Newmont EVP Hardy has shares withheld for taxes

Newmont Corporation executive Francois Hardy reported tax-withholding share dispositions tied to restricted stock unit vesting.

Rhea-AI Filing Summary

Newmont Corporation executive Francois Hardy reported tax-withholding share dispositions tied to restricted stock unit vesting. On February 26 and 27, shares of common stock were withheld at prices of $124.85 and $127.47 per share to cover related tax obligations.

After these transactions, Hardy directly owned 36,531 Newmont common shares.

Insider Trade Summary

Exercise Price or Tax Liability: 4,609 shares

Exercise Price or Tax Liability 2 txns

Insider Hardy Francois

Role EVP & CTO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $1.60 par value	1,403	$127.47	$179K
Exercise Price or Tax Liability	Common Stock, $1.60 par value	3,206	$124.85	$400K

Holdings After Transaction: Common Stock, $1.60 par value — 36,531 shares (Direct)

Footnotes (2)

1. F1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,942 stock-settled restricted stock units.
2. F2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,205 stock-settled restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Newmont (NEM) EVP Francois Hardy report in this Form 4?

Francois Hardy reported share dispositions used to cover tax withholding on vested restricted stock units. The transactions involved Newmont common stock and were recorded as tax-withholding dispositions rather than open-market purchases or sales, reflecting standard treatment when equity awards vest for senior executives.

How many Newmont shares were disposed of for tax withholding by Hardy?

Hardy had 1,403 shares and 3,206 shares of Newmont common stock withheld on separate days to satisfy tax obligations. These dispositions related directly to the vesting of stock-settled restricted stock units and were not discretionary open-market trades, but automatic tax settlements.

On what dates did Francois Hardy’s Newmont tax-withholding transactions occur?

The reported tax-withholding share dispositions occurred on February 26 and February 27. Each date reflects a separate withholding event tied to restricted stock unit vesting, with the transactions coded as “F” for payment of tax liability by delivering securities rather than ordinary trading activity.

What prices were used for Hardy’s Newmont tax-withholding share dispositions?

The Newmont shares withheld for Hardy’s tax obligations were valued at $124.85 per share on February 26 and $127.47 per share on February 27. These prices determine the value of shares delivered to satisfy the tax liabilities from his restricted stock unit vesting.

How many Newmont shares does Francois Hardy own after these transactions?

Following the February 27 tax-withholding disposition, Hardy directly owned 36,531 shares of Newmont common stock. This remaining stake reflects his holdings after shares were withheld to cover taxes associated with the vesting of his stock-settled restricted stock units.

What do the footnotes in Hardy’s Newmont Form 4 explain?

The footnotes explain that the shares were withheld to satisfy tax obligations from the vesting of 6,942 and 3,205 stock-settled restricted stock units. This clarifies that the dispositions are administrative tax-settlement events associated with equity compensation, not voluntary buying or selling decisions in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 04:51 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hardy Francois

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER CO 80237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CTO

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	02/26/2026		F		3,206(1)	D	$124.85	37,934	D
Common Stock, $1.60 par value	02/27/2026		F		1,403(2)	D	$127.47	36,531	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,942 stock-settled restricted stock units.

2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,205 stock-settled restricted stock units.

	/s/ Logan H. Hennessey, as attorney-in-fact for Francois Hardy	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.