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National Bank Holdings Corporation filings document the regulatory record of a Delaware bank holding company with Class A common stock listed on the NYSE under NBHC. The company’s 8-K reports cover operating and financial results, dividend declarations, capital actions, material agreements and securities offerings, including subordinated notes used for general corporate purposes.
Proxy and related governance filings describe board matters, shareholder voting items, executive compensation, equity-based awards and pay-versus-performance disclosures. The filing record also includes capital-structure disclosures for common stock, debt instruments, repurchase activity, bank regulatory capital measures and the holding-company relationship with NBH Bank and Bank of Jackson Hole Trust.
Birkans Aldis reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp president Aldis Birkans received a compensation-related stock award. He was granted 15,523 shares of National Bank Holdings common stock as restricted stock, with no cash paid, reflecting the value of services rendered. These restricted shares will vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, as long as he remains employed through each vesting date. After this award, Birkans directly holds 264,445 common shares, including 221,730 shares of restricted stock, indicating a substantial ongoing equity stake tied to the company’s long-term performance.
Van Denabeele Nicole reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that its Chief Financial Officer, Nicole Van Denabeele, received a grant of 5,821 shares of restricted common stock. The award was granted as compensation, with no cash paid other than the value of services rendered.
The restricted stock was issued under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, assuming continued service. Following this grant, Van Denabeele directly holds 19,231 shares of common stock, including 10,523 shares of restricted common stock.
LANEY G. TIMOTHY reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Executive Officer Timothy G. Laney received a grant of 33,326 shares of restricted common stock at no cash cost, as compensation for services. These shares vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on his continued service. After this award, he directly holds 695,464 common shares, including 449,721 restricted shares.
National Bank Holdings Corp reported that Chief Accounting Officer Emily Gooden received a grant of 517 shares of restricted common stock as equity compensation. The award was granted at no cash cost and vests in equal parts on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on continued service. After this grant, Gooden directly holds 4,089 common shares, including 1,905 restricted shares and 55 shares acquired under the employee stock purchase plan.
PETRUCCI ANGELA NICOLE reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp granted Chief Admin Officer Angela Nicole Petrucci 4,178 shares of restricted common stock as equity compensation. The award was granted for services rendered, with no cash paid. These restricted shares will vest in equal portions on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on her continued service. Following this grant, she directly holds 24,403 shares of common stock, including 10,677 shares of restricted stock.
Sznewajs Daniel L reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Corporate Development Officer and Treasurer Daniel L. Sznewajs received a grant of 3,250 shares of restricted common stock as equity compensation. The award was made at no cash cost to him and is tied to continued service.
The restricted stock was granted under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in equal portions on April 28, 2027, April 28, 2028, and April 28, 2029, if he remains employed through each vesting date. Following the grant, he directly holds 5,803 common shares, including 5,520 shares of restricted stock.
Newfield Richard U Jr. reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,781 shares of restricted common stock on March 17, 2026. The award was granted for services, with no cash paid by him.
The restricted stock was issued under the 2023 Omnibus Incentive Plan and will vest in equal parts on April 28, 2027, April 28, 2028, and April 28, 2029, subject to his continued service. Following this grant, he directly holds 153,766 shares, including 12,463 restricted shares.
National Bank Holdings Corp Chief Administrative Officer Angela Nicole Petrucci reported equity compensation activity in company common stock. She acquired 1,402 shares at a price of $0.0000 per share as a grant from the settlement of a performance stock unit award granted on April 1, 2023. In connection with this settlement, 693 shares at $39.9900 per share were withheld to cover taxes, described as a tax-withholding disposition rather than an open-market sale. Following these transactions, she directly owned 20,225 shares of National Bank Holdings common stock, including 53 shares acquired under the employee stock purchase plan on February 27, 2026.
National Bank Holdings Corp Chief Financial Officer Nicole Van Denabeele acquired 568 shares of common stock through the settlement of a previously granted performance stock unit award. On the same date, 269 shares were withheld at $39.99 per share to cover taxes related to this settlement, leaving her with 13,410 directly owned shares, which include 50 shares acquired under the employee stock purchase plan on February 27, 2026.
National Bank Holdings Corp reported that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,104 shares of common stock on March 1, 2026 at a stated price of $0 per share, reflecting the settlement of a performance stock unit award granted on April 1, 2023. To cover taxes tied to this settlement, 1,040 shares were disposed of the same day at $39.99 per share through share withholding, rather than an open-market sale. Following these transactions, Newfield directly owned 150,985 common shares, which includes shares previously acquired through the company’s Employee Stock Purchase Plan on August 29, 2025 and February 27, 2026.