Nuveen NEA names portfolio manager reporting person
A portfolio manager associated with NEA filed an initial Form 3 showing no reported holdings or transactions.
Rhea-AI Filing Summary
Nuveen AMT-Free Quality Municipal Income Fund (NEA) filed an initial ownership report for Kristen Dejong, identified as a Portfolio Manager but not as a director, officer, or ten percent owner. The filing reports no transactions and no specific share holdings or derivative positions.
Positive
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Negative
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Key Terms
Portfolio Manager, Form 3, initial ownership report
3 terms
Portfolio Manager financial
"reporting person is described with the designation Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
Form 3 regulatory
"filed an initial ownership report on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
initial ownership report regulatory
"It is an initial ownership report and does not list any holdings"
FAQ
What does this Form 3 filing mean for Nuveen AMT-Free Quality Municipal Income Fund (NEA)?
The Form 3 identifies Kristen Dejong as a reporting person associated with NEA in the role of Portfolio Manager. It is an initial ownership report and does not list any specific share or derivative holdings.
Are there any buy or sell transactions for NEA reported in this Form 3?
No. The transaction summary for NEA shows zero buy, sell, acquire, dispose, or other transactions. It is purely an initial ownership report without trading activity.
What is Kristen Dejong’s reported role in relation to NEA?
Kristen Dejong is identified with the designation “Portfolio Manager” in relation to Nuveen AMT-Free Quality Municipal Income Fund (NEA). The filing does not classify Dejong as a director, officer, or ten percent owner.
Is there any indication of a Rule 10b5-1 trading plan in this NEA Form 3?
No. The document-level Rule 10b5-1 field is null, and there are no transactions and no footnotes describing any trading plan in this Form 3 for NEA.
AI-generated analysis. How Rhea-AI works. Not financial advice.