STOCK TITAN

NEA (NEA) EVP Joseph Castro identified as insider in Form 3 filing

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen AMT-Free Quality Municipal Income Fund filed an initial insider ownership report for executive officer Joseph Castro. Castro is identified as an officer with the title EVP, Chief Risk & Compliance. The filing does not list any insider buy or sell transactions and serves to formally register his insider status for reporting purposes.

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AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the NEA Form 3 filing for Joseph Castro show?

The NEA Form 3 filing shows that Joseph Castro is an officer of Nuveen AMT-Free Quality Municipal Income Fund, serving as EVP, Chief Risk & Compliance. It is an initial statement of insider status and does not report any stock transactions.

Did Joseph Castro buy or sell NEA shares in this Form 3?

No, this Form 3 for NEA does not report any buys or sells. It only identifies Joseph Castro as an executive officer with the title EVP, Chief Risk & Compliance, establishing his obligation to report future insider transactions.

What is Joseph Castro’s role at Nuveen AMT-Free Quality Municipal Income Fund (NEA)?

Joseph Castro is listed as an officer of Nuveen AMT-Free Quality Municipal Income Fund with the title EVP, Chief Risk & Compliance. This senior role involves overseeing risk and compliance functions, as reflected in the insider ownership filing.

Why is a Form 3 filed for NEA’s executive Joseph Castro?

A Form 3 is filed to provide an initial statement of beneficial ownership for an insider. For NEA, it records that Joseph Castro, EVP, Chief Risk & Compliance, is an officer subject to ongoing insider reporting rules, even though no transactions are disclosed.

Does the NEA Form 3 for Joseph Castro indicate any ownership amounts?

The available Form 3 data for Joseph Castro at NEA does not list specific ownership amounts. It focuses on identifying him as an officer, EVP, Chief Risk & Compliance, and establishing his status for future insider transaction reporting.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen AMT-Free Quality Municipal Income Fund [ NEA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.