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NDMO (NDMO) EVP Chief Risk & Compliance files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Dynamic Municipal Opportunities Fund filed an initial ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as an officer subject to insider reporting rules but does not list any specific share holdings or transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
C/O NUVEEN

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Dynamic Municipal Opportunities Fund [ NDMO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for NDMO and Joseph Castro represent?

The Form 3 filing establishes Joseph Castro as an insider of Nuveen Dynamic Municipal Opportunities Fund. It is an initial statement of beneficial ownership, confirming his officer role and subjecting him to ongoing insider reporting requirements for future trades or holdings in NDMO shares.

Did Joseph Castro report any NDMO share transactions on this Form 3?

No transactions are reported on this Form 3 for Joseph Castro. The insider filing data show zero buys, zero sells, and no acquire or dispose activity, meaning this submission only records his insider status rather than any specific trading in NDMO shares.

What is Joseph Castro’s role at Nuveen Dynamic Municipal Opportunities Fund (NDMO)?

Joseph Castro is identified as an officer of Nuveen Dynamic Municipal Opportunities Fund, holding the title of EVP, Chief Risk & Compliance. This senior role links him to risk management and compliance oversight, which is why he is subject to insider ownership reporting rules.

Does the NDMO Form 3 disclose Joseph Castro as a 10% owner?

The Form 3 data indicate Joseph Castro is not a ten percent owner of NDMO. The insider record flags his status as an officer only, without designating him as a director or large shareholder, and lists no specific share amounts in this initial ownership statement.

Why are there no share amounts listed for Joseph Castro in the NDMO Form 3?

The insider dataset for this Form 3 shows no reported holdings or transactions, with all transaction counts and share amounts at zero. This suggests the filing’s primary purpose is to register Castro’s insider status rather than to detail current positions in Nuveen Dynamic Municipal Opportunities Fund.