[144] Newmont Corporation SEC Filing

Rhea-AI Filing Summary

Newmont Corporation (NEM) filed a Form 144 disclosing a proposed sale of 19,838 common shares through Fidelity Brokerage Services, with an aggregate market value of $1,373,606.60. The filing lists the approximate date of sale as 08/15/2025 and the shares are to trade on the NYSE. The shares were acquired as restricted stock vesting issued as compensation on 07/24/2024 (7,141 shares), 02/26/2025 (7,059 shares), and 07/24/2025 (5,638 shares). The filer reports no securities sold in the past three months, and signs the required representation that they do not possess undisclosed material adverse information about the issuer.

Positive

• Clear disclosure of broker, share count, aggregate market value, and planned sale date under Rule 144
• Securities were acquired via restricted stock vesting with acquisition dates and amounts provided
• No securities sold in the past three months reported by the filer, simplifying the transaction history

Negative

• Proposed sale of 19,838 shares (aggregate value $1,373,606.60) will increase shares available for trading on the stated date
• One tranche of the acquired shares is dated 07/24/2025; if sale precedes or coincides with vesting specifics, timing may require close compliance review

Insights

Securities Analyst

TL;DR: Form 144 reports a planned Rule 144 sale of 19,838 Newmont shares (≈$1.37M) acquired via restricted stock vesting; no recent sales reported.

The filing is a routine Rule 144 disclosure showing the planned disposition channel, broker, share count, and acquisition history. The disclosure identifies the shares as compensation-based restricted stock vesting on three dates and confirms no sales in the prior three months, which helps establish the filer’s recent trading history. For market-impact assessment, note the disclosed outstanding share count of 1,098,449,725, which provides context on relative size but does not by itself indicate market-moving scale.

Corporate Governance Expert

TL;DR: The filing meets Rule 144 disclosure requirements and documents compensation-related vesting events; signer attests to lack of undisclosed material information.

This Form 144 follows standard governance practice for insider or affiliated-holder sales under Rule 144 by specifying broker, planned sale date, share amounts, acquisition method, and the representation regarding material nonpublic information. The clear identification of acquisition as restricted stock vesting and the absence of recent sales simplify compliance review and indicate the filer is using prescribed disclosure procedures before effecting the sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	19838	1373606.60	1098449725	08/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/24/2024	Restricted Stock Vesting	Issuer			7141	07/24/2024	Compensation
Common	02/26/2025	Restricted Stock Vesting	Issuer			7059	02/26/2025	Compensation
Common	07/24/2025	Restricted Stock Vesting	Issuer			5638	07/24/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Newmont's (NEM) Form 144 disclose?

The Form 144 discloses a proposed sale of 19,838 common shares through Fidelity with an aggregate market value of $1,373,606.60, to be sold on or about 08/15/2025 on the NYSE.

How were the shares acquired that are being sold under the filing?

All reported shares were acquired as restricted stock vesting issued as compensation on 07/24/2024 (7,141 shares), 02/26/2025 (7,059 shares), and 07/24/2025 (5,638 shares).

Does the filing report any securities sold in the past three months?

No. The filing explicitly states "Nothing to Report" for securities sold during the past three months.

Which broker will handle the proposed sale in the Form 144?

The filing names Fidelity Brokerage Services LLC (address listed in filing) as the broker for the proposed sale.

What exchange will the shares be sold on per the Form 144?

The filing indicates the shares are to be sold on the NYSE.

Does the filer assert possession of any undisclosed material information?

By signing the form, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.