The9 COO reports 1,915 ADS stake on Form 3

The9 LTD filed an initial statement of beneficial ownership for its Chief Operating Officer, Gao Yan Gary.

Rhea-AI Filing Summary

The9 LTD filed an initial statement of beneficial ownership for its Chief Operating Officer, Gao Yan Gary. The filing reports that he directly holds 1,915 American Depositary Shares (ADS) of The9 LTD. According to the footnote, each ADS represents 300 Class A Ordinary Shares of the company.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gao Yan Gary

Role Chief Operating Officer

Type	Security	Shares	Price	Value
holding	American Depositary Shares	--	--	--

Holdings After Transaction: American Depositary Shares — 1,915 shares (Direct)

Footnotes (1)

1. F1. Each American Depositary Share represents 300 Class A Ordinary Shares of the Issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does The9 LTD (NCTY) Form 3 filing report for Gao Yan Gary?

The Form 3 reports that Chief Operating Officer Gao Yan Gary directly holds 1,915 American Depositary Shares of The9 LTD. This document is an initial statement of beneficial ownership, not a record of a new stock purchase or sale.

How many The9 LTD (NCTY) ADS does the COO beneficially own?

The filing shows the COO beneficially owns 1,915 American Depositary Shares of The9 LTD directly. This figure represents his reported ownership position as of the Form 3 filing date, serving as a baseline for any future insider transaction reports.

What does each The9 LTD (NCTY) American Depositary Share represent?

Each The9 LTD American Depositary Share represents 300 Class A Ordinary Shares, according to the footnote. ADS structures allow investors to trade a foreign company’s equity on U.S. markets through depositary receipts backed by underlying ordinary shares.

Is the The9 LTD (NCTY) COO Form 3 a buy or sell transaction?

The Form 3 for The9 LTD’s COO does not record a buy or sell transaction. Instead, it is an initial statement listing his existing beneficial ownership of 1,915 ADS, establishing a starting point for any future Form 4 or Form 5 reports.

What ownership type is reported in The9 LTD (NCTY) Form 3 for the COO?

The filing classifies the COO’s position as direct ownership of 1,915 American Depositary Shares. No indirect holdings through trusts, entities, or family members are listed in this Form 3, and no derivative securities are reported in the derivative section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 06:56 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gao Yan Gary

(Last) (First) (Middle)

30-1301 388 FURONGJIANG ROAD

(Street)

SHANGHAI F4 200051

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
The9 LTD [ NCTY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)	1,915	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each American Depositary Share represents 300 Class A Ordinary Shares of the Issuer.

	/s/ Gao Gary	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.