What does the 1,805-share transaction mean for Newmont (NEM) investors?

The 1,805-share entry reflects shares withheld to satisfy tax obligations on vesting of 4,101 stock-settled restricted stock units. This is not an open-market sale; it is a routine mechanism to cover taxes on equity compensation, with no separate market trade.

Newmont (NYSE: NEM) exec sale as RSUs vest and taxes withheld

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Newmont Corp MD, Americas David John Thornton reported two recent stock transactions. On May 1, 2026, he completed an open-market sale of 2,296 shares of Newmont common stock at $110.11 per share, leaving him with 23,163 shares held directly.

On April 30, 2026, 1,805 shares were withheld to cover taxes tied to the vesting of 4,101 stock-settled restricted stock units, a non-market, compensation-related event. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan dated December 1, 2025, indicating it was scheduled in advance.

Insider Trade Summary 10b5-1

Net Seller: 2,296 shares ($252,813)

Net Sell 2 txns

Insider Thornton David John

Role MD, Americas

Sold 2,296 shs ($253K)

Type	Security	Shares	Price	Value
Sale	Common Stock, $1.60 par value	2,296	$110.11	$253K
Tax Withholding	Common Stock, $1.60 par value	1,805	$107.61	$194K

Holdings After Transaction: Common Stock, $1.60 par value — 23,163 shares (Direct, null)

Footnotes (1)

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,101 stock-settled restricted stock units. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025

Key Figures

Open-market shares sold: 2,296 shares Sale price per share: $110.11 per share Shares withheld for taxes: 1,805 shares +2 more

5 metrics

Open-market shares sold 2,296 shares Common stock sale on May 1, 2026

Sale price per share $110.11 per share Open-market sale of common stock

Shares withheld for taxes 1,805 shares Tax withholding on April 30, 2026 RSU vest

RSUs vested 4,101 units Stock-settled restricted stock units vesting

Shares held after transactions 23,163 shares Direct ownership following May 1, 2026 sale

Key Terms

Rule 10b5-1 trading plan, restricted stock units, tax withholding obligation, open-market sale

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted stock units financial

"vesting of 4,101 stock-settled restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"Shares withheld to satisfy tax withholding obligation applicable to the vesting"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 Insider Transactions: What Each Field Means →

05/04/2026 - 04:36 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thornton David John

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

COLORADO

80237

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	MD, Americas

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	04/30/2026		F		1,805⁽¹⁾	D	$107.61	25,459	D
Common Stock, $1.60 par value	05/01/2026		S		2,296⁽²⁾	D	$110.11	23,163	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,101 stock-settled restricted stock units.

2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025

	/s/ Logan H. Hennessey, Attorney-in-fact for David J. Thornton	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Newmont (NEM) report for David John Thornton?

Newmont’s MD, Americas David John Thornton reported an open-market sale of 2,296 common shares at $110.11 and a separate 1,805-share tax withholding tied to RSU vesting, leaving him with 23,163 directly held shares after the reported transactions.

How many Newmont (NEM) shares did the executive sell and at what price?

Thornton sold 2,296 Newmont common shares in an open-market transaction at $110.11 per share. This trade reduced his directly held position to 23,163 shares while being executed under a pre-arranged Rule 10b5-1 trading plan.

Was the Newmont (NEM) insider sale made under a Rule 10b5-1 trading plan?

Yes. The Form 4 states the 2,296-share sale was effected under a Rule 10b5-1 trading plan dated December 1, 2025, indicating the trade was pre-scheduled rather than timed discretionarily around short-term market movements.

How large is David John Thornton’s remaining Newmont (NEM) position after these trades?

After the reported sale and tax withholding, Thornton directly holds 23,163 shares of Newmont common stock. This figure reflects his post-transaction ownership and provides context for assessing the relative size of the 2,296-share open-market sale.