Welcome to our dedicated page for Nuveen Dynamic Municipal Opportunities SEC filings (Ticker: NDMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Nuveen’s municipal closed-end funds, including Nuveen Dynamic Municipal Opportunities Fund (NDMO), are calling virtual annual shareholder meetings on August 13, 2026 at 2:00 p.m. Central time. Shareholders of record on June 22, 2026 can vote by mail, phone, internet, or during the webcast.
The main proposals are the election of staggered Board classes across the funds and, for funds with preferred shares, the separate election of two Board members by preferred holders. All nominees are independent and already serving. The Boards use a unitary governance structure with multiple specialized committees overseeing audit, compliance, investments, dividends, nominations and closed-end fund issues.
The statement details NYSE Rule 452 broker voting mechanics for certain preferred share series, quorum requirements for common and preferred shareholders, and extensive information on Board member backgrounds, diversity considerations, meeting attendance and committee roles. It also discloses updated Board compensation levels, including a base annual retainer of $355,000 and additional retainers for committee work and the independent Chair.
Nuveen Dynamic Municipal Opportunities Fund ownership filing: First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly report beneficial ownership of 3,811,272 shares of Common stock (CUSIP 67079X102), representing 6.33% of the class as of 03/31/2026. The filing states the three entities are affiliated, that the holdings are shared dispositive power, and that they disclaim beneficial ownership of shares held in certain trusts and accounts.
Nuveen Dynamic Municipal Opportunities Fund filed an initial ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer subject to insider reporting rules but does not list any specific share holdings or transactions.
Nuveen Dynamic Municipal Opportunities Fund (NDMO) disclosed a Form 3 initial statement of beneficial ownership for an officer identified as VP and Treasurer. The filing states that no securities are beneficially owned. The event date is 09/10/2025, and the form was filed by one reporting person. This is a routine Section 16 disclosure indicating the insider currently reports no holdings in NDMO.