NDMO VP Parth Doshi reports no share holdings
Nuveen Dynamic Municipal Opportunities Fund (NDMO) had an initial ownership report filed for Parth Doshi, identified as a VP but not as a director, officer of the issuer, or ten percent owner.
Rhea-AI Filing Summary
Nuveen Dynamic Municipal Opportunities Fund (NDMO) had an initial ownership report filed for Parth Doshi, identified as a VP but not as a director, officer of the issuer, or ten percent owner. This Form 3 does not list any transactions or specific equity holdings for the reporting person.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0
Sell transactions: 0
Holding entries: 0
3 metrics
Buy transactions
0
buyCount in transactionSummary
Sell transactions
0
sellCount in transactionSummary
Holding entries
0
holdingEntries in transactionSummary
FAQ
What does the Form 3 filing for NDMO report about Parth Doshi?
It reports that Parth Doshi, described as a VP, is a reporting person for Nuveen Dynamic Municipal Opportunities Fund (NDMO). The filing does not identify him as a director, officer of the issuer, or ten percent owner and shows no reported holdings or transactions.
Are any buy or sell transactions reported in this NDMO Form 3?
No. The Form 3 for NDMO shows no transactions: buyCount, sellCount, acquireCount, and disposeCount are all zero, and there are no derivative transactions reported.
Is Parth Doshi a ten percent owner of NDMO according to this filing?
According to the Form 3 data, is_ten_percent_owner = 0 for Parth Doshi, so he is not reported as a ten percent owner of Nuveen Dynamic Municipal Opportunities Fund (NDMO).
Does the NDMO Form 3 mention a Rule 10b5-1 trading plan?
No. The 10b5-1 plan indicator aff_10b5_one is null, and there are no footnotes or transactions indicating that any trades were made pursuant to a Rule 10b5-1 plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.