NEA (NEA) EVP Joseph Castro identified as insider in Form 3 filing
Rhea-AI Filing Summary
Nuveen AMT-Free Quality Municipal Income Fund filed an initial insider ownership report for executive officer Joseph Castro. Castro is identified as an officer with the title EVP, Chief Risk & Compliance. The filing does not list any insider buy or sell transactions and serves to formally register his insider status for reporting purposes.
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FAQ
What does the NEA Form 3 filing for Joseph Castro show?
The NEA Form 3 filing shows that Joseph Castro is an officer of Nuveen AMT-Free Quality Municipal Income Fund, serving as EVP, Chief Risk & Compliance. It is an initial statement of insider status and does not report any stock transactions.
What is Joseph Castro’s role at Nuveen AMT-Free Quality Municipal Income Fund (NEA)?
Joseph Castro is listed as an officer of Nuveen AMT-Free Quality Municipal Income Fund with the title EVP, Chief Risk & Compliance. This senior role involves overseeing risk and compliance functions, as reflected in the insider ownership filing.
Why is a Form 3 filed for NEA’s executive Joseph Castro?
A Form 3 is filed to provide an initial statement of beneficial ownership for an insider. For NEA, it records that Joseph Castro, EVP, Chief Risk & Compliance, is an officer subject to ongoing insider reporting rules, even though no transactions are disclosed.
Does the NEA Form 3 for Joseph Castro indicate any ownership amounts?
The available Form 3 data for Joseph Castro at NEA does not list specific ownership amounts. It focuses on identifying him as an officer, EVP, Chief Risk & Compliance, and establishing his status for future insider transaction reporting.