STOCK TITAN

NDMO VP Parth Doshi reports no share holdings

Nuveen Dynamic Municipal Opportunities Fund (NDMO) had an initial ownership report filed for Parth Doshi, identified as a VP but not as a director, officer of the issuer, or ten percent owner.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Dynamic Municipal Opportunities Fund (NDMO) had an initial ownership report filed for Parth Doshi, identified as a VP but not as a director, officer of the issuer, or ten percent owner. This Form 3 does not list any transactions or specific equity holdings for the reporting person.

Positive

  • None.

Negative

  • None.
Buy transactions 0 buyCount in transactionSummary
Sell transactions 0 sellCount in transactionSummary
Holding entries 0 holdingEntries in transactionSummary

FAQ

What does the Form 3 filing for NDMO report about Parth Doshi?

It reports that Parth Doshi, described as a VP, is a reporting person for Nuveen Dynamic Municipal Opportunities Fund (NDMO). The filing does not identify him as a director, officer of the issuer, or ten percent owner and shows no reported holdings or transactions.

Are any buy or sell transactions reported in this NDMO Form 3?

No. The Form 3 for NDMO shows no transactions: buyCount, sellCount, acquireCount, and disposeCount are all zero, and there are no derivative transactions reported.

Does the NDMO Form 3 show any share ownership for Parth Doshi?

No. The Form 3 indicates holdingEntries = 0, meaning no specific equity holdings or derivative positions for Parth Doshi are listed in this initial ownership statement.

Is Parth Doshi a ten percent owner of NDMO according to this filing?

According to the Form 3 data, is_ten_percent_owner = 0 for Parth Doshi, so he is not reported as a ten percent owner of Nuveen Dynamic Municipal Opportunities Fund (NDMO).

Does the NDMO Form 3 mention a Rule 10b5-1 trading plan?

No. The 10b5-1 plan indicator aff_10b5_one is null, and there are no footnotes or transactions indicating that any trades were made pursuant to a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doshi Parth

(Last)(First)(Middle)
333 W. WACKER DRIVE
C/O NUVEEN

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
Nuveen Dynamic Municipal Opportunities Fund [ NDMO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
VP
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
doshipoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)