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Newmont (NYSE: NEM) EVP Wexler sells 13,378 shares under 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Newmont Corp executive Peter Wexler, EVP, CLO & Interim CFO, reported several stock transactions in company common shares. On May 1, 2026, he completed an open-market sale of 13,378 shares at $110.11 per share, and held 67,865 shares directly afterward.

On April 30, 2026, the company withheld 4,666 shares and 5,742 shares, both at $107.61 per share, to cover tax obligations tied to vesting restricted stock units. The filing notes the May 1 sale was executed under a Rule 10b5-1 trading plan dated December 1, 2025, indicating it was pre-scheduled rather than a discretionary trade.

Positive

  • None.

Negative

  • None.
Insider Wexler Peter
Role EVP, CLO & Interim CFO
Sold 13,378 shs ($1.47M)
Type Security Shares Price Value
Sale Common Stock, $1.60 par value 13,378 $110.11 $1.47M
Tax Withholding Common Stock, $1.60 par value 5,742 $107.61 $618K
Tax Withholding Common Stock, $1.60 par value 4,666 $107.61 $502K
Holdings After Transaction: Common Stock, $1.60 par value — 67,865 shares (Direct, null)
Footnotes (1)
  1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,123 stock-settled restricted stock units. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,663 stock-settled restricted stock units. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025
Open-market sale shares 13,378 shares Common Stock sale on May 1, 2026
Sale price $110.11/share Open-market sale on May 1, 2026
Shares withheld for taxes 10,408 shares Tax-withholding dispositions on April 30, 2026
Tax-withholding price $107.61/share Stock withheld for tax obligations April 30, 2026
Shares held after sale 67,865 shares Direct ownership after May 1, 2026 transaction
Taxed RSU vesting block 13,123 units RSUs triggering share withholding per footnote F1
Second taxed RSU vesting block 10,663 units RSUs triggering share withholding per footnote F2
10b5-1 plan date December 1, 2025 Plan governing May 1, 2026 sale
Rule 10b5-1 trading plan regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
tax withholding obligation financial
"Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,123 stock-settled restricted stock units."
restricted stock units financial
"applicable to the vesting of 10,663 stock-settled restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wexler Peter
(Last)(First)(Middle)
6900 E. LAYTON AVE., SUITE 700
(Street)
DENVER COLORADO 80237
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CLO & Interim CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $1.60 par value04/30/2026F5,742(1)D$107.6185,909D
Common Stock, $1.60 par value04/30/2026F4,666(2)D$107.6181,243D
Common Stock, $1.60 par value05/01/2026S13,378(3)D$110.1167,865D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,123 stock-settled restricted stock units.
2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,663 stock-settled restricted stock units.
3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025
/s/ Logan H. Hennessey, Attorney-in-fact for Peter Wexler05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Newmont (NEM) EVP Peter Wexler report?

Peter Wexler reported selling 13,378 Newmont common shares on May 1, 2026, at $110.11 each. He also had 10,408 shares withheld on April 30, 2026, to cover tax obligations related to vesting restricted stock units.

At what prices did Newmont (NEM) shares trade in Wexler’s Form 4?

The Form 4 shows an open-market sale of 13,378 Newmont shares at $110.11 per share. It also reports tax-withholding dispositions of 4,666 and 5,742 shares at $107.61 per share tied to restricted stock unit vesting.

How many Newmont (NEM) shares does Peter Wexler hold after these transactions?

After the May 1, 2026 open-market sale, Peter Wexler directly holds 67,865 Newmont common shares. Earlier entries in the filing show higher post-transaction amounts, but 67,865 shares is the latest reported direct ownership figure.

Were Newmont (NEM) EVP Peter Wexler’s stock sales pre-planned?

Yes. The Form 4 specifies that the May 1, 2026 sale of 13,378 shares was executed under a Rule 10b5-1 trading plan dated December 1, 2025, indicating it was pre-arranged rather than a discretionary trade based on short-term market conditions.

What does the tax-withholding in Peter Wexler’s Newmont (NEM) filing mean?

The Form 4 shows 4,666 and 5,742 Newmont shares withheld on April 30, 2026, to satisfy tax obligations on vesting restricted stock units. These F-code transactions are not open-market sales but shares retained by the company to pay required taxes.