Nuveen Dynamic Municipal Opportunities Fund (NDMO) revised the stated use of proceeds from common shares issued under its prospectus supplement. The Fund currently anticipates investing substantially all net proceeds in investments that meet its objectives and policies within approximately three months of receipt. Pending investment, proceeds are anticipated to be invested in high-quality, short-term instruments; the Fund may also use them to pay distributions to shareholders.
Nuveen Dynamic Municipal Opportunities Fund (NDMO) filed an initial ownership report for Margot Kleinman, who is identified as a Portfolio Manager. The filing lists no holdings or transactions in NDMO securities for Kleinman, and there is no indication of any Rule 10b5-1 trading plan.
Nuveen Dynamic Municipal Opportunities Fund (NDMO) has an initial Form 3 on file for reporting person Kristen Dejong, identified as a Portfolio Manager. The Form 3 does not report any equity or derivative holdings in NDMO and lists no transactions in the issuer’s securities.
Nuveen Dynamic Municipal Opportunities Fund (NDMO) had an initial ownership report filed for Parth Doshi, identified as a VP but not as a director, officer of the issuer, or ten percent owner. This Form 3 does not list any transactions or specific equity holdings for the reporting person.
Nuveen’s municipal closed-end funds, including Nuveen Dynamic Municipal Opportunities Fund (NDMO), are calling virtual annual shareholder meetings on August 13, 2026 at 2:00 p.m. Central time. Shareholders of record on June 22, 2026 can vote by mail, phone, internet, or during the webcast.
The main proposals are the election of staggered Board classes across the funds and, for funds with preferred shares, the separate election of two Board members by preferred holders. All nominees are independent and already serving. The Boards use a unitary governance structure with multiple specialized committees overseeing audit, compliance, investments, dividends, nominations and closed-end fund issues.
The statement details NYSE Rule 452 broker voting mechanics for certain preferred share series, quorum requirements for common and preferred shareholders, and extensive information on Board member backgrounds, diversity considerations, meeting attendance and committee roles. It also discloses updated Board compensation levels, including a base annual retainer of $355,000 and additional retainers for committee work and the independent Chair.
Nuveen Dynamic Municipal Opportunities Fund ownership filing: First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly report beneficial ownership of 3,811,272 shares of Common stock (CUSIP 67079X102), representing 6.33% of the class as of 03/31/2026. The filing states the three entities are affiliated, that the holdings are shared dispositive power, and that they disclaim beneficial ownership of shares held in certain trusts and accounts.
Nuveen Dynamic Municipal Opportunities Fund filed an initial ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer subject to insider reporting rules but does not list any specific share holdings or transactions.
Nuveen Dynamic Municipal Opportunities Fund (NDMO) disclosed a Form 3 initial statement of beneficial ownership for an officer identified as VP and Treasurer. The filing states that no securities are beneficially owned. The event date is 09/10/2025, and the form was filed by one reporting person. This is a routine Section 16 disclosure indicating the insider currently reports no holdings in NDMO.