Nuveen NEA lists VP Parth Doshi as reporting person
Rhea-AI Filing Summary
Nuveen AMT-Free Quality Municipal Income Fund (NEA) filed an initial Form 3 reporting that Parth Doshi is a reporting person related to the fund, identified with the role "VP." The filing does not list Doshi as a director, officer, or ten percent owner and reports no transactions or current holdings.
Positive
- None.
Negative
- None.
Key Terms
Form 3, reporting person, ten percent owner
3 terms
Form 3 regulatory
"Nuveen AMT-Free Quality Municipal Income Fund filed an initial Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"reports that Parth Doshi is a reporting person related to the fund"
ten percent owner regulatory
"does not list Doshi as a director, officer, or ten percent owner"
FAQ
Is Parth Doshi a ten percent owner of NEA according to this filing?
No. The Form 3 explicitly indicates that Parth Doshi is not a ten percent owner of Nuveen AMT-Free Quality Municipal Income Fund (NEA).
What role is reported for Parth Doshi in relation to NEA?
The Form 3 lists Parth Doshi with the descriptor "VP" under the "other" relationship field, while the boxes for director, officer, and ten percent owner are not selected.
Does the NEA Form 3 show any current holdings for Parth Doshi?
No. The transaction summary shows holdingEntries: 0, meaning no current non-derivative or derivative holdings are reported for Parth Doshi in this Form 3.
AI-generated analysis. How Rhea-AI works. Not financial advice.