NDMO manager becomes reporting person, no shares

A portfolio manager becomes a reporting person for NDMO with no holdings or trades disclosed.

Rhea-AI Filing Summary

Nuveen Dynamic Municipal Opportunities Fund (NDMO) filed an initial ownership report for Margot Kleinman, who is identified as a Portfolio Manager. The filing lists no holdings or transactions in NDMO securities for Kleinman, and there is no indication of any Rule 10b5-1 trading plan.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Holding entries: 0 entries

3 metrics

Reported buy transactions 0 transactions BuyCount in the transaction summary for the Form 3

Reported sell transactions 0 transactions SellCount in the transaction summary for the Form 3

Holding entries 0 entries HoldingEntries in the transaction summary, indicating no reported positions

Key Terms

Form 3, Portfolio Manager, reporting person

3 terms

Form 3 regulatory

"This Form 3 establishes initial reporting status for Portfolio Manager Margot Kleinman"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Portfolio Manager financial

"The reporting person is Margot Kleinman, identified as a Portfolio Manager"

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

reporting person regulatory

"The Form 3 establishes her status as a reporting person for NDMO securities"

FAQ

Who is the reporting person in NDMO's latest Form 3 filing?

The reporting person is Margot Kleinman, who is identified in the filing as a Portfolio Manager associated with Nuveen Dynamic Municipal Opportunities Fund (NDMO). The Form 3 establishes her status as a reporting person for NDMO securities.

Does the NDMO Form 3 for Margot Kleinman report any share ownership?

No. The Form 3 for Margot Kleinman reports no holdings of Nuveen Dynamic Municipal Opportunities Fund (NDMO) securities. The structured data show zero holding entries and no reported beneficial ownership position.

Are there any buy or sell transactions reported for NDMO in this Form 3?

No. The filing reports no transactions for Nuveen Dynamic Municipal Opportunities Fund (NDMO) by Margot Kleinman. BuyCount, SellCount, AcquireCount, and DisposeCount are all shown as 0 in the transaction summary.

Does the NDMO Form 3 indicate use of a Rule 10b5-1 trading plan?

No. The Form 3’s Rule 10b5-1 indicator is null, and there is no separate statement in the data tying any activity to a Rule 10b5-1 trading plan. The filing contains no plan-related disclosure for Margot Kleinman.

What is the purpose of this Form 3 related to NDMO?

This Form 3 establishes initial reporting status for Portfolio Manager Margot Kleinman with respect to Nuveen Dynamic Municipal Opportunities Fund (NDMO). It shows she is a reporting person but currently has no reported holdings or transactions in NDMO securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 01:28 PM Accepted by SEC EDGAR 09/03/2026 - 01:27 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

333 W. WACKER DRIVE

C/O NUVEEN

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Nuveen Dynamic Municipal Opportunities Fund [ NDMO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)