFJ holdings to 40,700 shares.

How many MUFG common shares does Norio Kanie hold after this transaction?

After the reported transactions, Norio Kanie directly holds 40,700 common shares of Mitsubishi UFJ Financial Group. This figure reflects the addition of 5,400 shares received upon settlement of stock compensation points linked to his retirement.

What derivative securities were involved in Norio Kanie’s MUFG Form 4 filing?

The filing shows 10,826 Stock Compensation Plan Points converted as derivative securities. These points, tied to Mitsubishi UFJ’s stock compensation plan, were settled into common stock and cash, with 18,435 points reported as remaining directly owned afterward.

Was Norio Kanie’s MUFG transaction an open-market buy or sale?

The activity was not an open-market buy or sale. It reflects settlement and conversion of compensation plan points into common stock and cash in connection with retirement, categorized as a conversion of derivative security and an other acquisition or disposition event.

On what date did Norio Kanie’s MUFG stock compensation conversion occur?

The conversion and related settlement of Mitsubishi UFJ stock compensation occurred on July 14, 2026. On that date, 10,826 Stock Compensation Plan Points were converted, resulting in the issuance of 5,400 common shares to Norio Kanie as part of his retirement arrangements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kanie Norio

(Last)

(First)

(Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO

JAPAN

100-8330

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	07/14/2026		J⁽¹⁾		5,400	A	$0⁽¹⁾	40,700	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Compensation Plan Points⁽²⁾	⁽²⁾	07/14/2026		C			10,826	⁽²⁾	⁽²⁾	Common Stock	10,826	$0	18,435	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR