[144] Newmont Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Newmont Corporation (NEM) reports a proposed sale of 2,077 common shares through Fidelity Brokerage Services on 09/02/2025 with an aggregate market value of $154,923.43 and 1,098,449,725 shares outstanding noted. The filing identifies prior sales by the same seller, Bruce R. Brook, showing three dispositions of 2,077 shares each on 06/02/2025, 07/01/2025 and 08/01/2025 with gross proceeds of $112,344.93, $122,023.75 and $132,221.82 respectively. Acquisition details show the shares were received as restricted stock vesting on 04/25/2013 and 04/24/2014 and paid as compensation. The filer certifies no undisclosed material adverse information.

Positive

• Transparent disclosure of proposed and recent insider sales consistent with Rule 144 requirements
• Acquisition history provided showing shares originated from restricted stock vesting and were compensation, aiding compliance verification

Negative

• Repeated insider sales totaling 6,231 shares in June–August 2025 for $366,590.50 and a proposed sale of 2,077 shares valued at $154,923.43, which may raise investor questions about insider selling activity
• Filer did not provide role/title for Bruce R. Brook within the filing, limiting context about the seller's position or potential signals to the market

Insights

Financial Analyst

TL;DR: Routine insider sales disclosed; transaction sizes are modest relative to outstanding shares, implying limited immediate market impact.

The filing documents the proposed sale of 2,077 shares valued at $154,923.43 and prior monthly sales of identical lot sizes over the past three months totaling 6,231 shares and $366,590.50 in gross proceeds. These sales originated from restricted stock vesting in 2013 and 2014 and were compensated. Relative to the reported 1,098,449,725 shares outstanding, the transactions are small in absolute percentage terms, suggesting limited dilution or market-pressure implications. The disclosure is timely and complies with Rule 144 reporting expectations.

Corporate Governance Expert

TL;DR: Repeated insider sales merit monitoring for insider alignment but constitute standard Rule 144 activity with no explicit misconduct disclosed.

The notice shows an insider or beneficial owner, Bruce R. Brook, executing periodic sales from previously vested restricted stock. The filing includes representations that no material nonpublic information exists. While recurring sales by insiders can raise governance questions about insider confidence, the document contains no indication of policy breaches or undisclosed events. Documentation of acquisition dates and payment nature supports compliance with Rule 144 conditions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2077	154923.43	1098449725	09/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/25/2013	Restricted Stock Vesting	Issuer			2029	04/25/2013	Compensation
Common	04/24/2014	Restricted Stock Vesting	Issuer			48	04/24/2014	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	06/02/2025	2077	112344.93
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	07/01/2025	2077	122023.75
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	08/01/2025	2077	132221.82

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Newmont's (NEM) Form 144 report?

The Form 144 reports a proposed sale of 2,077 common shares on 09/02/2025 via Fidelity with an aggregate market value of $154,923.43.

Who sold shares according to the filing?

The filing lists Bruce R. Brook as the seller for prior sales and the proposed sale; his address is included but no corporate title is provided.

How many shares were sold in the prior three months and for how much?

Three sales of 2,077 shares each occurred on 06/02/2025, 07/01/2025, and 08/01/2025, generating gross proceeds of $112,344.93, $122,023.75, and $132,221.82 respectively (total $366,590.50).

How were the shares originally acquired?

Acquisition records state the shares were received via restricted stock vesting on 04/25/2013 and 04/24/2014 and were compensation.

Does the filing indicate any undisclosed material information?

By signing the notice, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.