STOCK TITAN

Nature's Sunshine (NATR): Prescott Group funds add 141,389 shares

(Very High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Entities affiliated with Prescott Group reported multiple open-market purchases of Nature's Sunshine Products, Inc. common stock between August 6 and 10, 2026. Through the Master Fund accounts of Prescott Group Aggressive Small Cap funds, they bought an aggregate of 141,389 shares at prices between $15.64 and $16.75 per share, all reported as indirectly held. Prescott Group Capital Management, L.L.C. and Phil Frohlich disclaim beneficial ownership of these shares for Section 16 purposes, although Frohlich is described as controlling voting and disposition authority at the time of purchase.

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Insider PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., PRESCOTT GROUP AGGRESSIVE SMALL CAP LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP, FROHLICH PHIL
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
Bought 141,389 shs ($2.32M)
Type Security Shares Price Value
Purchase Common Stock, no par value F1, F2 876 $15.64 $14K
Purchase Common Stock, no par value F1, F2 16,928 $15.80 $267K
Purchase Common Stock, no par value F1, F2 13,072 $15.78 $206K
Purchase Common Stock, no par value F1, F2 10,000 $16.01 $160K
Purchase Common Stock, no par value F1, F2 10,000 $16.46 $165K
Purchase Common Stock, no par value F1, F2 1,000 $16.48 $16K
Purchase Common Stock, no par value F1, F2 20,000 $16.55 $331K
Purchase Common Stock, no par value F1, F2 5,000 $16.62 $83K
Purchase Common Stock, no par value F1, F2 30,000 $16.68 $500K
Purchase Common Stock, no par value F1, F2 20,000 $16.69 $334K
Purchase Common Stock, no par value F1, F2 10,000 $16.72 $167K
Purchase Common Stock, no par value F1, F2 2,000 $16.35 $33K
Purchase Common Stock, no par value F1, F2 2,513 $16.75 $42K
Holdings After Transaction: Common Stock, no par value — 1,924,486 shares (Indirect, See Footnote)
Footnotes (2)
  1. F1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
  2. F2. This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Total shares purchased 141,389 shares Aggregate open-market buys reported for August 6–10, 2026
Lowest purchase price $15.64 per share Common stock purchase on August 10, 2026
Highest purchase price $16.75 per share Common stock purchase on August 6, 2026
Number of purchase transactions 13 Non-derivative open-market transactions in this Form 4
beneficial owner regulatory
"shall not be construed as an admission that Prescott Capital or Phil Frohlich is or was ... the beneficial owner"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Rule 16a-1 regulatory
"Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership"
ten percent owner regulatory
"reporting person is indicated as a ten percent owner of the issuer"
capital allocation financial
"Prescott Capital receives a portion of the profits in the way of a capital allocation from the Small Cap Funds"
Capital allocation is the process of deciding how a company or individual uses their money to grow, pay bills, save, or invest. It matters because good decisions can help build wealth and ensure resources are used wisely, while poor choices can limit growth or cause financial problems. Think of it like managing your allowance—deciding whether to spend, save, or invest to meet your goals.
indirect ownership financial
"Common Stock held indirectly by Prescott Capital because it controlled the disposition and voting"

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FAQ

What did Prescott Group report in this Form 4 for NATR?

Prescott Group–affiliated entities reported open-market purchases of Nature's Sunshine common stock, totaling 141,389 shares, made between August 6 and 10, 2026, all held indirectly through a Master Fund structure.

How many NATR shares were bought and at what prices?

Affiliated funds bought 141,389 shares of Nature's Sunshine common stock at prices ranging from $15.64 to $16.75 per share, across 13 separate open-market purchase transactions reported in this Form 4.

Who is shown as owning the NATR shares in this Form 4?

The shares are held in the account of the Master Fund for Prescott Group Aggressive Small Cap funds. Ownership is reported as indirect through these funds and Prescott Capital, rather than direct personal holdings.

Do Prescott Capital and Phil Frohlich claim beneficial ownership of these NATR shares?

No. The filing states Prescott Group Capital Management, L.L.C. and Phil Frohlich disclaim beneficial ownership of the shares for Section 16 purposes under Rule 16a-1, despite Frohlich controlling voting and disposition at purchase.

Were the NATR transactions under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked, and the footnotes do not describe a trading plan, so the purchases are not characterized here as made under a 10b5-1 plan.

How is Phil Frohlich connected to the NATR share purchases?

Phil Frohlich is identified as the managing member of Prescott Capital, which serves as general partner and investment manager to the funds. He reports the shares indirectly because he controlled voting and disposition of the securities at the time of purchase.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

(Last)(First)(Middle)
1924 S UTICA AVE
SUITE 1120

(Street)
TULSA OKLAHOMA 74104-6429

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NATURES SUNSHINE PRODUCTS INC [ NATR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, no par value08/06/2026P2,000A$16.351,785,097(1)ISee Footnote(2)
Common Stock, no par value08/06/2026P2,513A$16.751,787,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P10,000A$16.461,797,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P1,000A$16.481,798,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P20,000A$16.551,818,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P5,000A$16.621,823,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P30,000A$16.681,853,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P20,000A$16.691,873,610(1)ISee Footnote(2)
Common Stock, no par value08/07/2026P10,000A$16.721,883,610(1)ISee Footnote(2)
Common Stock, no par value08/10/2026P876A$15.641,884,486(1)ISee Footnote(2)
Common Stock, no par value08/10/2026P16,928A$15.81,901,414(1)ISee Footnote(2)
Common Stock, no par value08/10/2026P13,072A$15.781,914,486(1)ISee Footnote(2)
Common Stock, no par value08/10/2026P10,000A$16.011,924,486(1)ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

(Last)(First)(Middle)
1924 S UTICA AVE
SUITE 1120

(Street)
TULSA OKLAHOMA 74104-6429

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
PRESCOTT GROUP AGGRESSIVE SMALL CAP LP

(Last)(First)(Middle)
1924 SOUTH IRICA SUITE 1120

(Street)
TULSA OKLAHOMA 741046529

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP

(Last)(First)(Middle)
1924 S UTICA SUITE # 1120

(Street)
TULSA OKLAHOMA 74104-6529

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP

(Last)(First)(Middle)
1924 S UTICA SUITE # 1120

(Street)
TULSA OKLAHOMA 74104-6529

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
FROHLICH PHIL

(Last)(First)(Middle)
1924 SOUTH IRICA SUITE 1120

(Street)
TULSA OKLAHOMA 741046529

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
2. This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., Name: /s/ Phil Frohlich, Title: Managing Member08/10/2026
PRESCOTT GROUP AGGRESSIVE SMALL CAP, L.P., By: Prescott Group Capital Management, L.L.C., its general partner, Name: /s/ Phil Frohlich, Title: Managing Member08/10/2026
PRESCOTT GROUP AGGRESSIVE SMALL CAP II, L.P., By: Prescott Group Capital Management, L.L.C., its general partner, Name: /s/ Phil Frohlich, Title: Managing Member08/10/2026
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P., By: Prescott Group Aggressive Small Cap, L.P., GP, By: Prescott Group Aggressive Small Cap II, L.P., GP, By: Prescott Group Capital Management, L.L.C., GP, Name: /s/ Phil Frohlich, Title: MM08/10/2026
/s/ Phil Frohlich08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)