Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
NASDAQ, INC. executive Bradley J. Peterson, EVP and CIO, sold 13,000 shares of common stock on July 24, 2026 in an open-market transaction at a weighted average price of $92.61, with individual sale prices between $92.58 and $92.66. After this sale, he holds 128,293 shares, consisting of 64,377 shares or units of restricted stock (38,372 vested), 58,618 shares underlying performance stock units (48,986 vested), and 5,298 shares purchased under the Employee Stock Purchase Plan.
Nasdaq, Inc. officer Nelson Griggs, President of Capital Access Platforms, reported open-market sales of a total of 17,787 common shares. He sold 6,777 shares on July 24, 2026 at $92.53 per share and 11,010 shares on July 27, 2026 at a weighted-average $93.96 (range $93.83–$94.10). He continues to hold equity awards covering 66,960 restricted shares or units and 149,051 PSUs, with substantial portions already vested.
Nasdaq, Inc. (NDAQ) insider P C Griggs filed a notice of proposed sale of up to 11,010 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares, valued at $1,034,459.96 as of 07/27/2026, relate to restricted stock acquired on 07/01/2025.
The filing also lists prior sales in the last three months: 6,777 shares on 07/24/2026 for $627,075.81 and 5,093 shares on 05/18/2026 for $471,688.20.
Bradley J. Peterson has filed a notice for the proposed sale of 13,000 shares of common stock of NDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services, to be sold on the NASDAQ on or after 07/24/2026 with an aggregate market value of $1,203,910.50. These securities are classified as Performance Shares acquired on 02/11/2026.
The filing also reports that during the past three months, a prior sale of 7,710 common shares occurred on 04/28/2026 for total proceeds of $700,209.09.
NDAQ insider P C Griggs filed to sell common stock under Rule 144. The filing lists a planned sale of 6,777 shares of Nasdaq, Inc. common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $627,075.81, expected on July 24, 2026 on NASDAQ. It also notes prior acquisitions of performance shares from the issuer and reports that 5,093 shares of common stock were sold on May 18, 2026 for $471,688.20.
Nasdaq, Inc. reported higher revenue and earnings in 2026. For the quarter ended June 30, 2026, total revenues were $2,532 million and revenues less transaction-based expenses were $1,500 million, generating operating income of $712 million and net income attributable to Nasdaq of $507 million, or $0.89 per diluted share, up from $0.78 a year earlier.
For the first six months of 2026, revenues were $4,670 million and revenues less transaction-based expenses were $2,908 million. Operating income reached $1,369 million and net income attributable to Nasdaq was $1,026 million, or $1.80 per diluted share. Increases occurred across Capital Access Platforms, Financial Technology and Market Services, with notable gains in Index, Capital Markets Technology and Market Services, net.
At June 30, 2026, total assets were $27,341 million and total debt obligations were $8,761 million, including $269 million of commercial paper, supported by a new $1.50 billion revolving credit facility. Operating cash flow for the first half was $1,400 million. Nasdaq returned capital through $903 million of share repurchases, including an accelerated share repurchase, and $327 million of cash dividends, while managing default funds and margin deposits totaling $7,885 million within its clearing operations.
Nasdaq, Inc. reported second-quarter 2026 results, with net revenue of $1.5 billion, up 15% year over year, driven by 17% growth in Solutions revenue and 11% growth in Market Services net revenue. Annualized Recurring Revenue reached $3.3 billion, up 11%, with SaaS representing 38%.
GAAP diluted EPS was $0.89, up 14%, and non-GAAP diluted EPS was $1.07, up 25%. Non-GAAP operating margin was 57%. The Index business generated $271 million of revenue, up 38%, as Index ETP AUM surpassed $1.114 trillion with $51 billion of net inflows in the quarter, and Nasdaq listed SpaceX, described as the largest IPO in exchange history with an $86 billion raise.
Operating cash flow was $711 million. Nasdaq returned capital to shareholders in the quarter through $174 million of dividends and $356 million of share repurchases and net repaid $162 million of debt. The board declared a quarterly dividend of $0.31 per share, payable September 25, 2026 to shareholders of record on September 11, 2026. For 2026, non-GAAP operating expense guidance was updated to $2.530–$2.570 billion, while maintaining a non-GAAP tax-rate range of 22.5%–24.5%.
NASDAQ, INC. executive Bryan Everard Smith, EVP and Chief People Officer, sold 3,000 shares of common stock in an open-market transaction at $80.00 per share. The sale was made under a pre-arranged Rule 10b5-1(c) trading plan adopted on March 12, 2026, indicating it was scheduled in advance.
After this sale, Smith directly owns 69,203 shares and share-based units, including restricted stock, performance share units and shares bought through the employee stock purchase plan. The transaction represents a small portion of his overall reported holdings.
Nasdaq, Inc. entered into a new Amended and Restated Credit Agreement establishing a senior unsecured five-year revolving credit facility of $1.5 billion. This facility replaces the company’s prior revolving credit agreement and can, under certain conditions, be increased by up to an additional $1.0 billion.
Loans under the facility bear interest at a reference rate plus a margin tied to Nasdaq’s debt ratings, with margins from 87.5 to 150.0 basis points for Benchmark and Daily Simple SOFR loans and 0.0 to 50.0 basis points for alternative base rate loans. A commitment fee of 8.0 to 15.0 basis points applies to unused commitments, also linked to debt ratings.
The agreement includes customary covenants and a financial covenant capping the Leverage Ratio at 3.75 to 1.00, with temporary step-ups permitted following certain material acquisitions. The facility matures on June 30, 2031, and as of July 1, 2026, no loans were outstanding, indicating the facility is currently undrawn.
NDAQ insider sale reported via Form 144. The filing lists 3,000 shares of Common Stock associated with performance shares and identifies a sale of 3,000 shares by Bryan Smith on 06/11/2026 for $260,730.00. The cover also shows 3,000 shares with an aggregate figure of $240,000.00 and a filing/processing date of 07/01/2026.
This disclosure records an insider disposition; the filing names the broker-dealer and class of security. The document does not provide broader context about remaining holdings, plan mechanics, or cash-flow recipients beyond the lines shown.