Nuveen NEA adds portfolio manager as insider

A portfolio manager for NEA filed an initial Form 3 showing no reportable holdings or transactions.

Rhea-AI Filing Summary

Nuveen AMT-Free Quality Municipal Income Fund (NEA) reported that Margot Kleinman, identified as a Portfolio Manager, has become a reporting person by filing an initial statement of beneficial ownership on Form 3. The filing lists no reportable transactions or equity or derivative holdings for her at this time.

Key Terms

Form 3, beneficial ownership, Portfolio Manager

3 terms

Form 3 regulatory

"has become a reporting person by filing an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Portfolio Manager financial

"Margot Kleinman, identified as a Portfolio Manager, has become a reporting person"

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NEA disclose about Margot Kleinman?

The Form 3 shows that Margot Kleinman is a reporting person for NEA in the role of Portfolio Manager, and it reports no transactions and no equity or derivative holdings for her as of the filing.

Does the NEA Form 3 show any buys or sells by the portfolio manager?

No. The filing’s transaction summary reports 0 buy transactions, 0 sell transactions, and no derivative transactions, indicating no reportable trading activity by the reporting person in NEA securities as of this Form 3.

Are any NEA shares or derivatives reported as owned by the portfolio manager on this Form 3?

No. The Form 3 indicates no non-derivative holdings and no derivative positions for the reporting person, with the holding entries and derivative summary both showing zero positions.

Is there any Rule 10b5-1 trading plan disclosed in the NEA Form 3?

No. The document-level Rule 10b5-1 indicator is null, and there are no transactions or footnotes indicating that any trades were made or planned under a Rule 10b5-1 trading plan.

What is the reporting person’s relationship to Nuveen AMT-Free Quality Municipal Income Fund (NEA)?

The Form 3 identifies the reporting person, Margot Kleinman, as a Portfolio Manager. She is not listed as a director, officer, or ten percent owner of NEA in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/03/2026 - 01:05 PM EDT Accepted by SEC EDGAR 09/03/2026 - 01:04 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Nuveen AMT-Free Quality Municipal Income Fund [ NEA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)