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Newmont (NEM) SVP & CAO reports Form 4 tax-withholding share disposals

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NEWMONT Corp senior vice president and chief accounting officer Brian Tabolt reported two tax-related share dispositions under a Form 4. On February 26, 2,005 common shares were withheld at $124.85 per share to cover tax obligations tied to 2,769 vested restricted stock units. On February 27, 1,212 shares were similarly withheld at $127.47 per share for taxes on 4,582 vested restricted stock units. These are tax-withholding dispositions, not open-market sales, and Tabolt directly held 33,219 common shares after the latest transaction.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tabolt Brian

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & CAO
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 02/26/2026 F 2,005(1) D $124.85 34,431 D
Common Stock, $1.60 par value 02/27/2026 F 1,212(2) D $127.47 33,219 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,582 stock-settled restricted stock units.
2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,769 stock-settled restricted stock units.
/s/ Logan H. Hennessey, as attorney-in-fact for Brian Tabolt 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Newmont (NEM) executive Brian Tabolt report on this Form 4?

Brian Tabolt reported two tax-withholding share dispositions related to vesting restricted stock units. Shares were withheld by the company to satisfy tax obligations, rather than sold in open-market transactions, and he continued to directly hold 33,219 Newmont common shares afterward.

How many Newmont (NEM) shares were disposed of for tax withholding?

A total of 3,217 Newmont common shares were disposed of for tax withholding. This included 2,005 shares on February 26 and 1,212 shares on February 27, all withheld to cover tax obligations from vesting restricted stock units.

At what prices were the Newmont (NEM) tax-withholding shares valued?

The tax-withholding dispositions used per-share values of $124.85 and $127.47. On February 26, 2,005 shares were valued at $124.85 each, and on February 27, 1,212 shares were valued at $127.47 each, according to the Form 4 disclosure.

How many Newmont (NEM) shares does Brian Tabolt hold after these transactions?

After the reported tax-withholding dispositions, Brian Tabolt directly holds 33,219 Newmont common shares. This post-transaction balance reflects the remaining shares following the withholding of 3,217 shares to satisfy tax obligations on vested restricted stock units.

Were Brian Tabolt’s Newmont (NEM) transactions open-market sales?

No, the Form 4 describes the transactions as tax-withholding dispositions, not open-market sales. Shares were withheld to pay tax liabilities arising from the vesting of stock-settled restricted stock units granted as part of his equity compensation.

What triggered the tax-withholding share dispositions at Newmont (NEM)?

The dispositions were triggered by the vesting of restricted stock units. Specifically, 4,582 and 2,769 stock-settled restricted stock units vested, and Newmont withheld shares to cover the associated tax obligations, as explained in the Form 4 footnotes.
Newmont Corp

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